Filed: 4/26/2023ACC: 0001922498-23-000002
📋 What this filing means
SAFEGUARD FINANCIAL, LLC filed this quarterly 13F‑HR report disclosing 70 equity positions with a total reported market value of $164.7K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
70
Positions
$164.7K
Total AUM (reported)
1.88M
Total Shares
Allocation by class
VALUE ETF$41.3K25.1%
GROWTH ETF$35.6K21.6%
VAN FTSE DEV MKT$9.4K5.7%
COM$8.1K4.9%
US LCAP GR ETF$7.7K4.7%
CORE MSCI EAFE$6.3K3.8%
SM CP VAL ETF$6.1K3.7%
Portfolio Concentration
Top 3$86.2K52.3%
4–10$34.6K21.0%
11–25$23.4K14.2%
Rest$20.5K12.5%
Top 3 weight
52.3%
Top 10 weight
73.3%
Voting Authority Distribution
Total shares with voting rights: 1.88M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.88M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole70
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings70
Rows:
VANGUARD INDEX FDS
SOLEShares298.80K
TypeSH
Market value$41.3K
25.05%
Sole
0.00
Shared
0.00
None
298.80K
VANGUARD INDEX FDS
SOLEShares142.66K
TypeSH
Market value$35.6K
21.60%
Sole
0.00
Shared
0.00
None
142.66K
VANGUARD TAX-MANAGED FDS
SOLEShares207.11K
TypeSH
Market value$9.4K
5.68%
Sole
0.00
Shared
0.00
None
207.11K
SCHWAB STRATEGIC TR
SOLEShares118.76K
TypeSH
Market value$7.7K
4.70%
Sole
0.00
Shared
0.00
None
118.76K
ISHARES TR
SOLEShares93.64K
TypeSH
Market value$6.3K
3.80%
Sole
0.00
Shared
0.00
None
93.64K
VANGUARD INDEX FDS
SOLEShares38.69K
TypeSH
Market value$6.1K
3.73%
Sole
0.00
Shared
0.00
None
38.69K
SCHWAB STRATEGIC TR
SOLEShares61.96K
TypeSH
Market value$4.1K
2.47%
Sole
0.00
Shared
0.00
None
61.96K
VANGUARD INDEX FDS
SOLEShares18.58K
TypeSH
Market value$4.0K
2.44%
Sole
0.00
Shared
0.00
None
18.58K
VANGUARD INDEX FDS
SOLEShares15.67K
TypeSH
Market value$3.2K
1.94%
Sole
0.00
Shared
0.00
None
15.67K
SCHWAB STRATEGIC TR
SOLEShares47.05K
TypeSH
Market value$3.2K
1.94%
Sole
0.00
Shared
0.00
None
47.05K
SCHWAB STRATEGIC TR
SOLEShares69.29K
TypeSH
Market value$2.9K
1.76%
Sole
0.00
Shared
0.00
None
69.29K
ISHARES TR
SOLEShares90.20K
TypeSH
Market value$2.2K
1.36%
Sole
0.00
Shared
0.00
None
90.20K
SPDR SER TR
SOLEShares34.95K
TypeSH
Market value$1.9K
1.17%
Sole
0.00
Shared
0.00
None
34.95K
APPLE INC
SOLEShares11.64K
TypeSH
Market value$1.9K
1.16%
Sole
0.00
Shared
0.00
None
11.64K
ISHARES TR
SOLEShares77.21K
TypeSH
Market value$1.9K
1.13%
Sole
0.00
Shared
0.00
None
77.21K
SCHWAB STRATEGIC TR
SOLEShares20.75K
TypeSH
Market value$1.5K
0.92%
Sole
0.00
Shared
0.00
None
20.75K
PROCTER AND GAMBLE CO
SOLEShares9.96K
TypeSH
Market value$1.5K
0.90%
Sole
0.00
Shared
0.00
None
9.96K
SPDR SER TR
SOLEShares27.61K
TypeSH
Market value$1.3K
0.81%
Sole
0.00
Shared
0.00
None
27.61K
VANGUARD INDEX FDS
SOLEShares3.54K
TypeSH
Market value$1.3K
0.81%
Sole
0.00
Shared
0.00
None
3.54K
SPDR INDEX SHS FDS
SOLEShares38.74K
TypeSH
Market value$1.3K
0.80%
Sole
0.00
Shared
0.00
None
38.74K
PROSHARES TR II
SOLEShares47.09K
TypeSH
Market value$1.3K
0.77%
Sole
0.00
Shared
0.00
None
47.09K
SPDR S&P 500 ETF TR
SOLEShares2.99K
TypeSH
Market value$1.2K
0.74%
Sole
0.00
Shared
0.00
None
2.99K
VANGUARD INDEX FDS
SOLEShares4.93K
TypeSH
Market value$1.0K
0.63%
Sole
0.00
Shared
0.00
None
4.93K
VANGUARD INDEX FDS
SOLEShares5.32K
TypeSH
Market value$1.0K
0.61%
Sole
0.00
Shared
0.00
None
5.32K
ISHARES TR
SOLEShares42.27K
TypeSH
Market value$995.00
0.60%
Sole
0.00
Shared
0.00
None
42.27K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSSOLE | VALUE ETF | 298.80K | SH | $41.3K 25.05% | 0.00 | 0.00 | 298.80K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 142.66K | SH | $35.6K 21.60% | 0.00 | 0.00 | 142.66K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 207.11K | SH | $9.4K 5.68% | 0.00 | 0.00 | 207.11K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 118.76K | SH | $7.7K 4.70% | 0.00 | 0.00 | 118.76K |
ISHARES TRSOLE | CORE MSCI EAFE | 93.64K | SH | $6.3K 3.80% | 0.00 | 0.00 | 93.64K |
VANGUARD INDEX FDSSOLE | SM CP VAL ETF | 38.69K | SH | $6.1K 3.73% | 0.00 | 0.00 | 38.69K |
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 61.96K | SH | $4.1K 2.47% | 0.00 | 0.00 | 61.96K |
VANGUARD INDEX FDSSOLE | SML CP GRW ETF | 18.58K | SH | $4.0K 2.44% | 0.00 | 0.00 | 18.58K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 15.67K | SH | $3.2K 1.94% | 0.00 | 0.00 | 15.67K |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 47.05K | SH | $3.2K 1.94% | 0.00 | 0.00 | 47.05K |
SCHWAB STRATEGIC TRSOLE | US SML CAP ETF | 69.29K | SH | $2.9K 1.76% | 0.00 | 0.00 | 69.29K |
ISHARES TRSOLE | IBONDS 23 TRM TS | 90.20K | SH | $2.2K 1.36% | 0.00 | 0.00 | 90.20K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 34.95K | SH | $1.9K 1.17% | 0.00 | 0.00 | 34.95K |
APPLE INCSOLE | COM | 11.64K | SH | $1.9K 1.16% | 0.00 | 0.00 | 11.64K |
ISHARES TRSOLE | IBONDS 24 TRM TS | 77.21K | SH | $1.9K 1.13% | 0.00 | 0.00 | 77.21K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 20.75K | SH | $1.5K 0.92% | 0.00 | 0.00 | 20.75K |
PROCTER AND GAMBLE COSOLE | COM | 9.96K | SH | $1.5K 0.90% | 0.00 | 0.00 | 9.96K |
SPDR SER TRSOLE | PORTFOLIO S&P500 | 27.61K | SH | $1.3K 0.81% | 0.00 | 0.00 | 27.61K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 3.54K | SH | $1.3K 0.81% | 0.00 | 0.00 | 3.54K |
SPDR INDEX SHS FDSSOLE | PORTFOLIO EMG MK | 38.74K | SH | $1.3K 0.80% | 0.00 | 0.00 | 38.74K |
PROSHARES TR IISOLE | VIX MDTRM FUTR N | 47.09K | SH | $1.3K 0.77% | 0.00 | 0.00 | 47.09K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 2.99K | SH | $1.2K 0.74% | 0.00 | 0.00 | 2.99K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 4.93K | SH | $1.0K 0.63% | 0.00 | 0.00 | 4.93K |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 5.32K | SH | $1.0K 0.61% | 0.00 | 0.00 | 5.32K |
ISHARES TRSOLE | IBONDS 25 TRM TS | 42.27K | SH | $995.00 0.60% | 0.00 | 0.00 | 42.27K |
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