Filed: 11/7/2022ACC: 0001922498-22-000006
📋 What this filing means
SAFEGUARD FINANCIAL, LLC filed this quarterly 13F‑HR report disclosing 49 equity positions with a total reported market value of $108.0K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
49
Positions
$108.0K
Total AUM (reported)
1.48M
Total Shares
Allocation by class
VALUE ETF$27.8K25.8%
GROWTH ETF$23.6K21.8%
FTSE DEVELOPED MARKETS ETF$7.2K6.7%
COM$5.4K5.0%
IBONDS TERM TREASURY ETF$4.6K4.2%
US LARGE CAP VALUE ETF$3.6K3.3%
SMALL CAP VALUE ETF$3.6K3.3%
Portfolio Concentration
Top 3$58.6K54.2%
4–10$20.6K19.1%
11–25$18.7K17.3%
Rest$10.1K9.4%
Top 3 weight
54.2%
Top 10 weight
73.3%
Voting Authority Distribution
Total shares with voting rights: 1.48M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.48M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole49
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings49
Rows:
Vanguard Index Funds
SOLEShares225.40K
TypeSH
Market value$27.8K
25.77%
Sole
0.00
Shared
0.00
None
225.40K
Vanguard Index Funds
SOLEShares110.08K
TypeSH
Market value$23.6K
21.81%
Sole
0.00
Shared
0.00
None
110.08K
Vanguard Index Funds
SOLEShares197.84K
TypeSH
Market value$7.2K
6.66%
Sole
0.00
Shared
0.00
None
197.84K
Schwab Strategic TR
SOLEShares61.63K
TypeSH
Market value$3.6K
3.34%
Sole
0.00
Shared
0.00
None
61.63K
Vanguard Index Funds
SOLEShares24.90K
TypeSH
Market value$3.6K
3.31%
Sole
0.00
Shared
0.00
None
24.90K
iShares
SOLEShares55.93K
TypeSH
Market value$2.9K
2.73%
Sole
0.00
Shared
0.00
None
55.93K
Schwab Strategic TR
SOLEShares52.20K
TypeSH
Market value$2.9K
2.70%
Sole
0.00
Shared
0.00
None
52.20K
Schwab Strategic TR
SOLEShares43.70K
TypeSH
Market value$2.6K
2.45%
Sole
0.00
Shared
0.00
None
43.70K
Schwab Strategic TR
SOLEShares65.20K
TypeSH
Market value$2.5K
2.28%
Sole
0.00
Shared
0.00
None
65.20K
Vanguard Index Funds
SOLEShares12.56K
TypeSH
Market value$2.5K
2.27%
Sole
0.00
Shared
0.00
None
12.56K
Proshares
SOLEShares55.91K
TypeSH
Market value$2.0K
1.84%
Sole
0.00
Shared
0.00
None
55.91K
iShares
SOLEShares78.27K
TypeSH
Market value$1.9K
1.80%
Sole
0.00
Shared
0.00
None
78.27K
Vanguard Index Funds
SOLEShares8.84K
TypeSH
Market value$1.6K
1.47%
Sole
0.00
Shared
0.00
None
8.84K
SELECT SECTOR SPDR TR
SOLEShares31.41K
TypeSH
Market value$1.6K
1.46%
Sole
0.00
Shared
0.00
None
31.41K
iShares
SOLEShares65.11K
TypeSH
Market value$1.6K
1.44%
Sole
0.00
Shared
0.00
None
65.11K
SELECT SECTOR SPDR TR
SOLEShares29.58K
TypeSH
Market value$1.2K
1.15%
Sole
0.00
Shared
0.00
None
29.58K
SELECT SECTOR SPDR TR
SOLEShares39.79K
TypeSH
Market value$1.2K
1.14%
Sole
0.00
Shared
0.00
None
39.79K
Vanguard Index Funds
SOLEShares14.17K
TypeSH
Market value$1.1K
1.05%
Sole
0.00
Shared
0.00
None
14.17K
Vanguard Index Funds
SOLEShares5.91K
TypeSH
Market value$1.1K
1.03%
Sole
0.00
Shared
0.00
None
5.91K
Vanguard Index Funds
SOLEShares7.97K
TypeSH
Market value$1.1K
1.00%
Sole
0.00
Shared
0.00
None
7.97K
Vanguard Index Funds
SOLEShares5.65K
TypeSH
Market value$964.00
0.89%
Sole
0.00
Shared
0.00
None
5.65K
Vanguard Index Funds
SOLEShares7.79K
TypeSH
Market value$949.00
0.88%
Sole
0.00
Shared
0.00
None
7.79K
CONOCOPHILLIPS
SOLEShares7.71K
TypeSH
Market value$789.00
0.73%
Sole
0.00
Shared
0.00
None
7.71K
EVERBRIDGE INC
SOLEShares25K
TypeSH
Market value$772.00
0.71%
Sole
0.00
Shared
0.00
None
25K
Apple Inc
SOLEShares5.58K
TypeSH
Market value$771.00
0.71%
Sole
0.00
Shared
0.00
None
5.58K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Vanguard Index FundsSOLE | Value ETF | 225.40K | SH | $27.8K 25.77% | 0.00 | 0.00 | 225.40K |
Vanguard Index FundsSOLE | Growth ETF | 110.08K | SH | $23.6K 21.81% | 0.00 | 0.00 | 110.08K |
Vanguard Index FundsSOLE | FTSE DEVELOPED MARKETS ETF | 197.84K | SH | $7.2K 6.66% | 0.00 | 0.00 | 197.84K |
Schwab Strategic TRSOLE | US LARGE CAP VALUE ETF | 61.63K | SH | $3.6K 3.34% | 0.00 | 0.00 | 61.63K |
Vanguard Index FundsSOLE | SMALL CAP VALUE ETF | 24.90K | SH | $3.6K 3.31% | 0.00 | 0.00 | 24.90K |
iSharesSOLE | CORE MSCI EAFE ETF | 55.93K | SH | $2.9K 2.73% | 0.00 | 0.00 | 55.93K |
Schwab Strategic TRSOLE | US LARGE CAP GROWTH ETF | 52.20K | SH | $2.9K 2.70% | 0.00 | 0.00 | 52.20K |
Schwab Strategic TRSOLE | US Mid Cap ETF | 43.70K | SH | $2.6K 2.45% | 0.00 | 0.00 | 43.70K |
Schwab Strategic TRSOLE | US SMALL CAP ETF | 65.20K | SH | $2.5K 2.28% | 0.00 | 0.00 | 65.20K |
Vanguard Index FundsSOLE | SMALL CAP GROWTH ETF | 12.56K | SH | $2.5K 2.27% | 0.00 | 0.00 | 12.56K |
ProsharesSOLE | VIX MID-TERM FUTURES ETF | 55.91K | SH | $2.0K 1.84% | 0.00 | 0.00 | 55.91K |
iSharesSOLE | IBONDS TERM TREASURY ETF | 78.27K | SH | $1.9K 1.80% | 0.00 | 0.00 | 78.27K |
Vanguard Index FundsSOLE | TOTAL STOCK MARKET ETF | 8.84K | SH | $1.6K 1.47% | 0.00 | 0.00 | 8.84K |
SELECT SECTOR SPDR TRSOLE | S&P 500 GROWTH ETF | 31.41K | SH | $1.6K 1.46% | 0.00 | 0.00 | 31.41K |
iSharesSOLE | IBONDS TERM TREASURY ETF | 65.11K | SH | $1.6K 1.44% | 0.00 | 0.00 | 65.11K |
SELECT SECTOR SPDR TRSOLE | S&P 500 ETF | 29.58K | SH | $1.2K 1.15% | 0.00 | 0.00 | 29.58K |
SELECT SECTOR SPDR TRSOLE | INDEX SHARES EMERG MARKT ETF | 39.79K | SH | $1.2K 1.14% | 0.00 | 0.00 | 39.79K |
Vanguard Index FundsSOLE | REAL ESTATE ETF | 14.17K | SH | $1.1K 1.05% | 0.00 | 0.00 | 14.17K |
Vanguard Index FundsSOLE | MID CAP ETF | 5.91K | SH | $1.1K 1.03% | 0.00 | 0.00 | 5.91K |
Vanguard Index FundsSOLE | DIVIDEND APPRECIATION ETF | 7.97K | SH | $1.1K 1.00% | 0.00 | 0.00 | 7.97K |
Vanguard Index FundsSOLE | MID CAP GROWTH ETF | 5.65K | SH | $964.00 0.89% | 0.00 | 0.00 | 5.65K |
Vanguard Index FundsSOLE | MID CAP VALUE ETF | 7.79K | SH | $949.00 0.88% | 0.00 | 0.00 | 7.79K |
CONOCOPHILLIPSSOLE | COM | 7.71K | SH | $789.00 0.73% | 0.00 | 0.00 | 7.71K |
EVERBRIDGE INCSOLE | COM | 25K | SH | $772.00 0.71% | 0.00 | 0.00 | 25K |
Apple IncSOLE | COM | 5.58K | SH | $771.00 0.71% | 0.00 | 0.00 | 5.58K |
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