Filed: 8/7/2023ACC: 0001922498-23-000003
📋 What this filing means
SAFEGUARD FINANCIAL, LLC filed this quarterly 13F‑HR report disclosing 605 equity positions with a total reported market value of $207.6K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
605
Positions
$207.6K
Total AUM (reported)
2.23M
Total Shares
Allocation by class
ETF$190.2K91.6%
STOCK$16.8K8.1%
CEM$549.000.3%
REIT$116.000.1%
WAR$2.000.0%
Portfolio Concentration
Top 3$106.1K51.1%
4–10$41.6K20.1%
11–25$25.6K12.3%
Rest$34.3K16.5%
Top 3 weight
51.1%
Top 10 weight
71.2%
Voting Authority Distribution
Total shares with voting rights: 2.23M
Sole
Full voting authority
2.23M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole605
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings605
Rows:
VANGUARD VALUE ETF
SOLEShares346.11K
TypeSH
Market value$49.2K
23.69%
Sole
346.11K
Shared
0.00
None
0.00
VANGUARD GROWTH ETF
SOLEShares166.63K
TypeSH
Market value$47.1K
22.71%
Sole
166.63K
Shared
0.00
None
0.00
VANGUARD FTSE DEVELOPED MARKETS ETF
SOLEShares211.77K
TypeSH
Market value$9.8K
4.71%
Sole
211.77K
Shared
0.00
None
0.00
SCHWAB US LARGE CAP GROWTH ETF
SOLEShares116.76K
TypeSH
Market value$8.8K
4.21%
Sole
116.76K
Shared
0.00
None
0.00
VANGUARD SMALL CAP VALUEETF
SOLEShares49.36K
TypeSH
Market value$8.2K
3.93%
Sole
49.36K
Shared
0.00
None
0.00
ISHARES CORE MSCI EAFE ETF
SOLEShares110.66K
TypeSH
Market value$7.5K
3.60%
Sole
110.66K
Shared
0.00
None
0.00
VANGUARD SMALL CAP GROWTH ETF
SOLEShares24.47K
TypeSH
Market value$5.6K
2.71%
Sole
24.47K
Shared
0.00
None
0.00
SCHWAB US LARGE CAP VALUE ETF
SOLEShares62.61K
TypeSH
Market value$4.2K
2.02%
Sole
62.61K
Shared
0.00
None
0.00
VANGUARD TOTAL STOCK MARKET ETF
SOLEShares17.71K
TypeSH
Market value$3.9K
1.88%
Sole
17.71K
Shared
0.00
None
0.00
CHARLES SCHWAB US MC ETF
SOLEShares49.55K
TypeSH
Market value$3.5K
1.70%
Sole
49.55K
Shared
0.00
None
0.00
SCHWAB US SMALL CAP ETF
SOLEShares74.20K
TypeSH
Market value$3.2K
1.57%
Sole
74.20K
Shared
0.00
None
0.00
VANGUARD S&P 500 ETF
SOLEShares5.67K
TypeSH
Market value$2.3K
1.11%
Sole
5.67K
Shared
0.00
None
0.00
APPLE INC
SOLEShares11.38K
TypeSH
Market value$2.2K
1.06%
Sole
11.38K
Shared
0.00
None
0.00
ISHARES IBONDS TERM TREASURY ETF IV
SOLEShares86.30K
TypeSH
Market value$2.1K
1.03%
Sole
86.30K
Shared
0.00
None
0.00
SPDR S&P 500 GROWTH ETF
SOLEShares33.39K
TypeSH
Market value$2.0K
0.98%
Sole
33.39K
Shared
0.00
None
0.00
SPDR S&P 500 ETF
SOLEShares4.56K
TypeSH
Market value$2.0K
0.97%
Sole
4.56K
Shared
0.00
None
0.00
ISHARES IBONDS TERM TREASURY ETF IV
SOLEShares76.60K
TypeSH
Market value$1.8K
0.88%
Sole
76.60K
Shared
0.00
None
0.00
SPDR PORTFOLIO S&P 500 ETF
SOLEShares27.70K
TypeSH
Market value$1.4K
0.70%
Sole
27.70K
Shared
0.00
None
0.00
SPDR INDEX SHARES EMERG MARKT ETF
SOLEShares40.90K
TypeSH
Market value$1.4K
0.68%
Sole
40.90K
Shared
0.00
None
0.00
PROCTER & GAMBLE
SOLEShares8.96K
TypeSH
Market value$1.4K
0.65%
Sole
8.96K
Shared
0.00
None
0.00
VANGUARD MID CAP VALUE ETF
SOLEShares9.53K
TypeSH
Market value$1.3K
0.63%
Sole
9.53K
Shared
0.00
None
0.00
VANGUARD MID CAP GROWTH ETF
SOLEShares5.63K
TypeSH
Market value$1.2K
0.56%
Sole
5.63K
Shared
0.00
None
0.00
VANGUARD MID CAP ETF
SOLEShares4.94K
TypeSH
Market value$1.1K
0.52%
Sole
4.94K
Shared
0.00
None
0.00
VANGUARD SMALL CAP ETF IV
SOLEShares5.31K
TypeSH
Market value$1.1K
0.51%
Sole
5.31K
Shared
0.00
None
0.00
SCHWAB US DIVIDEND EQUITY ETF
SOLEShares13.36K
TypeSH
Market value$969.00
0.47%
Sole
13.36K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD VALUE ETFSOLE | ETF | 346.11K | SH | $49.2K 23.69% | 346.11K | 0.00 | 0.00 |
VANGUARD GROWTH ETFSOLE | ETF | 166.63K | SH | $47.1K 22.71% | 166.63K | 0.00 | 0.00 |
VANGUARD FTSE DEVELOPED MARKETS ETFSOLE | ETF | 211.77K | SH | $9.8K 4.71% | 211.77K | 0.00 | 0.00 |
SCHWAB US LARGE CAP GROWTH ETFSOLE | ETF | 116.76K | SH | $8.8K 4.21% | 116.76K | 0.00 | 0.00 |
VANGUARD SMALL CAP VALUEETFSOLE | ETF | 49.36K | SH | $8.2K 3.93% | 49.36K | 0.00 | 0.00 |
ISHARES CORE MSCI EAFE ETFSOLE | ETF | 110.66K | SH | $7.5K 3.60% | 110.66K | 0.00 | 0.00 |
VANGUARD SMALL CAP GROWTH ETFSOLE | ETF | 24.47K | SH | $5.6K 2.71% | 24.47K | 0.00 | 0.00 |
SCHWAB US LARGE CAP VALUE ETFSOLE | ETF | 62.61K | SH | $4.2K 2.02% | 62.61K | 0.00 | 0.00 |
VANGUARD TOTAL STOCK MARKET ETFSOLE | ETF | 17.71K | SH | $3.9K 1.88% | 17.71K | 0.00 | 0.00 |
CHARLES SCHWAB US MC ETFSOLE | ETF | 49.55K | SH | $3.5K 1.70% | 49.55K | 0.00 | 0.00 |
SCHWAB US SMALL CAP ETFSOLE | ETF | 74.20K | SH | $3.2K 1.57% | 74.20K | 0.00 | 0.00 |
VANGUARD S&P 500 ETFSOLE | ETF | 5.67K | SH | $2.3K 1.11% | 5.67K | 0.00 | 0.00 |
APPLE INCSOLE | Stock | 11.38K | SH | $2.2K 1.06% | 11.38K | 0.00 | 0.00 |
ISHARES IBONDS TERM TREASURY ETF IVSOLE | ETF | 86.30K | SH | $2.1K 1.03% | 86.30K | 0.00 | 0.00 |
SPDR S&P 500 GROWTH ETFSOLE | ETF | 33.39K | SH | $2.0K 0.98% | 33.39K | 0.00 | 0.00 |
SPDR S&P 500 ETFSOLE | ETF | 4.56K | SH | $2.0K 0.97% | 4.56K | 0.00 | 0.00 |
ISHARES IBONDS TERM TREASURY ETF IVSOLE | ETF | 76.60K | SH | $1.8K 0.88% | 76.60K | 0.00 | 0.00 |
SPDR PORTFOLIO S&P 500 ETFSOLE | ETF | 27.70K | SH | $1.4K 0.70% | 27.70K | 0.00 | 0.00 |
SPDR INDEX SHARES EMERG MARKT ETFSOLE | ETF | 40.90K | SH | $1.4K 0.68% | 40.90K | 0.00 | 0.00 |
PROCTER & GAMBLESOLE | Stock | 8.96K | SH | $1.4K 0.65% | 8.96K | 0.00 | 0.00 |
VANGUARD MID CAP VALUE ETFSOLE | ETF | 9.53K | SH | $1.3K 0.63% | 9.53K | 0.00 | 0.00 |
VANGUARD MID CAP GROWTH ETFSOLE | ETF | 5.63K | SH | $1.2K 0.56% | 5.63K | 0.00 | 0.00 |
VANGUARD MID CAP ETFSOLE | ETF | 4.94K | SH | $1.1K 0.52% | 4.94K | 0.00 | 0.00 |
VANGUARD SMALL CAP ETF IVSOLE | ETF | 5.31K | SH | $1.1K 0.51% | 5.31K | 0.00 | 0.00 |
SCHWAB US DIVIDEND EQUITY ETFSOLE | ETF | 13.36K | SH | $969.00 0.47% | 13.36K | 0.00 | 0.00 |
Page 1 of 25
…