Filed: 10/21/2026ACC: 0001104659-26-117793
📋 What this filing means
SEROS FINANCIAL, LLC filed this quarterly 13F‑HR report disclosing 68 equity positions with a total reported market value of $196.89M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
68
Positions
$196.89M
Total AUM (reported)
3.78M
Total Shares
Allocation by class
S&P 500 MOMNTM$27.16M13.8%
US LARGE CAP VLU$19.24M9.8%
UNIT SER 1$16.73M8.5%
S&P SMLCP MOMENT$15.40M7.8%
FRANKLIN INTL LW$14.02M7.1%
INTL EQTY ETF$13.55M6.9%
FT VEST NASD ETF$11.65M5.9%
Portfolio Concentration
Top 3$63.12M32.1%
4–10$82.22M41.8%
11–25$35.08M17.8%
Rest$16.46M8.4%
Top 3 weight
32.1%
Top 10 weight
73.8%
Voting Authority Distribution
Total shares with voting rights: 3.78M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.78M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole68
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings68
Rows:
INVESCO EXCH TRADED FD TR II
SOLEShares179.17K
TypeSH
Market value$27.16M
13.79%
Sole
0.00
Shared
0.00
None
179.17K
AMERICAN CENTY ETF TR
SOLEShares212.69K
TypeSH
Market value$19.24M
9.77%
Sole
0.00
Shared
0.00
None
212.69K
INVESCO QQQ TR
SOLEShares22.62K
TypeSH
Market value$16.73M
8.50%
Sole
0.00
Shared
0.00
None
22.62K
INVESCO EXCHANGE TRADED FD T
SOLEShares188.78K
TypeSH
Market value$15.40M
7.82%
Sole
0.00
Shared
0.00
None
188.78K
LEGG MASON ETF INVT
SOLEShares336.07K
TypeSH
Market value$14.02M
7.12%
Sole
0.00
Shared
0.00
None
336.07K
SCHWAB STRATEGIC TR
SOLEShares493.25K
TypeSH
Market value$13.55M
6.88%
Sole
0.00
Shared
0.00
None
493.25K
FIRST TR EXCHNG TRADED FD VI
SOLEShares287.46K
TypeSH
Market value$11.65M
5.92%
Sole
0.00
Shared
0.00
None
287.46K
FIRST TR EXCH TRADED FD III
SOLEShares611.03K
TypeSH
Market value$10.42M
5.29%
Sole
0.00
Shared
0.00
None
611.03K
FIRST TR EXCHNG TRADED FD VI
SOLEShares274.42K
TypeSH
Market value$10.28M
5.22%
Sole
0.00
Shared
0.00
None
274.42K
SCHWAB STRATEGIC TR
SOLEShares230.29K
TypeSH
Market value$6.91M
3.51%
Sole
0.00
Shared
0.00
None
230.29K
INNOVATOR ETFS TRUST
SOLEShares100.35K
TypeSH
Market value$5.41M
2.75%
Sole
0.00
Shared
0.00
None
100.35K
DBX ETF TR
SOLEShares119.54K
TypeSH
Market value$5.13M
2.61%
Sole
0.00
Shared
0.00
None
119.54K
VANGUARD BD INDEX FDS
SOLEShares62.48K
TypeSH
Market value$4.38M
2.23%
Sole
0.00
Shared
0.00
None
62.48K
PGIM ETF TR
SOLEShares83K
TypeSH
Market value$2.77M
1.41%
Sole
0.00
Shared
0.00
None
83K
INVESCO EXCH TRADED FD TR II
SOLEShares7.77K
TypeSH
Market value$2.37M
1.20%
Sole
0.00
Shared
0.00
None
7.77K
SPROTT ASSET MANAGEMENT LP
SOLEShares70.03K
TypeSH
Market value$2.19M
1.11%
Sole
0.00
Shared
0.00
None
70.03K
INNOVATOR ETFS TRUST
SOLEShares49.87K
TypeSH
Market value$2.01M
1.02%
Sole
0.00
Shared
0.00
None
49.87K
VANECK ETF TRUST
SOLEShares2.92K
TypeSH
Market value$1.78M
0.90%
Sole
0.00
Shared
0.00
None
2.92K
STATE STR SPDR S&P 500 ETF T
SOLEShares2.11K
TypeSH
Market value$1.61M
0.82%
Sole
0.00
Shared
0.00
None
2.11K
APPLE INC
SOLEShares4.63K
TypeSH
Market value$1.54M
0.78%
Sole
0.00
Shared
0.00
None
4.63K
ORION GROUP HLDGS INC
SOLEShares168.70K
TypeSH
Market value$1.44M
0.73%
Sole
0.00
Shared
0.00
None
168.70K
CROWDSTRIKE HLDGS INC
SOLEShares4.45K
TypeSH
Market value$1.18M
0.60%
Sole
0.00
Shared
0.00
None
4.45K
ISHARES TR
SOLEShares3.88K
TypeSH
Market value$1.14M
0.58%
Sole
0.00
Shared
0.00
None
3.88K
MICROSOFT CORP
SOLEShares2.08K
TypeSH
Market value$1.07M
0.54%
Sole
0.00
Shared
0.00
None
2.08K
JOHNSON CONTROLS INTERNATION
SOLEShares7.10K
TypeSH
Market value$1.06M
0.54%
Sole
0.00
Shared
0.00
None
7.10K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO EXCH TRADED FD TR IISOLE | S&P 500 MOMNTM | 179.17K | SH | $27.16M 13.79% | 0.00 | 0.00 | 179.17K |
AMERICAN CENTY ETF TRSOLE | US LARGE CAP VLU | 212.69K | SH | $19.24M 9.77% | 0.00 | 0.00 | 212.69K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 22.62K | SH | $16.73M 8.50% | 0.00 | 0.00 | 22.62K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P SMLCP MOMENT | 188.78K | SH | $15.40M 7.82% | 0.00 | 0.00 | 188.78K |
LEGG MASON ETF INVTSOLE | FRANKLIN INTL LW | 336.07K | SH | $14.02M 7.12% | 0.00 | 0.00 | 336.07K |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 493.25K | SH | $13.55M 6.88% | 0.00 | 0.00 | 493.25K |
FIRST TR EXCHNG TRADED FD VISOLE | FT VEST NASD ETF | 287.46K | SH | $11.65M 5.92% | 0.00 | 0.00 | 287.46K |
FIRST TR EXCH TRADED FD IIISOLE | PFD SECS INC ETF | 611.03K | SH | $10.42M 5.29% | 0.00 | 0.00 | 611.03K |
FIRST TR EXCHNG TRADED FD VISOLE | FT LADD BUFF ETF | 274.42K | SH | $10.28M 5.22% | 0.00 | 0.00 | 274.42K |
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 230.29K | SH | $6.91M 3.51% | 0.00 | 0.00 | 230.29K |
INNOVATOR ETFS TRUSTSOLE | LADERD ALCTN PWR | 100.35K | SH | $5.41M 2.75% | 0.00 | 0.00 | 100.35K |
DBX ETF TRSOLE | XTRACKERS SHRT | 119.54K | SH | $5.13M 2.61% | 0.00 | 0.00 | 119.54K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 62.48K | SH | $4.38M 2.23% | 0.00 | 0.00 | 62.48K |
PGIM ETF TRSOLE | ACTV HY BD ETF | 83K | SH | $2.77M 1.41% | 0.00 | 0.00 | 83K |
INVESCO EXCH TRADED FD TR IISOLE | NASDAQ 100 ETF | 7.77K | SH | $2.37M 1.20% | 0.00 | 0.00 | 7.77K |
SPROTT ASSET MANAGEMENT LPSOLE | PHYSICAL GOLD TR | 70.03K | SH | $2.19M 1.11% | 0.00 | 0.00 | 70.03K |
INNOVATOR ETFS TRUSTSOLE | LADDERED ALC BFR | 49.87K | SH | $2.01M 1.02% | 0.00 | 0.00 | 49.87K |
VANECK ETF TRUSTSOLE | SEMICONDUCTR ETF | 2.92K | SH | $1.78M 0.90% | 0.00 | 0.00 | 2.92K |
STATE STR SPDR S&P 500 ETF TSOLE | TR UNIT | 2.11K | SH | $1.61M 0.82% | 0.00 | 0.00 | 2.11K |
APPLE INCSOLE | COM | 4.63K | SH | $1.54M 0.78% | 0.00 | 0.00 | 4.63K |
ORION GROUP HLDGS INCSOLE | COM | 168.70K | SH | $1.44M 0.73% | 0.00 | 0.00 | 168.70K |
CROWDSTRIKE HLDGS INCSOLE | CL A | 4.45K | SH | $1.18M 0.60% | 0.00 | 0.00 | 4.45K |
ISHARES TRSOLE | RUS TP200 GR ETF | 3.88K | SH | $1.14M 0.58% | 0.00 | 0.00 | 3.88K |
MICROSOFT CORPSOLE | COM | 2.08K | SH | $1.07M 0.54% | 0.00 | 0.00 | 2.08K |
JOHNSON CONTROLS INTERNATIONSOLE | SHS | 7.10K | SH | $1.06M 0.54% | 0.00 | 0.00 | 7.10K |
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