Filed: 1/30/2024ACC: 0001754960-24-000067
📋 What this filing means
SAFEGUARD FINANCIAL, LLC filed this quarterly 13F‑HR report disclosing 79 equity positions with a total reported market value of $264.10M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
79
Positions
$264.10M
Total AUM (reported)
2.24M
Total Shares
Allocation by class
GROWTH ETF$70.38M26.6%
VALUE ETF$67.82M25.7%
SM CP VAL ETF$15.06M5.7%
CORE MSCI EAFE$12.65M4.8%
COM$11.05M4.2%
SML CP GRW ETF$10.43M3.9%
VAN FTSE DEV MKT$10.22M3.9%
Portfolio Concentration
Top 3$153.25M58.0%
4–10$56.15M21.3%
11–25$29.34M11.1%
Rest$25.37M9.6%
Top 3 weight
58.0%
Top 10 weight
79.3%
Voting Authority Distribution
Total shares with voting rights: 2.24M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.24M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole79
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings79
Rows:
VANGUARD INDEX FDS
SOLEShares226.39K
TypeSH
Market value$70.38M
26.65%
Sole
0.00
Shared
0.00
None
226.39K
VANGUARD INDEX FDS
SOLEShares453.74K
TypeSH
Market value$67.82M
25.68%
Sole
0.00
Shared
0.00
None
453.74K
VANGUARD INDEX FDS
SOLEShares83.66K
TypeSH
Market value$15.06M
5.70%
Sole
0.00
Shared
0.00
None
83.66K
ISHARES TR
SOLEShares179.78K
TypeSH
Market value$12.65M
4.79%
Sole
0.00
Shared
0.00
None
179.78K
VANGUARD INDEX FDS
SOLEShares43.14K
TypeSH
Market value$10.43M
3.95%
Sole
0.00
Shared
0.00
None
43.14K
VANGUARD TAX-MANAGED FDS
SOLEShares213.27K
TypeSH
Market value$10.22M
3.87%
Sole
0.00
Shared
0.00
None
213.27K
SCHWAB STRATEGIC TR
SOLEShares117.10K
TypeSH
Market value$9.71M
3.68%
Sole
0.00
Shared
0.00
None
117.10K
VANGUARD INDEX FDS
SOLEShares20.63K
TypeSH
Market value$4.89M
1.85%
Sole
0.00
Shared
0.00
None
20.63K
SCHWAB STRATEGIC TR
SOLEShares63.27K
TypeSH
Market value$4.43M
1.68%
Sole
0.00
Shared
0.00
None
63.27K
SCHWAB STRATEGIC TR
SOLEShares50.58K
TypeSH
Market value$3.81M
1.44%
Sole
0.00
Shared
0.00
None
50.58K
SCHWAB STRATEGIC TR
SOLEShares74.24K
TypeSH
Market value$3.51M
1.33%
Sole
0.00
Shared
0.00
None
74.24K
VANGUARD INDEX FDS
SOLEShares7K
TypeSH
Market value$3.06M
1.16%
Sole
0.00
Shared
0.00
None
7K
VANGUARD INDEX FDS
SOLEShares16.63K
TypeSH
Market value$2.41M
0.91%
Sole
0.00
Shared
0.00
None
16.63K
TESLA INC
SOLEShares9.62K
TypeSH
Market value$2.39M
0.90%
Sole
0.00
Shared
0.00
None
9.62K
APPLE INC
SOLEShares11.69K
TypeSH
Market value$2.25M
0.85%
Sole
0.00
Shared
0.00
None
11.69K
VANGUARD INDEX FDS
SOLEShares9.17K
TypeSH
Market value$2.01M
0.76%
Sole
0.00
Shared
0.00
None
9.17K
MICROSOFT CORP
SOLEShares5.21K
TypeSH
Market value$1.96M
0.74%
Sole
0.00
Shared
0.00
None
5.21K
SPDR SER TR
SOLEShares27.38K
TypeSH
Market value$1.78M
0.67%
Sole
0.00
Shared
0.00
None
27.38K
ISHARES TR
SOLEShares72.59K
TypeSH
Market value$1.73M
0.66%
Sole
0.00
Shared
0.00
None
72.59K
SPDR S&P 500 ETF TR
SOLEShares3.58K
TypeSH
Market value$1.70M
0.64%
Sole
0.00
Shared
0.00
None
3.58K
SPDR INDEX SHS FDS
SOLEShares41.21K
TypeSH
Market value$1.46M
0.55%
Sole
0.00
Shared
0.00
None
41.21K
SPDR SER TR
SOLEShares23.93K
TypeSH
Market value$1.34M
0.51%
Sole
0.00
Shared
0.00
None
23.93K
PROCTER AND GAMBLE CO
SOLEShares8.72K
TypeSH
Market value$1.28M
0.48%
Sole
0.00
Shared
0.00
None
8.72K
ISHARES TR
SOLEShares50.02K
TypeSH
Market value$1.24M
0.47%
Sole
0.00
Shared
0.00
None
50.02K
SCHWAB STRATEGIC TR
SOLEShares15.93K
TypeSH
Market value$1.21M
0.46%
Sole
0.00
Shared
0.00
None
15.93K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSSOLE | GROWTH ETF | 226.39K | SH | $70.38M 26.65% | 0.00 | 0.00 | 226.39K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 453.74K | SH | $67.82M 25.68% | 0.00 | 0.00 | 453.74K |
VANGUARD INDEX FDSSOLE | SM CP VAL ETF | 83.66K | SH | $15.06M 5.70% | 0.00 | 0.00 | 83.66K |
ISHARES TRSOLE | CORE MSCI EAFE | 179.78K | SH | $12.65M 4.79% | 0.00 | 0.00 | 179.78K |
VANGUARD INDEX FDSSOLE | SML CP GRW ETF | 43.14K | SH | $10.43M 3.95% | 0.00 | 0.00 | 43.14K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 213.27K | SH | $10.22M 3.87% | 0.00 | 0.00 | 213.27K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 117.10K | SH | $9.71M 3.68% | 0.00 | 0.00 | 117.10K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 20.63K | SH | $4.89M 1.85% | 0.00 | 0.00 | 20.63K |
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 63.27K | SH | $4.43M 1.68% | 0.00 | 0.00 | 63.27K |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 50.58K | SH | $3.81M 1.44% | 0.00 | 0.00 | 50.58K |
SCHWAB STRATEGIC TRSOLE | US SML CAP ETF | 74.24K | SH | $3.51M 1.33% | 0.00 | 0.00 | 74.24K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 7K | SH | $3.06M 1.16% | 0.00 | 0.00 | 7K |
VANGUARD INDEX FDSSOLE | MCAP VL IDXVIP | 16.63K | SH | $2.41M 0.91% | 0.00 | 0.00 | 16.63K |
TESLA INCSOLE | COM | 9.62K | SH | $2.39M 0.90% | 0.00 | 0.00 | 9.62K |
APPLE INCSOLE | COM | 11.69K | SH | $2.25M 0.85% | 0.00 | 0.00 | 11.69K |
VANGUARD INDEX FDSSOLE | MCAP GR IDXVIP | 9.17K | SH | $2.01M 0.76% | 0.00 | 0.00 | 9.17K |
MICROSOFT CORPSOLE | COM | 5.21K | SH | $1.96M 0.74% | 0.00 | 0.00 | 5.21K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 27.38K | SH | $1.78M 0.67% | 0.00 | 0.00 | 27.38K |
ISHARES TRSOLE | IBONDS 24 TRM TS | 72.59K | SH | $1.73M 0.66% | 0.00 | 0.00 | 72.59K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 3.58K | SH | $1.70M 0.64% | 0.00 | 0.00 | 3.58K |
SPDR INDEX SHS FDSSOLE | PORTFOLIO EMG MK | 41.21K | SH | $1.46M 0.55% | 0.00 | 0.00 | 41.21K |
SPDR SER TRSOLE | PORTFOLIO S&P500 | 23.93K | SH | $1.34M 0.51% | 0.00 | 0.00 | 23.93K |
PROCTER AND GAMBLE COSOLE | COM | 8.72K | SH | $1.28M 0.48% | 0.00 | 0.00 | 8.72K |
ISHARES TRSOLE | IBONDS DEC25 ETF | 50.02K | SH | $1.24M 0.47% | 0.00 | 0.00 | 50.02K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 15.93K | SH | $1.21M 0.46% | 0.00 | 0.00 | 15.93K |
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