SAFEGUARD FINANCIAL, LLC

Filed: 1/14/2025ACC: 0001754960-25-000017

📋 What this filing means

SAFEGUARD FINANCIAL, LLC filed this quarterly 13F‑HR report disclosing 114 equity positions with a total reported market value of $460.19M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

114

Positions

$460.19M

Total AUM (reported)

4.44M

Total Shares

Allocation by class

GROWTH ETF$141.30M30.7%

VALUE ETF$110.59M24.0%

SM CP VAL ETF$25.02M5.4%

CORE MSCI EAFE$23.34M5.1%

COM$22.80M5.0%

SML CP GRW ETF$18.80M4.1%

US LCAP GR ETF$15.64M3.4%

Portfolio Concentration

Top 3$276.91M60.2%

4–10$85.79M18.6%

11–25$44.10M9.6%

Rest$53.38M11.6%

Top 3 weight

60.2%

Top 10 weight

78.8%

Voting Authority Distribution

Total shares with voting rights: 4.44M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

4.44M

% of voting shares100.0%

Investment Discretion (by position count)

Sole114

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings114

Rows:

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares344.27K

TypeSH

Market value$141.30M

30.71%

Sole

0.00

Shared

0.00

None

344.27K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares653.20K

TypeSH

Market value$110.59M

24.03%

Sole

0.00

Shared

0.00

None

653.20K

VANGUARD INDEX FDS

SOLE

SM CP VAL ETF

Shares126.25K

TypeSH

Market value$25.02M

5.44%

Sole

0.00

Shared

0.00

None

126.25K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares332.07K

TypeSH

Market value$23.34M

5.07%

Sole

0.00

Shared

0.00

None

332.07K

VANGUARD INDEX FDS

SOLE

SML CP GRW ETF

Shares67.14K

TypeSH

Market value$18.80M

4.09%

Sole

0.00

Shared

0.00

None

67.14K

SCHWAB STRATEGIC TR

SOLE

US LCAP GR ETF

Shares561.32K

TypeSH

Market value$15.64M

3.40%

Sole

0.00

Shared

0.00

None

561.32K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares203.06K

TypeSH

Market value$9.71M

2.11%

Sole

0.00

Shared

0.00

None

203.06K

SCHWAB STRATEGIC TR

SOLE

US LCAP VA ETF

Shares282.35K

TypeSH

Market value$7.36M

1.60%

Sole

0.00

Shared

0.00

None

282.35K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares11.39K

TypeSH

Market value$6.14M

1.33%

Sole

0.00

Shared

0.00

None

11.39K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares16.56K

TypeSH

Market value$4.80M

1.04%

Sole

0.00

Shared

0.00

None

16.56K

ISHARES TR

SOLE

IBONDS DEC25 ETF

Shares186.59K

TypeSH

Market value$4.67M

1.02%

Sole

0.00

Shared

0.00

None

186.59K

SCHWAB STRATEGIC TR

SOLE

US SML CAP ETF

Shares170.21K

TypeSH

Market value$4.40M

0.96%

Sole

0.00

Shared

0.00

None

170.21K

ISHARES TR

SOLE

IBONDS DEC2026

Shares165.81K

TypeSH

Market value$3.99M

0.87%

Sole

0.00

Shared

0.00

None

165.81K

APPLE INC

SOLE

COM

Shares15.29K

TypeSH

Market value$3.83M

0.83%

Sole

0.00

Shared

0.00

None

15.29K

MICROSOFT CORP

SOLE

COM

Shares8.43K

TypeSH

Market value$3.55M

0.77%

Sole

0.00

Shared

0.00

None

8.43K

ISHARES TR

SOLE

IBONDS 27 ETF

Shares130.19K

TypeSH

Market value$3.12M

0.68%

Sole

0.00

Shared

0.00

None

130.19K

SCHWAB STRATEGIC TR

SOLE

US MID-CAP ETF

Shares112.35K

TypeSH

Market value$3.11M

0.68%

Sole

0.00

Shared

0.00

None

112.35K

AMAZON COM INC

SOLE

COM

Shares11.59K

TypeSH

Market value$2.54M

0.55%

Sole

0.00

Shared

0.00

None

11.59K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares4.28K

TypeSH

Market value$2.51M

0.54%

Sole

0.00

Shared

0.00

None

4.28K

ISHARES TR

SOLE

IBDS DEC28 ETF

Shares96.81K

TypeSH

Market value$2.41M

0.52%

Sole

0.00

Shared

0.00

None

96.81K

VANGUARD INDEX FDS

SOLE

MCAP VL IDXVIP

Shares13.30K

TypeSH

Market value$2.15M

0.47%

Sole

0.00

Shared

0.00

None

13.30K

NVIDIA CORPORATION

SOLE

COM

Shares15.28K

TypeSH

Market value$2.05M

0.45%

Sole

0.00

Shared

0.00

None

15.28K

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares22.05K

TypeSH

Market value$1.94M

0.42%

Sole

0.00

Shared

0.00

None

22.05K

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares27.92K

TypeSH

Market value$1.92M

0.42%

Sole

0.00

Shared

0.00

None

27.92K

VANGUARD INDEX FDS

SOLE

MCAP GR IDXVIP

Shares7.49K

TypeSH

Market value$1.90M

0.41%

Sole

0.00

Shared

0.00

None

7.49K

Issuer	Class	Shares	Type	Value / Portfolio %	None
VANGUARD INDEX FDSSOLE	GROWTH ETF	344.27K	SH	$141.30M 30.71%	344.27K
VANGUARD INDEX FDSSOLE	VALUE ETF	653.20K	SH	$110.59M 24.03%	653.20K
VANGUARD INDEX FDSSOLE	SM CP VAL ETF	126.25K	SH	$25.02M 5.44%	126.25K
ISHARES TRSOLE	CORE MSCI EAFE	332.07K	SH	$23.34M 5.07%	332.07K
VANGUARD INDEX FDSSOLE	SML CP GRW ETF	67.14K	SH	$18.80M 4.09%	67.14K
SCHWAB STRATEGIC TRSOLE	US LCAP GR ETF	561.32K	SH	$15.64M 3.40%	561.32K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	203.06K	SH	$9.71M 2.11%	203.06K
SCHWAB STRATEGIC TRSOLE	US LCAP VA ETF	282.35K	SH	$7.36M 1.60%	282.35K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	11.39K	SH	$6.14M 1.33%	11.39K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	16.56K	SH	$4.80M 1.04%	16.56K
ISHARES TRSOLE	IBONDS DEC25 ETF	186.59K	SH	$4.67M 1.02%	186.59K
SCHWAB STRATEGIC TRSOLE	US SML CAP ETF	170.21K	SH	$4.40M 0.96%	170.21K
ISHARES TRSOLE	IBONDS DEC2026	165.81K	SH	$3.99M 0.87%	165.81K
APPLE INCSOLE	COM	15.29K	SH	$3.83M 0.83%	15.29K
MICROSOFT CORPSOLE	COM	8.43K	SH	$3.55M 0.77%	8.43K
ISHARES TRSOLE	IBONDS 27 ETF	130.19K	SH	$3.12M 0.68%	130.19K
SCHWAB STRATEGIC TRSOLE	US MID-CAP ETF	112.35K	SH	$3.11M 0.68%	112.35K
AMAZON COM INCSOLE	COM	11.59K	SH	$2.54M 0.55%	11.59K
SPDR S&P 500 ETF TRSOLE	TR UNIT	4.28K	SH	$2.51M 0.54%	4.28K
ISHARES TRSOLE	IBDS DEC28 ETF	96.81K	SH	$2.41M 0.52%	96.81K
VANGUARD INDEX FDSSOLE	MCAP VL IDXVIP	13.30K	SH	$2.15M 0.47%	13.30K
NVIDIA CORPORATIONSOLE	COM	15.28K	SH	$2.05M 0.45%	15.28K
SPDR SER TRSOLE	PRTFLO S&P500 GW	22.05K	SH	$1.94M 0.42%	22.05K
SPDR SER TRSOLE	PORTFOLIO S&P500	27.92K	SH	$1.92M 0.42%	27.92K
VANGUARD INDEX FDSSOLE	MCAP GR IDXVIP	7.49K	SH	$1.90M 0.41%	7.49K

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