Filed: 11/5/2025ACC: 0001104659-25-106786
📋 What this filing means
SEROS FINANCIAL, LLC filed this quarterly 13F‑HR report disclosing 64 equity positions with a total reported market value of $171.76M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
64
Positions
$171.76M
Total AUM (reported)
9.50M
Total Shares
Allocation by class
S&P 500 MOMNTM$24.38M14.2%
COM$17.55M10.2%
UNIT SER 1$16.07M9.4%
FT VEST LADDERED$14.19M8.3%
CL B NEW$10.70M6.2%
INTL EQTY ETF$10.59M6.2%
ADAPTIVE US$10.25M6.0%
Portfolio Concentration
Top 3$51.15M29.8%
4–10$61.96M36.1%
11–25$43.94M25.6%
Rest$14.71M8.6%
Top 3 weight
29.8%
Top 10 weight
65.9%
Voting Authority Distribution
Total shares with voting rights: 2.44M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.44M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole64
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings64
Rows:
INVESCO EXCH TRADED FD TR II
SOLEShares201.40K
TypeSH
Market value$24.38M
14.20%
Sole
0.00
Shared
0.00
None
248.00
INVESCO QQQ TR
SOLEShares26.77K
TypeSH
Market value$16.07M
9.36%
Sole
0.00
Shared
0.00
None
6.60K
BERKSHIRE HATHAWAY INC DEL
SOLEShares21.29K
TypeSH
Market value$10.70M
6.23%
Sole
0.00
Shared
0.00
None
147.90K
SCHWAB STRATEGIC TR
SOLEShares454.81K
TypeSH
Market value$10.59M
6.16%
Sole
0.00
Shared
0.00
None
9.41K
GLOBAL X FDS
SOLEShares220.41K
TypeSH
Market value$10.25M
5.97%
Sole
0.00
Shared
0.00
None
10.94K
ISHARES TR
SOLEShares35.26K
TypeSH
Market value$9.65M
5.62%
Sole
0.00
Shared
0.00
None
4.82K
FIRST TR EXCH TRADED FD III
SOLEShares462.97K
TypeSH
Market value$8.44M
4.92%
Sole
0.00
Shared
0.00
None
6.33K
INVESCO EXCHANGE TRADED FD T
SOLEShares136.13K
TypeSH
Market value$7.83M
4.56%
Sole
0.00
Shared
0.00
None
2.54K
INNOVATOR ETFS TRUST
SOLEShares214.27K
TypeSH
Market value$7.66M
4.46%
Sole
0.00
Shared
0.00
None
27.91K
FIRST TR EXCHNG TRADED FD VI
SOLEShares216.34K
TypeSH
Market value$7.54M
4.39%
Sole
0.00
Shared
0.00
None
8.74K
FIRST TR EXCHNG TRADED FD VI
SOLEShares198.97K
TypeSH
Market value$6.65M
3.87%
Sole
0.00
Shared
0.00
None
2.48K
PATHWARD FINANCIAL INC
SOLEShares6.50M
TypeSH
Market value$6.50M
3.78%
Sole
0.00
Shared
0.00
None
3.28K
INVESCO EXCHANGE TRADED FD T
SOLEShares75.51K
TypeSH
Market value$5.56M
3.23%
Sole
0.00
Shared
0.00
None
2.48K
DBX ETF TR
SOLEShares93.70K
TypeSH
Market value$4.26M
2.48%
Sole
0.00
Shared
0.00
None
8.55K
INNOVATOR ETFS TRUST
SOLEShares75.93K
TypeSH
Market value$3.71M
2.16%
Sole
0.00
Shared
0.00
None
1.95K
VANGUARD BD INDEX FDS
SOLEShares49.57K
TypeSH
Market value$3.69M
2.15%
Sole
0.00
Shared
0.00
None
78.83K
NVIDIA CORPORATION
SOLEShares13.16K
TypeSH
Market value$2.46M
1.43%
Sole
0.00
Shared
0.00
None
5.16K
SCHWAB STRATEGIC TR
SOLEShares88.86K
TypeSH
Market value$2.34M
1.36%
Sole
0.00
Shared
0.00
None
7.24K
SPDR S&P 500 ETF TR
SOLEShares2.23K
TypeSH
Market value$1.48M
0.86%
Sole
0.00
Shared
0.00
None
5.44K
MICROSOFT CORP
SOLEShares2.63K
TypeSH
Market value$1.36M
0.79%
Sole
0.00
Shared
0.00
None
3.74K
INVESCO EXCH TRADED FD TR II
SOLEShares69.44K
TypeSH
Market value$1.29M
0.75%
Sole
0.00
Shared
0.00
None
611.85K
AMAZON COM INC
SOLEShares5.79K
TypeSH
Market value$1.27M
0.74%
Sole
0.00
Shared
0.00
None
16.08K
APPLE INC
SOLEShares4.92K
TypeSH
Market value$1.25M
0.73%
Sole
0.00
Shared
0.00
None
872.00
ORION GROUP HLDGS INC
SOLEShares133.45K
TypeSH
Market value$1.11M
0.65%
Sole
0.00
Shared
0.00
None
768.00
INVESCO EXCH TRADED FD TR II
SOLEShares9.22K
TypeSH
Market value$1.01M
0.59%
Sole
0.00
Shared
0.00
None
67.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO EXCH TRADED FD TR IISOLE | S&P 500 MOMNTM | 201.40K | SH | $24.38M 14.20% | 0.00 | 0.00 | 248.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 26.77K | SH | $16.07M 9.36% | 0.00 | 0.00 | 6.60K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 21.29K | SH | $10.70M 6.23% | 0.00 | 0.00 | 147.90K |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 454.81K | SH | $10.59M 6.16% | 0.00 | 0.00 | 9.41K |
GLOBAL X FDSSOLE | ADAPTIVE US | 220.41K | SH | $10.25M 5.97% | 0.00 | 0.00 | 10.94K |
ISHARES TRSOLE | RUS TP200 GR ETF | 35.26K | SH | $9.65M 5.62% | 0.00 | 0.00 | 4.82K |
FIRST TR EXCH TRADED FD IIISOLE | PFD SECS INC ETF | 462.97K | SH | $8.44M 4.92% | 0.00 | 0.00 | 6.33K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P 500 TOP 50 | 136.13K | SH | $7.83M 4.56% | 0.00 | 0.00 | 2.54K |
INNOVATOR ETFS TRUSTSOLE | LADDERED ALC BFR | 214.27K | SH | $7.66M 4.46% | 0.00 | 0.00 | 27.91K |
FIRST TR EXCHNG TRADED FD VISOLE | FT VEST LADDERED | 216.34K | SH | $7.54M 4.39% | 0.00 | 0.00 | 8.74K |
FIRST TR EXCHNG TRADED FD VISOLE | FT VEST LADDERED | 198.97K | SH | $6.65M 3.87% | 0.00 | 0.00 | 2.48K |
PATHWARD FINANCIAL INCSOLE | COM | 6.50M | SH | $6.50M 3.78% | 0.00 | 0.00 | 3.28K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P SMLCP MOMENT | 75.51K | SH | $5.56M 3.23% | 0.00 | 0.00 | 2.48K |
DBX ETF TRSOLE | XTRACKERS SHRT | 93.70K | SH | $4.26M 2.48% | 0.00 | 0.00 | 8.55K |
INNOVATOR ETFS TRUSTSOLE | LADERD ALCTN PWR | 75.93K | SH | $3.71M 2.16% | 0.00 | 0.00 | 1.95K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 49.57K | SH | $3.69M 2.15% | 0.00 | 0.00 | 78.83K |
NVIDIA CORPORATIONSOLE | COM | 13.16K | SH | $2.46M 1.43% | 0.00 | 0.00 | 5.16K |
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 88.86K | SH | $2.34M 1.36% | 0.00 | 0.00 | 7.24K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 2.23K | SH | $1.48M 0.86% | 0.00 | 0.00 | 5.44K |
MICROSOFT CORPSOLE | COM | 2.63K | SH | $1.36M 0.79% | 0.00 | 0.00 | 3.74K |
INVESCO EXCH TRADED FD TR IISOLE | FNDMNTL HY CRP | 69.44K | SH | $1.29M 0.75% | 0.00 | 0.00 | 611.85K |
AMAZON COM INCSOLE | COM | 5.79K | SH | $1.27M 0.74% | 0.00 | 0.00 | 16.08K |
APPLE INCSOLE | COM | 4.92K | SH | $1.25M 0.73% | 0.00 | 0.00 | 872.00 |
ORION GROUP HLDGS INCSOLE | COM | 133.45K | SH | $1.11M 0.65% | 0.00 | 0.00 | 768.00 |
INVESCO EXCH TRADED FD TR IISOLE | S&P 500 HB ETF | 9.22K | SH | $1.01M 0.59% | 0.00 | 0.00 | 67.00 |
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