SEROS FINANCIAL, LLC

Filed: 2/6/2026ACC: 0001104659-26-011337

📋 What this filing means

SEROS FINANCIAL, LLC filed this quarterly 13F‑HR report disclosing 61 equity positions with a total reported market value of $170.49M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$170.49M

Total AUM (reported)

3.03M

Total Shares

Allocation by class

S&P 500 MOMNTM$26.67M15.6%

UNIT SER 1$16.91M9.9%

FT VEST LADDERED$14.84M8.7%

CL B NEW$11.93M7.0%

RUS TP200 GR ETF$11.55M6.8%

INTL EQTY ETF$11.42M6.7%

COM$10.65M6.2%

Portfolio Concentration

Top 3$55.50M32.6%

4–10$64.73M38.0%

11–25$35.50M20.8%

Rest$14.75M8.7%

Top 3 weight

32.6%

Top 10 weight

70.5%

Voting Authority Distribution

Total shares with voting rights: 3.03M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.03M

% of voting shares100.0%

Investment Discretion (by position count)

Sole61

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings61

Rows:

INVESCO EXCH TRADED FD TR II

SOLE

S&P 500 MOMNTM

Shares223.53K

TypeSH

Market value$26.67M

15.64%

Sole

0.00

Shared

0.00

None

223.53K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares27.52K

TypeSH

Market value$16.91M

9.92%

Sole

0.00

Shared

0.00

None

27.52K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares23.73K

TypeSH

Market value$11.93M

6.99%

Sole

0.00

Shared

0.00

None

23.73K

ISHARES TR

SOLE

RUS TP200 GR ETF

Shares41.71K

TypeSH

Market value$11.55M

6.77%

Sole

0.00

Shared

0.00

None

41.71K

SCHWAB STRATEGIC TR

SOLE

INTL EQTY ETF

Shares475.06K

TypeSH

Market value$11.42M

6.70%

Sole

0.00

Shared

0.00

None

475.06K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P 500 TOP 50

Shares161.36K

TypeSH

Market value$9.57M

5.61%

Sole

0.00

Shared

0.00

None

161.36K

FIRST TR EXCH TRADED FD III

SOLE

PFD SECS INC ETF

Shares508.70K

TypeSH

Market value$9.27M

5.44%

Sole

0.00

Shared

0.00

None

508.70K

INNOVATOR ETFS TRUST

SOLE

LADDERED ALC BFR

Shares220.81K

TypeSH

Market value$8.09M

4.74%

Sole

0.00

Shared

0.00

None

220.81K

FIRST TR EXCHNG TRADED FD VI

SOLE

FT VEST LADDERED

Shares224.87K

TypeSH

Market value$8.06M

4.73%

Sole

0.00

Shared

0.00

None

224.87K

FIRST TR EXCHNG TRADED FD VI

SOLE

FT VEST LADDERED

Shares197.86K

TypeSH

Market value$6.78M

3.98%

Sole

0.00

Shared

0.00

None

197.86K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P SMLCP MOMENT

Shares78.17K

TypeSH

Market value$5.63M

3.30%

Sole

0.00

Shared

0.00

None

78.17K

DBX ETF TR

SOLE

XTRACKERS SHRT

Shares100.54K

TypeSH

Market value$4.52M

2.65%

Sole

0.00

Shared

0.00

None

100.54K

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares54.17K

TypeSH

Market value$4.01M

2.35%

Sole

0.00

Shared

0.00

None

54.17K

INNOVATOR ETFS TRUST

SOLE

LADERD ALCTN PWR

Shares79.14K

TypeSH

Market value$3.95M

2.31%

Sole

0.00

Shared

0.00

None

79.14K

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares126.02K

TypeSH

Market value$3.39M

1.99%

Sole

0.00

Shared

0.00

None

126.02K

NVIDIA CORPORATION

SOLE

COM

Shares12.39K

TypeSH

Market value$2.31M

1.36%

Sole

0.00

Shared

0.00

None

12.39K

ORION GROUP HLDGS INC

SOLE

COM

Shares162.13K

TypeSH

Market value$1.61M

0.95%

Sole

0.00

Shared

0.00

None

162.13K

INVESCO EXCH TRADED FD TR II

SOLE

FNDMNTL HY CRP

Shares82.56K

TypeSH

Market value$1.54M

0.90%

Sole

0.00

Shared

0.00

None

82.56K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares2.23K

TypeSH

Market value$1.52M

0.89%

Sole

0.00

Shared

0.00

None

2.23K

AMAZON COM INC

SOLE

COM

Shares5.86K

TypeSH

Market value$1.35M

0.79%

Sole

0.00

Shared

0.00

None

5.86K

MICROSOFT CORP

SOLE

COM

Shares2.74K

TypeSH

Market value$1.33M

0.78%

Sole

0.00

Shared

0.00

None

2.74K

APPLE INC

SOLE

COM

Shares4.86K

TypeSH

Market value$1.32M

0.77%

Sole

0.00

Shared

0.00

None

4.86K

INVESCO EXCH TRADED FD TR II

SOLE

S&P 500 HB ETF

Shares9.22K

TypeSH

Market value$1.08M

0.63%

Sole

0.00

Shared

0.00

None

9.22K

VANGUARD BD INDEX FDS

SOLE

INTERMED TERM

Shares13.64K

TypeSH

Market value$1.06M

0.62%

Sole

0.00

Shared

0.00

None

13.64K

INVESCO EXCH TRADED FD TR II

SOLE

NASDAQ 100 ETF

Shares3.50K

TypeSH

Market value$883.9K

0.52%

Sole

0.00

Shared

0.00

None

3.50K

Issuer	Class	Shares	Type	Value / Portfolio %	None
INVESCO EXCH TRADED FD TR IISOLE	S&P 500 MOMNTM	223.53K	SH	$26.67M 15.64%	223.53K
INVESCO QQQ TRSOLE	UNIT SER 1	27.52K	SH	$16.91M 9.92%	27.52K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	23.73K	SH	$11.93M 6.99%	23.73K
ISHARES TRSOLE	RUS TP200 GR ETF	41.71K	SH	$11.55M 6.77%	41.71K
SCHWAB STRATEGIC TRSOLE	INTL EQTY ETF	475.06K	SH	$11.42M 6.70%	475.06K
INVESCO EXCHANGE TRADED FD TSOLE	S&P 500 TOP 50	161.36K	SH	$9.57M 5.61%	161.36K
FIRST TR EXCH TRADED FD IIISOLE	PFD SECS INC ETF	508.70K	SH	$9.27M 5.44%	508.70K
INNOVATOR ETFS TRUSTSOLE	LADDERED ALC BFR	220.81K	SH	$8.09M 4.74%	220.81K
FIRST TR EXCHNG TRADED FD VISOLE	FT VEST LADDERED	224.87K	SH	$8.06M 4.73%	224.87K
FIRST TR EXCHNG TRADED FD VISOLE	FT VEST LADDERED	197.86K	SH	$6.78M 3.98%	197.86K
INVESCO EXCHANGE TRADED FD TSOLE	S&P SMLCP MOMENT	78.17K	SH	$5.63M 3.30%	78.17K
DBX ETF TRSOLE	XTRACKERS SHRT	100.54K	SH	$4.52M 2.65%	100.54K
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	54.17K	SH	$4.01M 2.35%	54.17K
INNOVATOR ETFS TRUSTSOLE	LADERD ALCTN PWR	79.14K	SH	$3.95M 2.31%	79.14K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	126.02K	SH	$3.39M 1.99%	126.02K
NVIDIA CORPORATIONSOLE	COM	12.39K	SH	$2.31M 1.36%	12.39K
ORION GROUP HLDGS INCSOLE	COM	162.13K	SH	$1.61M 0.95%	162.13K
INVESCO EXCH TRADED FD TR IISOLE	FNDMNTL HY CRP	82.56K	SH	$1.54M 0.90%	82.56K
SPDR S&P 500 ETF TRSOLE	TR UNIT	2.23K	SH	$1.52M 0.89%	2.23K
AMAZON COM INCSOLE	COM	5.86K	SH	$1.35M 0.79%	5.86K
MICROSOFT CORPSOLE	COM	2.74K	SH	$1.33M 0.78%	2.74K
APPLE INCSOLE	COM	4.86K	SH	$1.32M 0.77%	4.86K
INVESCO EXCH TRADED FD TR IISOLE	S&P 500 HB ETF	9.22K	SH	$1.08M 0.63%	9.22K
VANGUARD BD INDEX FDSSOLE	INTERMED TERM	13.64K	SH	$1.06M 0.62%	13.64K
INVESCO EXCH TRADED FD TR IISOLE	NASDAQ 100 ETF	3.50K	SH	$883.9K 0.52%	3.50K

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