SAFEGUARD FINANCIAL, LLC

PrivateCIK: 1922498

Location

MINOCQUA, WI

105

Positions

$456.47M

Total AUM (reported)

4.78M

Total Shares

Allocation by class

GROWTH ETF$131.69M28.8%

VALUE ETF$115.50M25.3%

CORE MSCI EAFE$26.44M5.8%

SM CP VAL ETF$24.67M5.4%

COM$19.06M4.2%

SML CP GRW ETF$18.33M4.0%

US LCAP GR ETF$16.99M3.7%

Portfolio Concentration

Top 3$273.63M59.9%

4–10$89.55M19.6%

11–25$45.31M9.9%

Rest$47.98M10.5%

Top 3 weight

59.9%

Top 10 weight

79.6%

Voting Authority Distribution

Total shares with voting rights: 4.78M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

4.78M

% of voting shares100.0%

Investment Discretion (by position count)

Sole105

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings105

Rows:

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares355.13K

TypeSH

Market value$131.69M

28.85%

Sole

0.00

Shared

0.00

None

355.13K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares668.61K

TypeSH

Market value$115.50M

25.30%

Sole

0.00

Shared

0.00

None

668.61K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares349.56K

TypeSH

Market value$26.44M

5.79%

Sole

0.00

Shared

0.00

None

349.56K

VANGUARD INDEX FDS

SOLE

SM CP VAL ETF

Shares132.40K

TypeSH

Market value$24.67M

5.40%

Sole

0.00

Shared

0.00

None

132.40K

VANGUARD INDEX FDS

SOLE

SML CP GRW ETF

Shares72.79K

TypeSH

Market value$18.33M

4.01%

Sole

0.00

Shared

0.00

None

72.79K

SCHWAB STRATEGIC TR

SOLE

US LCAP GR ETF

Shares678.57K

TypeSH

Market value$16.99M

3.72%

Sole

0.00

Shared

0.00

None

678.57K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares199.12K

TypeSH

Market value$10.12M

2.22%

Sole

0.00

Shared

0.00

None

199.12K

SCHWAB STRATEGIC TR

SOLE

US LCAP VA ETF

Shares304.62K

TypeSH

Market value$8.10M

1.77%

Sole

0.00

Shared

0.00

None

304.62K

ISHARES TR

SOLE

IBONDS DEC25 ETF

Shares227.89K

TypeSH

Market value$5.73M

1.26%

Sole

0.00

Shared

0.00

None

227.89K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares10.92K

TypeSH

Market value$5.61M

1.23%

Sole

0.00

Shared

0.00

None

10.92K

ISHARES TR

SOLE

IBONDS DEC2026

Shares207.27K

TypeSH

Market value$5.02M

1.10%

Sole

0.00

Shared

0.00

None

207.27K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares16.14K

TypeSH

Market value$4.43M

0.97%

Sole

0.00

Shared

0.00

None

16.14K

SCHWAB STRATEGIC TR

SOLE

US SML CAP ETF

Shares185K

TypeSH

Market value$4.33M

0.95%

Sole

0.00

Shared

0.00

None

185K

ISHARES TR

SOLE

IBONDS 27 ETF

Shares169.13K

TypeSH

Market value$4.09M

0.90%

Sole

0.00

Shared

0.00

None

169.13K

ISHARES TR

SOLE

IBDS DEC28 ETF

Shares132.56K

TypeSH

Market value$3.35M

0.73%

Sole

0.00

Shared

0.00

None

132.56K

APPLE INC

SOLE

COM

Shares15.04K

TypeSH

Market value$3.34M

0.73%

Sole

0.00

Shared

0.00

None

15.04K

MICROSOFT CORP

SOLE

COM

Shares8.46K

TypeSH

Market value$3.17M

0.70%

Sole

0.00

Shared

0.00

None

8.46K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares4.98K

TypeSH

Market value$2.79M

0.61%

Sole

0.00

Shared

0.00

None

4.98K

SCHWAB STRATEGIC TR

SOLE

US MID-CAP ETF

Shares106.30K

TypeSH

Market value$2.78M

0.61%

Sole

0.00

Shared

0.00

None

106.30K

ISHARES TR

SOLE

IBONDS DEC 29

Shares100.25K

TypeSH

Market value$2.32M

0.51%

Sole

0.00

Shared

0.00

None

100.25K

AMAZON COM INC

SOLE

COM

Shares11.34K

TypeSH

Market value$2.16M

0.47%

Sole

0.00

Shared

0.00

None

11.34K

VANGUARD INDEX FDS

SOLE

MCAP VL IDXVIP

Shares12.29K

TypeSH

Market value$1.97M

0.43%

Sole

0.00

Shared

0.00

None

12.29K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares67.89K

TypeSH

Market value$1.90M

0.42%

Sole

0.00

Shared

0.00

None

67.89K

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares27.93K

TypeSH

Market value$1.84M

0.40%

Sole

0.00

Shared

0.00

None

27.93K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO EMG MK

Shares45.95K

TypeSH

Market value$1.81M

0.40%

Sole

0.00

Shared

0.00

None

45.95K

Issuer	Class	Shares	Type	Value / Portfolio %	None
VANGUARD INDEX FDSSOLE	GROWTH ETF	355.13K	SH	$131.69M 28.85%	355.13K
VANGUARD INDEX FDSSOLE	VALUE ETF	668.61K	SH	$115.50M 25.30%	668.61K
ISHARES TRSOLE	CORE MSCI EAFE	349.56K	SH	$26.44M 5.79%	349.56K
VANGUARD INDEX FDSSOLE	SM CP VAL ETF	132.40K	SH	$24.67M 5.40%	132.40K
VANGUARD INDEX FDSSOLE	SML CP GRW ETF	72.79K	SH	$18.33M 4.01%	72.79K
SCHWAB STRATEGIC TRSOLE	US LCAP GR ETF	678.57K	SH	$16.99M 3.72%	678.57K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	199.12K	SH	$10.12M 2.22%	199.12K
SCHWAB STRATEGIC TRSOLE	US LCAP VA ETF	304.62K	SH	$8.10M 1.77%	304.62K
ISHARES TRSOLE	IBONDS DEC25 ETF	227.89K	SH	$5.73M 1.26%	227.89K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	10.92K	SH	$5.61M 1.23%	10.92K
ISHARES TRSOLE	IBONDS DEC2026	207.27K	SH	$5.02M 1.10%	207.27K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	16.14K	SH	$4.43M 0.97%	16.14K
SCHWAB STRATEGIC TRSOLE	US SML CAP ETF	185K	SH	$4.33M 0.95%	185K
ISHARES TRSOLE	IBONDS 27 ETF	169.13K	SH	$4.09M 0.90%	169.13K
ISHARES TRSOLE	IBDS DEC28 ETF	132.56K	SH	$3.35M 0.73%	132.56K
APPLE INCSOLE	COM	15.04K	SH	$3.34M 0.73%	15.04K
MICROSOFT CORPSOLE	COM	8.46K	SH	$3.17M 0.70%	8.46K
SPDR S&P 500 ETF TRSOLE	TR UNIT	4.98K	SH	$2.79M 0.61%	4.98K
SCHWAB STRATEGIC TRSOLE	US MID-CAP ETF	106.30K	SH	$2.78M 0.61%	106.30K
ISHARES TRSOLE	IBONDS DEC 29	100.25K	SH	$2.32M 0.51%	100.25K
AMAZON COM INCSOLE	COM	11.34K	SH	$2.16M 0.47%	11.34K
VANGUARD INDEX FDSSOLE	MCAP VL IDXVIP	12.29K	SH	$1.97M 0.43%	12.29K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	67.89K	SH	$1.90M 0.42%	67.89K
SPDR SER TRSOLE	PORTFOLIO S&P500	27.93K	SH	$1.84M 0.40%	27.93K
SPDR INDEX SHS FDSSOLE	PORTFOLIO EMG MK	45.95K	SH	$1.81M 0.40%	45.95K

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