Filed: 4/10/2024ACC: 0001754960-24-000109
📋 What this filing means
SAFEGUARD FINANCIAL, LLC filed this quarterly 13F‑HR report disclosing 81 equity positions with a total reported market value of $306.89M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
81
Positions
$306.89M
Total AUM (reported)
2.43M
Total Shares
Allocation by class
GROWTH ETF$86.57M28.2%
VALUE ETF$79.73M26.0%
SM CP VAL ETF$18.34M6.0%
CORE MSCI EAFE$14.81M4.8%
SML CP GRW ETF$13.15M4.3%
COM$12.23M4.0%
VAN FTSE DEV MKT$10.18M3.3%
Portfolio Concentration
Top 3$184.64M60.2%
4–10$61.23M20.0%
11–25$31.14M10.1%
Rest$29.89M9.7%
Top 3 weight
60.2%
Top 10 weight
80.1%
Voting Authority Distribution
Total shares with voting rights: 2.43M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.43M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole81
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings81
Rows:
VANGUARD INDEX FDS
SOLEShares251.51K
TypeSH
Market value$86.57M
28.21%
Sole
0.00
Shared
0.00
None
251.51K
VANGUARD INDEX FDS
SOLEShares489.57K
TypeSH
Market value$79.73M
25.98%
Sole
0.00
Shared
0.00
None
489.57K
VANGUARD INDEX FDS
SOLEShares95.56K
TypeSH
Market value$18.34M
5.97%
Sole
0.00
Shared
0.00
None
95.56K
ISHARES TR
SOLEShares199.60K
TypeSH
Market value$14.81M
4.83%
Sole
0.00
Shared
0.00
None
199.60K
VANGUARD INDEX FDS
SOLEShares50.43K
TypeSH
Market value$13.15M
4.28%
Sole
0.00
Shared
0.00
None
50.43K
VANGUARD TAX-MANAGED FDS
SOLEShares202.82K
TypeSH
Market value$10.18M
3.32%
Sole
0.00
Shared
0.00
None
202.82K
SCHWAB STRATEGIC TR
SOLEShares101.54K
TypeSH
Market value$9.42M
3.07%
Sole
0.00
Shared
0.00
None
101.54K
VANGUARD INDEX FDS
SOLEShares19.96K
TypeSH
Market value$5.19M
1.69%
Sole
0.00
Shared
0.00
None
19.96K
SCHWAB STRATEGIC TR
SOLEShares62.50K
TypeSH
Market value$4.75M
1.55%
Sole
0.00
Shared
0.00
None
62.50K
SCHWAB STRATEGIC TR
SOLEShares45.92K
TypeSH
Market value$3.74M
1.22%
Sole
0.00
Shared
0.00
None
45.92K
SCHWAB STRATEGIC TR
SOLEShares72.22K
TypeSH
Market value$3.56M
1.16%
Sole
0.00
Shared
0.00
None
72.22K
VANGUARD INDEX FDS
SOLEShares6.50K
TypeSH
Market value$3.13M
1.02%
Sole
0.00
Shared
0.00
None
6.50K
MICROSOFT CORP
SOLEShares6.69K
TypeSH
Market value$2.82M
0.92%
Sole
0.00
Shared
0.00
None
6.69K
VANGUARD INDEX FDS
SOLEShares17.70K
TypeSH
Market value$2.76M
0.90%
Sole
0.00
Shared
0.00
None
17.70K
VANGUARD INDEX FDS
SOLEShares9.68K
TypeSH
Market value$2.28M
0.74%
Sole
0.00
Shared
0.00
None
9.68K
ISHARES TR
SOLEShares89.77K
TypeSH
Market value$2.15M
0.70%
Sole
0.00
Shared
0.00
None
89.77K
SPDR SER TR
SOLEShares26.64K
TypeSH
Market value$1.95M
0.64%
Sole
0.00
Shared
0.00
None
26.64K
SPDR S&P 500 ETF TR
SOLEShares3.56K
TypeSH
Market value$1.86M
0.61%
Sole
0.00
Shared
0.00
None
3.56K
APPLE INC
SOLEShares10.65K
TypeSH
Market value$1.83M
0.60%
Sole
0.00
Shared
0.00
None
10.65K
AMAZON COM INC
SOLEShares9.22K
TypeSH
Market value$1.66M
0.54%
Sole
0.00
Shared
0.00
None
9.22K
SPDR INDEX SHS FDS
SOLEShares44.24K
TypeSH
Market value$1.60M
0.52%
Sole
0.00
Shared
0.00
None
44.24K
ISHARES TR
SOLEShares64.43K
TypeSH
Market value$1.60M
0.52%
Sole
0.00
Shared
0.00
None
64.43K
SPDR SER TR
SOLEShares23.80K
TypeSH
Market value$1.46M
0.48%
Sole
0.00
Shared
0.00
None
23.80K
SCHWAB STRATEGIC TR
SOLEShares16.20K
TypeSH
Market value$1.31M
0.43%
Sole
0.00
Shared
0.00
None
16.20K
INVESCO QQQ TR
SOLEShares2.64K
TypeSH
Market value$1.17M
0.38%
Sole
0.00
Shared
0.00
None
2.64K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSSOLE | GROWTH ETF | 251.51K | SH | $86.57M 28.21% | 0.00 | 0.00 | 251.51K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 489.57K | SH | $79.73M 25.98% | 0.00 | 0.00 | 489.57K |
VANGUARD INDEX FDSSOLE | SM CP VAL ETF | 95.56K | SH | $18.34M 5.97% | 0.00 | 0.00 | 95.56K |
ISHARES TRSOLE | CORE MSCI EAFE | 199.60K | SH | $14.81M 4.83% | 0.00 | 0.00 | 199.60K |
VANGUARD INDEX FDSSOLE | SML CP GRW ETF | 50.43K | SH | $13.15M 4.28% | 0.00 | 0.00 | 50.43K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 202.82K | SH | $10.18M 3.32% | 0.00 | 0.00 | 202.82K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 101.54K | SH | $9.42M 3.07% | 0.00 | 0.00 | 101.54K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 19.96K | SH | $5.19M 1.69% | 0.00 | 0.00 | 19.96K |
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 62.50K | SH | $4.75M 1.55% | 0.00 | 0.00 | 62.50K |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 45.92K | SH | $3.74M 1.22% | 0.00 | 0.00 | 45.92K |
SCHWAB STRATEGIC TRSOLE | US SML CAP ETF | 72.22K | SH | $3.56M 1.16% | 0.00 | 0.00 | 72.22K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 6.50K | SH | $3.13M 1.02% | 0.00 | 0.00 | 6.50K |
MICROSOFT CORPSOLE | COM | 6.69K | SH | $2.82M 0.92% | 0.00 | 0.00 | 6.69K |
VANGUARD INDEX FDSSOLE | MCAP VL IDXVIP | 17.70K | SH | $2.76M 0.90% | 0.00 | 0.00 | 17.70K |
VANGUARD INDEX FDSSOLE | MCAP GR IDXVIP | 9.68K | SH | $2.28M 0.74% | 0.00 | 0.00 | 9.68K |
ISHARES TRSOLE | IBONDS 24 TRM TS | 89.77K | SH | $2.15M 0.70% | 0.00 | 0.00 | 89.77K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 26.64K | SH | $1.95M 0.64% | 0.00 | 0.00 | 26.64K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 3.56K | SH | $1.86M 0.61% | 0.00 | 0.00 | 3.56K |
APPLE INCSOLE | COM | 10.65K | SH | $1.83M 0.60% | 0.00 | 0.00 | 10.65K |
AMAZON COM INCSOLE | COM | 9.22K | SH | $1.66M 0.54% | 0.00 | 0.00 | 9.22K |
SPDR INDEX SHS FDSSOLE | PORTFOLIO EMG MK | 44.24K | SH | $1.60M 0.52% | 0.00 | 0.00 | 44.24K |
ISHARES TRSOLE | IBONDS DEC25 ETF | 64.43K | SH | $1.60M 0.52% | 0.00 | 0.00 | 64.43K |
SPDR SER TRSOLE | PORTFOLIO S&P500 | 23.80K | SH | $1.46M 0.48% | 0.00 | 0.00 | 23.80K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 16.20K | SH | $1.31M 0.43% | 0.00 | 0.00 | 16.20K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 2.64K | SH | $1.17M 0.38% | 0.00 | 0.00 | 2.64K |
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