Filed: 10/30/2023ACC: 0001754960-23-000304
📋 What this filing means
SAFEGUARD FINANCIAL, LLC filed this quarterly 13F‑HR report disclosing 72 equity positions with a total reported market value of $207.28M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
72
Positions
$207.28M
Total AUM (reported)
2.10M
Total Shares
Allocation by class
VALUE ETF$53.63M25.9%
GROWTH ETF$51.20M24.7%
SM CP VAL ETF$9.91M4.8%
VAN FTSE DEV MKT$9.23M4.5%
CORE MSCI EAFE$8.94M4.3%
COM$8.38M4.0%
US LCAP GR ETF$8.28M4.0%
Portfolio Concentration
Top 3$114.74M55.4%
4–10$45.81M22.1%
11–25$25.76M12.4%
Rest$20.97M10.1%
Top 3 weight
55.4%
Top 10 weight
77.5%
Voting Authority Distribution
Total shares with voting rights: 2.10M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.10M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole72
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings72
Rows:
VANGUARD INDEX FDS
SOLEShares388.81K
TypeSH
Market value$53.63M
25.87%
Sole
0.00
Shared
0.00
None
388.81K
VANGUARD INDEX FDS
SOLEShares188.01K
TypeSH
Market value$51.20M
24.70%
Sole
0.00
Shared
0.00
None
188.01K
VANGUARD INDEX FDS
SOLEShares62.16K
TypeSH
Market value$9.91M
4.78%
Sole
0.00
Shared
0.00
None
62.16K
VANGUARD TAX-MANAGED FDS
SOLEShares211.06K
TypeSH
Market value$9.23M
4.45%
Sole
0.00
Shared
0.00
None
211.06K
ISHARES TR
SOLEShares138.96K
TypeSH
Market value$8.94M
4.31%
Sole
0.00
Shared
0.00
None
138.96K
SCHWAB STRATEGIC TR
SOLEShares113.93K
TypeSH
Market value$8.28M
4.00%
Sole
0.00
Shared
0.00
None
113.93K
VANGUARD INDEX FDS
SOLEShares31.95K
TypeSH
Market value$6.84M
3.30%
Sole
0.00
Shared
0.00
None
31.95K
VANGUARD INDEX FDS
SOLEShares24.72K
TypeSH
Market value$5.25M
2.53%
Sole
0.00
Shared
0.00
None
24.72K
SCHWAB STRATEGIC TR
SOLEShares59.32K
TypeSH
Market value$3.82M
1.84%
Sole
0.00
Shared
0.00
None
59.32K
SCHWAB STRATEGIC TR
SOLEShares50.82K
TypeSH
Market value$3.44M
1.66%
Sole
0.00
Shared
0.00
None
50.82K
SCHWAB STRATEGIC TR
SOLEShares69.80K
TypeSH
Market value$2.89M
1.39%
Sole
0.00
Shared
0.00
None
69.80K
VANGUARD INDEX FDS
SOLEShares7.20K
TypeSH
Market value$2.83M
1.36%
Sole
0.00
Shared
0.00
None
7.20K
APPLE INC
SOLEShares12.18K
TypeSH
Market value$2.08M
1.01%
Sole
0.00
Shared
0.00
None
12.18K
ISHARES TR
SOLEShares79.75K
TypeSH
Market value$1.98M
0.95%
Sole
0.00
Shared
0.00
None
79.75K
SPDR S&P 500 ETF TR
SOLEShares4.40K
TypeSH
Market value$1.88M
0.91%
Sole
0.00
Shared
0.00
None
4.40K
ISHARES TR
SOLEShares76.74K
TypeSH
Market value$1.83M
0.88%
Sole
0.00
Shared
0.00
None
76.74K
VANGUARD INDEX FDS
SOLEShares12.63K
TypeSH
Market value$1.65M
0.80%
Sole
0.00
Shared
0.00
None
12.63K
SPDR SER TR
SOLEShares27.55K
TypeSH
Market value$1.63M
0.79%
Sole
0.00
Shared
0.00
None
27.55K
MICROSOFT CORP
SOLEShares4.96K
TypeSH
Market value$1.57M
0.76%
Sole
0.00
Shared
0.00
None
4.96K
VANGUARD INDEX FDS
SOLEShares6.91K
TypeSH
Market value$1.35M
0.65%
Sole
0.00
Shared
0.00
None
6.91K
SPDR INDEX SHS FDS
SOLEShares39.73K
TypeSH
Market value$1.33M
0.64%
Sole
0.00
Shared
0.00
None
39.73K
PROCTER AND GAMBLE CO
SOLEShares8.96K
TypeSH
Market value$1.31M
0.63%
Sole
0.00
Shared
0.00
None
8.96K
SPDR SER TR
SOLEShares24.96K
TypeSH
Market value$1.25M
0.61%
Sole
0.00
Shared
0.00
None
24.96K
SCHWAB STRATEGIC TR
SOLEShares16.03K
TypeSH
Market value$1.13M
0.55%
Sole
0.00
Shared
0.00
None
16.03K
ISHARES TR
SOLEShares42.56K
TypeSH
Market value$1.04M
0.50%
Sole
0.00
Shared
0.00
None
42.56K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSSOLE | VALUE ETF | 388.81K | SH | $53.63M 25.87% | 0.00 | 0.00 | 388.81K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 188.01K | SH | $51.20M 24.70% | 0.00 | 0.00 | 188.01K |
VANGUARD INDEX FDSSOLE | SM CP VAL ETF | 62.16K | SH | $9.91M 4.78% | 0.00 | 0.00 | 62.16K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 211.06K | SH | $9.23M 4.45% | 0.00 | 0.00 | 211.06K |
ISHARES TRSOLE | CORE MSCI EAFE | 138.96K | SH | $8.94M 4.31% | 0.00 | 0.00 | 138.96K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 113.93K | SH | $8.28M 4.00% | 0.00 | 0.00 | 113.93K |
VANGUARD INDEX FDSSOLE | SML CP GRW ETF | 31.95K | SH | $6.84M 3.30% | 0.00 | 0.00 | 31.95K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 24.72K | SH | $5.25M 2.53% | 0.00 | 0.00 | 24.72K |
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 59.32K | SH | $3.82M 1.84% | 0.00 | 0.00 | 59.32K |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 50.82K | SH | $3.44M 1.66% | 0.00 | 0.00 | 50.82K |
SCHWAB STRATEGIC TRSOLE | US SML CAP ETF | 69.80K | SH | $2.89M 1.39% | 0.00 | 0.00 | 69.80K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 7.20K | SH | $2.83M 1.36% | 0.00 | 0.00 | 7.20K |
APPLE INCSOLE | COM | 12.18K | SH | $2.08M 1.01% | 0.00 | 0.00 | 12.18K |
ISHARES TRSOLE | IBONDS 23 TRM TS | 79.75K | SH | $1.98M 0.95% | 0.00 | 0.00 | 79.75K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 4.40K | SH | $1.88M 0.91% | 0.00 | 0.00 | 4.40K |
ISHARES TRSOLE | IBONDS 24 TRM TS | 76.74K | SH | $1.83M 0.88% | 0.00 | 0.00 | 76.74K |
VANGUARD INDEX FDSSOLE | MCAP VL IDXVIP | 12.63K | SH | $1.65M 0.80% | 0.00 | 0.00 | 12.63K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 27.55K | SH | $1.63M 0.79% | 0.00 | 0.00 | 27.55K |
MICROSOFT CORPSOLE | COM | 4.96K | SH | $1.57M 0.76% | 0.00 | 0.00 | 4.96K |
VANGUARD INDEX FDSSOLE | MCAP GR IDXVIP | 6.91K | SH | $1.35M 0.65% | 0.00 | 0.00 | 6.91K |
SPDR INDEX SHS FDSSOLE | PORTFOLIO EMG MK | 39.73K | SH | $1.33M 0.64% | 0.00 | 0.00 | 39.73K |
PROCTER AND GAMBLE COSOLE | COM | 8.96K | SH | $1.31M 0.63% | 0.00 | 0.00 | 8.96K |
SPDR SER TRSOLE | PORTFOLIO S&P500 | 24.96K | SH | $1.25M 0.61% | 0.00 | 0.00 | 24.96K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 16.03K | SH | $1.13M 0.55% | 0.00 | 0.00 | 16.03K |
ISHARES TRSOLE | IBONDS DEC25 ETF | 42.56K | SH | $1.04M 0.50% | 0.00 | 0.00 | 42.56K |
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