SEROS FINANCIAL, LLC

Filed: 8/13/2026ACC: 0001104659-26-095632

📋 What this filing means

SEROS FINANCIAL, LLC filed this quarterly 13F‑HR report disclosing 66 equity positions with a total reported market value of $191.98M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$191.98M

Total AUM (reported)

3.48M

Total Shares

Allocation by class

S&P 500 MOMNTM$28.74M15.0%

UNIT SER 1$18.33M9.5%

S&P SMLCP MOMENT$16.35M8.5%

INTL EQTY ETF$13.13M6.8%

FRANKLIN INTL LW$11.17M5.8%

FT VEST NASD ETF$10.88M5.7%

S&P 500 TOP 50$10.80M5.6%

Portfolio Concentration

Top 3$63.43M33.0%

4–10$75.54M39.3%

11–25$38.16M19.9%

Rest$14.85M7.7%

Top 3 weight

33.0%

Top 10 weight

72.4%

Voting Authority Distribution

Total shares with voting rights: 3.48M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.48M

% of voting shares100.0%

Investment Discretion (by position count)

Sole66

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings66

Rows:

INVESCO EXCH TRADED FD TR II

SOLE

S&P 500 MOMNTM

Shares177.94K

TypeSH

Market value$28.74M

14.97%

Sole

0.00

Shared

0.00

None

177.94K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares24.89K

TypeSH

Market value$18.33M

9.55%

Sole

0.00

Shared

0.00

None

24.89K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P SMLCP MOMENT

Shares174.67K

TypeSH

Market value$16.35M

8.52%

Sole

0.00

Shared

0.00

None

174.67K

SCHWAB STRATEGIC TR

SOLE

INTL EQTY ETF

Shares473.90K

TypeSH

Market value$13.13M

6.84%

Sole

0.00

Shared

0.00

None

473.90K

LEGG MASON ETF INVT

SOLE

FRANKLIN INTL LW

Shares275.13K

TypeSH

Market value$11.17M

5.82%

Sole

0.00

Shared

0.00

None

275.13K

FIRST TR EXCHNG TRADED FD VI

SOLE

FT VEST NASD ETF

Shares277.07K

TypeSH

Market value$10.88M

5.67%

Sole

0.00

Shared

0.00

None

277.07K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P 500 TOP 50

Shares176.31K

TypeSH

Market value$10.80M

5.62%

Sole

0.00

Shared

0.00

None

176.31K

AMERICAN CENTY ETF TR

SOLE

US LARGE CAP VLU

Shares109.07K

TypeSH

Market value$9.95M

5.18%

Sole

0.00

Shared

0.00

None

109.07K

FIRST TR EXCH TRADED FD III

SOLE

PFD SECS INC ETF

Shares555.26K

TypeSH

Market value$9.93M

5.17%

Sole

0.00

Shared

0.00

None

555.26K

FIRST TR EXCHNG TRADED FD VI

SOLE

FT LADD BUFF ETF

Shares265.44K

TypeSH

Market value$9.70M

5.05%

Sole

0.00

Shared

0.00

None

265.44K

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares186.67K

TypeSH

Market value$5.49M

2.86%

Sole

0.00

Shared

0.00

None

186.67K

INNOVATOR ETFS TRUST

SOLE

LADERD ALCTN PWR

Shares95.38K

TypeSH

Market value$5.02M

2.62%

Sole

0.00

Shared

0.00

None

95.38K

DBX ETF TR

SOLE

XTRACKERS SHRT

Shares110.58K

TypeSH

Market value$4.91M

2.56%

Sole

0.00

Shared

0.00

None

110.58K

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares57.61K

TypeSH

Market value$4.23M

2.20%

Sole

0.00

Shared

0.00

None

57.61K

ORION GROUP HLDGS INC

SOLE

COM

Shares168.70K

TypeSH

Market value$2.84M

1.48%

Sole

0.00

Shared

0.00

None

168.70K

PGIM ETF TR

SOLE

ACTV HY BD ETF

Shares66.99K

TypeSH

Market value$2.34M

1.22%

Sole

0.00

Shared

0.00

None

66.99K

INVESCO EXCH TRADED FD TR II

SOLE

NASDAQ 100 ETF

Shares7.68K

TypeSH

Market value$2.33M

1.21%

Sole

0.00

Shared

0.00

None

7.68K

INNOVATOR ETFS TRUST

SOLE

LADDERED ALC BFR

Shares49.19K

TypeSH

Market value$1.93M

1.01%

Sole

0.00

Shared

0.00

None

49.19K

VANECK ETF TRUST

SOLE

SEMICONDUCTR ETF

Shares2.79K

TypeSH

Market value$1.83M

0.95%

Sole

0.00

Shared

0.00

None

2.79K

STATE STR SPDR S&P 500 ETF T

SOLE

TR UNIT

Shares2.06K

TypeSH

Market value$1.54M

0.80%

Sole

0.00

Shared

0.00

None

2.06K

APPLE INC

SOLE

COM

Shares4.54K

TypeSH

Market value$1.31M

0.68%

Sole

0.00

Shared

0.00

None

4.54K

VANGUARD BD INDEX FDS

SOLE

INTERMED TERM

Shares16.23K

TypeSH

Market value$1.24M

0.65%

Sole

0.00

Shared

0.00

None

16.23K

ISHARES TR

SOLE

RUS TP200 GR ETF

Shares3.83K

TypeSH

Market value$1.11M

0.58%

Sole

0.00

Shared

0.00

None

3.83K

JOHNSON CONTROLS INTERNATION

SOLE

SHS

Shares7.10K

TypeSH

Market value$1.04M

0.54%

Sole

0.00

Shared

0.00

None

7.10K

AMAZON COM INC

SOLE

COM

Shares4.15K

TypeSH

Market value$990.1K

0.52%

Sole

0.00

Shared

0.00

None

4.15K

Issuer	Class	Shares	Type	Value / Portfolio %	None
INVESCO EXCH TRADED FD TR IISOLE	S&P 500 MOMNTM	177.94K	SH	$28.74M 14.97%	177.94K
INVESCO QQQ TRSOLE	UNIT SER 1	24.89K	SH	$18.33M 9.55%	24.89K
INVESCO EXCHANGE TRADED FD TSOLE	S&P SMLCP MOMENT	174.67K	SH	$16.35M 8.52%	174.67K
SCHWAB STRATEGIC TRSOLE	INTL EQTY ETF	473.90K	SH	$13.13M 6.84%	473.90K
LEGG MASON ETF INVTSOLE	FRANKLIN INTL LW	275.13K	SH	$11.17M 5.82%	275.13K
FIRST TR EXCHNG TRADED FD VISOLE	FT VEST NASD ETF	277.07K	SH	$10.88M 5.67%	277.07K
INVESCO EXCHANGE TRADED FD TSOLE	S&P 500 TOP 50	176.31K	SH	$10.80M 5.62%	176.31K
AMERICAN CENTY ETF TRSOLE	US LARGE CAP VLU	109.07K	SH	$9.95M 5.18%	109.07K
FIRST TR EXCH TRADED FD IIISOLE	PFD SECS INC ETF	555.26K	SH	$9.93M 5.17%	555.26K
FIRST TR EXCHNG TRADED FD VISOLE	FT LADD BUFF ETF	265.44K	SH	$9.70M 5.05%	265.44K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	186.67K	SH	$5.49M 2.86%	186.67K
INNOVATOR ETFS TRUSTSOLE	LADERD ALCTN PWR	95.38K	SH	$5.02M 2.62%	95.38K
DBX ETF TRSOLE	XTRACKERS SHRT	110.58K	SH	$4.91M 2.56%	110.58K
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	57.61K	SH	$4.23M 2.20%	57.61K
ORION GROUP HLDGS INCSOLE	COM	168.70K	SH	$2.84M 1.48%	168.70K
PGIM ETF TRSOLE	ACTV HY BD ETF	66.99K	SH	$2.34M 1.22%	66.99K
INVESCO EXCH TRADED FD TR IISOLE	NASDAQ 100 ETF	7.68K	SH	$2.33M 1.21%	7.68K
INNOVATOR ETFS TRUSTSOLE	LADDERED ALC BFR	49.19K	SH	$1.93M 1.01%	49.19K
VANECK ETF TRUSTSOLE	SEMICONDUCTR ETF	2.79K	SH	$1.83M 0.95%	2.79K
STATE STR SPDR S&P 500 ETF TSOLE	TR UNIT	2.06K	SH	$1.54M 0.80%	2.06K
APPLE INCSOLE	COM	4.54K	SH	$1.31M 0.68%	4.54K
VANGUARD BD INDEX FDSSOLE	INTERMED TERM	16.23K	SH	$1.24M 0.65%	16.23K
ISHARES TRSOLE	RUS TP200 GR ETF	3.83K	SH	$1.11M 0.58%	3.83K
JOHNSON CONTROLS INTERNATIONSOLE	SHS	7.10K	SH	$1.04M 0.54%	7.10K
AMAZON COM INCSOLE	COM	4.15K	SH	$990.1K 0.52%	4.15K

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