SEROS FINANCIAL, LLC

Filed: 5/5/2026ACC: 0001104659-26-055527

📋 What this filing means

SEROS FINANCIAL, LLC filed this quarterly 13F‑HR report disclosing 58 equity positions with a total reported market value of $157.11M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$157.11M

Total AUM (reported)

3.49M

Total Shares

Allocation by class

S&P 500 MOMNTM$20.91M13.3%

FT VEST LADDERED$18.40M11.7%

UNIT SER 1$14.31M9.1%

INTL EQTY ETF$11.65M7.4%

FRANKLIN INTL LW$10.93M7.0%

CL B NEW$9.88M6.3%

S&P SMLCP MOMENT$9.52M6.1%

Portfolio Concentration

Top 3$46.88M29.8%

4–10$67.35M42.9%

11–25$31.42M20.0%

Rest$11.47M7.3%

Top 3 weight

29.8%

Top 10 weight

72.7%

Voting Authority Distribution

Total shares with voting rights: 3.49M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.49M

% of voting shares100.0%

Investment Discretion (by position count)

Sole58

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings58

Rows:

INVESCO EXCH TRADED FD TR II

SOLE

S&P 500 MOMNTM

Shares186.56K

TypeSH

Market value$20.91M

13.31%

Sole

0.00

Shared

0.00

None

186.56K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares24.80K

TypeSH

Market value$14.31M

9.11%

Sole

0.00

Shared

0.00

None

24.80K

SCHWAB STRATEGIC TR

SOLE

INTL EQTY ETF

Shares470.59K

TypeSH

Market value$11.65M

7.41%

Sole

0.00

Shared

0.00

None

470.59K

LEGG MASON ETF INVT

SOLE

FRANKLIN INTL LW

Shares269.61K

TypeSH

Market value$10.93M

6.96%

Sole

0.00

Shared

0.00

None

269.61K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares20.62K

TypeSH

Market value$9.88M

6.29%

Sole

0.00

Shared

0.00

None

20.62K

FIRST TR EXCHNG TRADED FD VI

SOLE

FT VEST LADDERED

Shares272.12K

TypeSH

Market value$9.61M

6.12%

Sole

0.00

Shared

0.00

None

272.12K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P SMLCP MOMENT

Shares125.27K

TypeSH

Market value$9.52M

6.06%

Sole

0.00

Shared

0.00

None

125.27K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P 500 TOP 50

Shares172.67K

TypeSH

Market value$9.42M

6.00%

Sole

0.00

Shared

0.00

None

172.67K

FIRST TR EXCH TRADED FD III

SOLE

PFD SECS INC ETF

Shares518.45K

TypeSH

Market value$9.20M

5.86%

Sole

0.00

Shared

0.00

None

518.45K

FIRST TR EXCHNG TRADED FD VI

SOLE

FT VEST LADDERED

Shares260.14K

TypeSH

Market value$8.79M

5.59%

Sole

0.00

Shared

0.00

None

260.14K

DBX ETF TR

SOLE

XTRACKERS SHRT

Shares102.84K

TypeSH

Market value$4.57M

2.91%

Sole

0.00

Shared

0.00

None

102.84K

INNOVATOR ETFS TRUST

SOLE

LADERD ALCTN PWR

Shares91.68K

TypeSH

Market value$4.53M

2.88%

Sole

0.00

Shared

0.00

None

91.68K

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares161.62K

TypeSH

Market value$4.14M

2.64%

Sole

0.00

Shared

0.00

None

161.62K

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares54.08K

TypeSH

Market value$3.98M

2.53%

Sole

0.00

Shared

0.00

None

54.08K

PGIM ETF TR

SOLE

ACTV HY BD ETF

Shares61.71K

TypeSH

Market value$2.14M

1.36%

Sole

0.00

Shared

0.00

None

61.71K

ORION GROUP HLDGS INC

SOLE

COM

Shares168.70K

TypeSH

Market value$1.84M

1.17%

Sole

0.00

Shared

0.00

None

168.70K

INNOVATOR ETFS TRUST

SOLE

LADDERED ALC BFR

Shares48.85K

TypeSH

Market value$1.75M

1.12%

Sole

0.00

Shared

0.00

None

48.85K

STATE STR SPDR S&P 500 ETF T

SOLE

TR UNIT

Shares2.10K

TypeSH

Market value$1.37M

0.87%

Sole

0.00

Shared

0.00

None

2.10K

VANGUARD BD INDEX FDS

SOLE

INTERMED TERM

Shares15.25K

TypeSH

Market value$1.18M

0.75%

Sole

0.00

Shared

0.00

None

15.25K

APPLE INC

SOLE

COM

Shares4.56K

TypeSH

Market value$1.16M

0.74%

Sole

0.00

Shared

0.00

None

4.56K

INVESCO EXCH TRADED FD TR II

SOLE

NASDAQ 100 ETF

Shares4.41K

TypeSH

Market value$1.05M

0.67%

Sole

0.00

Shared

0.00

None

4.41K

ISHARES TR

SOLE

RUS TP200 GR ETF

Shares4.14K

TypeSH

Market value$1.03M

0.66%

Sole

0.00

Shared

0.00

None

4.14K

VANECK ETF TRUST

SOLE

SEMICONDUCTR ETF

Shares2.43K

TypeSH

Market value$930.1K

0.59%

Sole

0.00

Shared

0.00

None

2.43K

JOHNSON CONTROLS INTERNATION

SOLE

SHS

Shares7.10K

TypeSH

Market value$929.7K

0.59%

Sole

0.00

Shared

0.00

None

7.10K

AMAZON COM INC

SOLE

COM

Shares3.96K

TypeSH

Market value$825.8K

0.53%

Sole

0.00

Shared

0.00

None

3.96K

Issuer	Class	Shares	Type	Value / Portfolio %	None
INVESCO EXCH TRADED FD TR IISOLE	S&P 500 MOMNTM	186.56K	SH	$20.91M 13.31%	186.56K
INVESCO QQQ TRSOLE	UNIT SER 1	24.80K	SH	$14.31M 9.11%	24.80K
SCHWAB STRATEGIC TRSOLE	INTL EQTY ETF	470.59K	SH	$11.65M 7.41%	470.59K
LEGG MASON ETF INVTSOLE	FRANKLIN INTL LW	269.61K	SH	$10.93M 6.96%	269.61K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	20.62K	SH	$9.88M 6.29%	20.62K
FIRST TR EXCHNG TRADED FD VISOLE	FT VEST LADDERED	272.12K	SH	$9.61M 6.12%	272.12K
INVESCO EXCHANGE TRADED FD TSOLE	S&P SMLCP MOMENT	125.27K	SH	$9.52M 6.06%	125.27K
INVESCO EXCHANGE TRADED FD TSOLE	S&P 500 TOP 50	172.67K	SH	$9.42M 6.00%	172.67K
FIRST TR EXCH TRADED FD IIISOLE	PFD SECS INC ETF	518.45K	SH	$9.20M 5.86%	518.45K
FIRST TR EXCHNG TRADED FD VISOLE	FT VEST LADDERED	260.14K	SH	$8.79M 5.59%	260.14K
DBX ETF TRSOLE	XTRACKERS SHRT	102.84K	SH	$4.57M 2.91%	102.84K
INNOVATOR ETFS TRUSTSOLE	LADERD ALCTN PWR	91.68K	SH	$4.53M 2.88%	91.68K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	161.62K	SH	$4.14M 2.64%	161.62K
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	54.08K	SH	$3.98M 2.53%	54.08K
PGIM ETF TRSOLE	ACTV HY BD ETF	61.71K	SH	$2.14M 1.36%	61.71K
ORION GROUP HLDGS INCSOLE	COM	168.70K	SH	$1.84M 1.17%	168.70K
INNOVATOR ETFS TRUSTSOLE	LADDERED ALC BFR	48.85K	SH	$1.75M 1.12%	48.85K
STATE STR SPDR S&P 500 ETF TSOLE	TR UNIT	2.10K	SH	$1.37M 0.87%	2.10K
VANGUARD BD INDEX FDSSOLE	INTERMED TERM	15.25K	SH	$1.18M 0.75%	15.25K
APPLE INCSOLE	COM	4.56K	SH	$1.16M 0.74%	4.56K
INVESCO EXCH TRADED FD TR IISOLE	NASDAQ 100 ETF	4.41K	SH	$1.05M 0.67%	4.41K
ISHARES TRSOLE	RUS TP200 GR ETF	4.14K	SH	$1.03M 0.66%	4.14K
VANECK ETF TRUSTSOLE	SEMICONDUCTR ETF	2.43K	SH	$930.1K 0.59%	2.43K
JOHNSON CONTROLS INTERNATIONSOLE	SHS	7.10K	SH	$929.7K 0.59%	7.10K
AMAZON COM INCSOLE	COM	3.96K	SH	$825.8K 0.53%	3.96K

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