NEW YORK, NY
SARATOGA INVESTMENT CORP.SAR— Latest position per institution from SEC 13F filings
15
Institutional holders
2.90M
Total shares held
67.24M
Estimated value
145.07K
Avg. position size
KARPUS MANAGEMENT, INC.
CIK 1048703
Shares
1.01M
Value
25.11M
Filed
Dec 31, 2025
LIDO ADVISORS, LLC
CIK 1650150
Shares
181.52K
Value
4.05M
Filed
Jun 30, 2026
CLOSED-END FUND ADVISORS, INC.
CIK 2103520
Shares
159.50K
Value
3.68M
Filed
Dec 31, 2025
PRIVATE ADVISOR GROUP, LLC
CIK 1567755
Shares
146.68K
Value
3.27M
Filed
Jun 30, 2026
LEGAL & GENERAL GROUP PLC
CIK 764068
Shares
141.23K
Value
3.16M
Filed
Jun 30, 2026
HENNION & WALSH ASSET MANAGEMENT, INC.
CIK 1861642
Shares
127.04K
Value
2.83M
Filed
Jun 30, 2026
ADVISORS ASSET MANAGEMENT, INC.
CIK 1297376
Shares
121.64K
Value
2.71M
Filed
Jun 30, 2026
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
CIK 1818604
Shares
116.01K
Value
2.61M
Filed
Jun 30, 2026
SCOGGIN MANAGEMENT LP
CIK 1086416
Shares
113.70K
Value
2.92M
Filed
Sep 30, 2023
LPL FINANCIAL LLC
CIK 1403438
Shares
111.91K
Value
2.50M
Filed
Jun 30, 2026
BDCM CT, L.L.C.
CIK 1282197
Shares
96.51K
Value
2.60M
Filed
Jun 30, 2023
WELLS FARGO & COMPANY/MN
CIK 72971
Shares
85.08K
Value
1.90M
Filed
Jun 30, 2026
MILLENNIUM MANAGEMENT LLC
CIK 1273087
Shares
70.45K
Value
1.78M
Filed
Mar 31, 2025
CITADEL ADVISORS LLC
CIK 1423053
Shares
69.91K
Value
1.56M
Filed
Jun 30, 2026
TMD WEALTH MANAGEMENT, LLC
CIK 1842820
Shares
67.73K
Value
1.54M
Filed
Jun 30, 2024
ROCKEFELLER CAPITAL MANAGEMENT L.P.
CIK 1739439
Shares
56.98K
Value
1.32M
Filed
Mar 31, 2024
ETHOS FINANCIAL GROUP, LLC
CIK 1954242
Shares
56.53K
Value
1.26M
Filed
Jun 30, 2026
JANNEY MONTGOMERY SCOTT LLC
CIK 1329948
Shares
56.16K
Value
1.25K
Filed
Jun 30, 2026
SUSQUEHANNA INTERNATIONAL GROUP, LLP
CIK 1446194
Shares
55.30K
Value
1.23M
Filed
Jun 30, 2026
BLACKROCK, INC.
CIK 2012383
Shares
53.26K
Value
1.19M
Filed
Jun 30, 2026
| # | Institution | CIK | Shares | Est. Value | Period |
|---|---|---|---|---|---|
| 1 | KARPUS MANAGEMENT, INC. | 1048703 | 1.01M | 25.11M | Dec 31, 2025 |
| 2 | LIDO ADVISORS, LLC | 1650150 | 181.52K | 4.05M | Jun 30, 2026 |
| 3 | CLOSED-END FUND ADVISORS, INC. | 2103520 | 159.50K | 3.68M | Dec 31, 2025 |
| 4 | PRIVATE ADVISOR GROUP, LLC | 1567755 | 146.68K | 3.27M | Jun 30, 2026 |
| 5 | LEGAL & GENERAL GROUP PLC | 764068 | 141.23K | 3.16M | Jun 30, 2026 |
| 6 | HENNION & WALSH ASSET MANAGEMENT, INC. | 1861642 | 127.04K | 2.83M | Jun 30, 2026 |
| 7 | ADVISORS ASSET MANAGEMENT, INC. | 1297376 | 121.64K | 2.71M | Jun 30, 2026 |
| 8 | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 1818604 | 116.01K | 2.61M | Jun 30, 2026 |
| 9 | SCOGGIN MANAGEMENT LP | 1086416 | 113.70K | 2.92M | Sep 30, 2023 |
| 10 | LPL FINANCIAL LLC | 1403438 | 111.91K | 2.50M | Jun 30, 2026 |
| 11 | BDCM CT, L.L.C. | 1282197 | 96.51K | 2.60M | Jun 30, 2023 |
| 12 | WELLS FARGO & COMPANY/MN | 72971 | 85.08K | 1.90M | Jun 30, 2026 |
| 13 | MILLENNIUM MANAGEMENT LLC | 1273087 | 70.45K | 1.78M | Mar 31, 2025 |
| 14 | CITADEL ADVISORS LLC | 1423053 | 69.91K | 1.56M | Jun 30, 2026 |
| 15 | TMD WEALTH MANAGEMENT, LLC | 1842820 | 67.73K | 1.54M | Jun 30, 2024 |
| 16 | ROCKEFELLER CAPITAL MANAGEMENT L.P. | 1739439 | 56.98K | 1.32M | Mar 31, 2024 |
| 17 | ETHOS FINANCIAL GROUP, LLC | 1954242 | 56.53K | 1.26M | Jun 30, 2026 |
| 18 | JANNEY MONTGOMERY SCOTT LLC | 1329948 | 56.16K | 1.25K | Jun 30, 2026 |
| 19 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1446194 | 55.30K | 1.23M | Jun 30, 2026 |
| 20 | BLACKROCK, INC. | 2012383 | 53.26K | 1.19M | Jun 30, 2026 |
Data sourced from SEC Form 13F institutional holdings reports. Positions reflect the most recent filing per institution.