Filed: 10/15/2024ACC: 0001754960-24-000498
📋 What this filing means
SAFEGUARD FINANCIAL, LLC filed this quarterly 13F‑HR report disclosing 125 equity positions with a total reported market value of $424.36M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
125
Positions
$424.36M
Total AUM (reported)
3.35M
Total Shares
Allocation by class
GROWTH ETF$117.21M27.6%
VALUE ETF$107.38M25.3%
SM CP VAL ETF$23.69M5.6%
COM$22.80M5.4%
CORE MSCI EAFE$21.95M5.2%
SML CP GRW ETF$16.38M3.9%
US LCAP GR ETF$15.06M3.5%
Portfolio Concentration
Top 3$248.27M58.5%
4–10$79.34M18.7%
11–25$40.30M9.5%
Rest$56.44M13.3%
Top 3 weight
58.5%
Top 10 weight
77.2%
Voting Authority Distribution
Total shares with voting rights: 3.35M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.35M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole125
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings125
Rows:
VANGUARD INDEX FDS
SOLEShares305.29K
TypeSH
Market value$117.21M
27.62%
Sole
0.00
Shared
0.00
None
305.29K
VANGUARD INDEX FDS
SOLEShares615.09K
TypeSH
Market value$107.38M
25.30%
Sole
0.00
Shared
0.00
None
615.09K
VANGUARD INDEX FDS
SOLEShares117.97K
TypeSH
Market value$23.69M
5.58%
Sole
0.00
Shared
0.00
None
117.97K
ISHARES TR
SOLEShares281.23K
TypeSH
Market value$21.95M
5.17%
Sole
0.00
Shared
0.00
None
281.23K
VANGUARD INDEX FDS
SOLEShares61.28K
TypeSH
Market value$16.38M
3.86%
Sole
0.00
Shared
0.00
None
61.28K
SCHWAB STRATEGIC TR
SOLEShares144.57K
TypeSH
Market value$15.06M
3.55%
Sole
0.00
Shared
0.00
None
144.57K
VANGUARD TAX-MANAGED FDS
SOLEShares219.75K
TypeSH
Market value$11.61M
2.73%
Sole
0.00
Shared
0.00
None
219.75K
SCHWAB STRATEGIC TR
SOLEShares69.87K
TypeSH
Market value$5.62M
1.32%
Sole
0.00
Shared
0.00
None
69.87K
VANGUARD INDEX FDS
SOLEShares16.21K
TypeSH
Market value$4.59M
1.08%
Sole
0.00
Shared
0.00
None
16.21K
VANGUARD INDEX FDS
SOLEShares7.84K
TypeSH
Market value$4.14M
0.98%
Sole
0.00
Shared
0.00
None
7.84K
SCHWAB STRATEGIC TR
SOLEShares79.81K
TypeSH
Market value$4.11M
0.97%
Sole
0.00
Shared
0.00
None
79.81K
MICROSOFT CORP
SOLEShares8.10K
TypeSH
Market value$3.48M
0.82%
Sole
0.00
Shared
0.00
None
8.10K
SCHWAB STRATEGIC TR
SOLEShares41.57K
TypeSH
Market value$3.45M
0.81%
Sole
0.00
Shared
0.00
None
41.57K
APPLE INC
SOLEShares14.73K
TypeSH
Market value$3.43M
0.81%
Sole
0.00
Shared
0.00
None
14.73K
ISHARES TR
SOLEShares122.28K
TypeSH
Market value$3.07M
0.72%
Sole
0.00
Shared
0.00
None
122.28K
VANGUARD INDEX FDS
SOLEShares16.67K
TypeSH
Market value$2.80M
0.66%
Sole
0.00
Shared
0.00
None
16.67K
ISHARES TR
SOLEShares102.89K
TypeSH
Market value$2.50M
0.59%
Sole
0.00
Shared
0.00
None
102.89K
VANGUARD INDEX FDS
SOLEShares9.43K
TypeSH
Market value$2.30M
0.54%
Sole
0.00
Shared
0.00
None
9.43K
ISHARES TR
SOLEShares93K
TypeSH
Market value$2.27M
0.53%
Sole
0.00
Shared
0.00
None
93K
ISHARES TR
SOLEShares89.45K
TypeSH
Market value$2.26M
0.53%
Sole
0.00
Shared
0.00
None
89.45K
AMAZON COM INC
SOLEShares12.04K
TypeSH
Market value$2.24M
0.53%
Sole
0.00
Shared
0.00
None
12.04K
SPDR S&P 500 ETF TR
SOLEShares3.81K
TypeSH
Market value$2.19M
0.52%
Sole
0.00
Shared
0.00
None
3.81K
SPDR SER TR
SOLEShares25.67K
TypeSH
Market value$2.13M
0.50%
Sole
0.00
Shared
0.00
None
25.67K
SPDR SER TR
SOLEShares30.48K
TypeSH
Market value$2.06M
0.48%
Sole
0.00
Shared
0.00
None
30.48K
NVIDIA CORPORATION
SOLEShares16.64K
TypeSH
Market value$2.02M
0.48%
Sole
0.00
Shared
0.00
None
16.64K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSSOLE | GROWTH ETF | 305.29K | SH | $117.21M 27.62% | 0.00 | 0.00 | 305.29K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 615.09K | SH | $107.38M 25.30% | 0.00 | 0.00 | 615.09K |
VANGUARD INDEX FDSSOLE | SM CP VAL ETF | 117.97K | SH | $23.69M 5.58% | 0.00 | 0.00 | 117.97K |
ISHARES TRSOLE | CORE MSCI EAFE | 281.23K | SH | $21.95M 5.17% | 0.00 | 0.00 | 281.23K |
VANGUARD INDEX FDSSOLE | SML CP GRW ETF | 61.28K | SH | $16.38M 3.86% | 0.00 | 0.00 | 61.28K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 144.57K | SH | $15.06M 3.55% | 0.00 | 0.00 | 144.57K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 219.75K | SH | $11.61M 2.73% | 0.00 | 0.00 | 219.75K |
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 69.87K | SH | $5.62M 1.32% | 0.00 | 0.00 | 69.87K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 16.21K | SH | $4.59M 1.08% | 0.00 | 0.00 | 16.21K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 7.84K | SH | $4.14M 0.98% | 0.00 | 0.00 | 7.84K |
SCHWAB STRATEGIC TRSOLE | US SML CAP ETF | 79.81K | SH | $4.11M 0.97% | 0.00 | 0.00 | 79.81K |
MICROSOFT CORPSOLE | COM | 8.10K | SH | $3.48M 0.82% | 0.00 | 0.00 | 8.10K |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 41.57K | SH | $3.45M 0.81% | 0.00 | 0.00 | 41.57K |
APPLE INCSOLE | COM | 14.73K | SH | $3.43M 0.81% | 0.00 | 0.00 | 14.73K |
ISHARES TRSOLE | IBONDS DEC25 ETF | 122.28K | SH | $3.07M 0.72% | 0.00 | 0.00 | 122.28K |
VANGUARD INDEX FDSSOLE | MCAP VL IDXVIP | 16.67K | SH | $2.80M 0.66% | 0.00 | 0.00 | 16.67K |
ISHARES TRSOLE | IBONDS DEC2026 | 102.89K | SH | $2.50M 0.59% | 0.00 | 0.00 | 102.89K |
VANGUARD INDEX FDSSOLE | MCAP GR IDXVIP | 9.43K | SH | $2.30M 0.54% | 0.00 | 0.00 | 9.43K |
ISHARES TRSOLE | IBONDS 27 ETF | 93K | SH | $2.27M 0.53% | 0.00 | 0.00 | 93K |
ISHARES TRSOLE | IBONDS DEC24 ETF | 89.45K | SH | $2.26M 0.53% | 0.00 | 0.00 | 89.45K |
AMAZON COM INCSOLE | COM | 12.04K | SH | $2.24M 0.53% | 0.00 | 0.00 | 12.04K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 3.81K | SH | $2.19M 0.52% | 0.00 | 0.00 | 3.81K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 25.67K | SH | $2.13M 0.50% | 0.00 | 0.00 | 25.67K |
SPDR SER TRSOLE | PORTFOLIO S&P500 | 30.48K | SH | $2.06M 0.48% | 0.00 | 0.00 | 30.48K |
NVIDIA CORPORATIONSOLE | COM | 16.64K | SH | $2.02M 0.48% | 0.00 | 0.00 | 16.64K |
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