NEW YORK, NY
SABA CAPITAL INCOME & OPPORTUNITIES FUNDBRW— Latest position per institution from SEC 13F filings
15
Institutional holders
22.42M
Total shares held
144.73M
Estimated value
1.12M
Avg. position size
FOCUS PARTNERS WEALTH
CIK 1542153
Shares
2.75M
Value
18.04M
Filed
Jun 30, 2026
NORTHCOAST ASSET MANAGEMENT LLC
CIK 1665198
Shares
2.32M
Value
18.06M
Filed
Sep 30, 2025
RELATIVE VALUE PARTNERS GROUP, LLC
CIK 1649910
Shares
2.31M
Value
17.29M
Filed
Mar 31, 2024
TORONTO DOMINION BANK
CIK 947263
Shares
2.28M
Value
14.97M
Filed
Jun 30, 2026
RIVERNORTH CAPITAL MANAGEMENT, LLC
CIK 1447578
Shares
1.86M
Value
12.23M
Filed
Jun 30, 2026
THOMAS J. HERZFELD ADVISORS, INC.
CIK 1509510
Shares
1.54M
Value
10.15M
Filed
Jun 30, 2026
PENSERRA CAPITAL MANAGEMENT LLC
CIK 1593324
Shares
1.51M
Value
9.89K
Filed
Jun 30, 2026
ENVESTNET ASSET MANAGEMENT INC
CIK 1407543
Shares
1.08M
Value
7.06M
Filed
Jun 30, 2026
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
CIK 1352860
Shares
829.86K
Value
5.45M
Filed
Jun 30, 2026
SEVEN MILE ADVISORY
CIK 1987932
Shares
816.08K
Value
5.72M
Filed
Dec 31, 2025
INVESCO LTD.
CIK 914208
Shares
740.13K
Value
4.86M
Filed
Jun 30, 2026
CSS LLC/IL
CIK 1103646
Shares
686.48K
Value
4.51M
Filed
Jun 30, 2026
MORGAN STANLEY
CIK 895421
Shares
605.35K
Value
3.98M
Filed
Jun 30, 2026
LPL FINANCIAL LLC
CIK 1403438
Shares
507.55K
Value
3.33M
Filed
Jun 30, 2026
SIGNIFICANT WEALTH PARTNERS LLC
CIK 1964680
Shares
505.58K
Value
3.90M
Filed
Dec 31, 2023
UBS GROUP AG
CIK 1610520
Shares
482.99K
Value
3.17M
Filed
Jun 30, 2026
CLOUGH CAPITAL PARTNERS L P
CIK 1276144
Shares
469.50K
Value
3.61M
Filed
Sep 30, 2023
FLAX POND CAPITAL, LLC
CIK 2106996
Shares
405.79K
Value
2.67M
Filed
Jun 30, 2026
INVESCO SENIOR SECURED MANAGEMENT INC /ADV
CIK 870481
Shares
395.34K
Value
3.19M
Filed
Jun 30, 2025
SABA CAPITAL MANAGEMENT, L.P.
CIK 1510281
Shares
333.90K
Value
2.54M
Filed
Dec 31, 2024
| # | Institution | CIK | Shares | Est. Value | Period |
|---|---|---|---|---|---|
| 1 | FOCUS PARTNERS WEALTH | 1542153 | 2.75M | 18.04M | Jun 30, 2026 |
| 2 | NORTHCOAST ASSET MANAGEMENT LLC | 1665198 | 2.32M | 18.06M | Sep 30, 2025 |
| 3 | RELATIVE VALUE PARTNERS GROUP, LLC | 1649910 | 2.31M | 17.29M | Mar 31, 2024 |
| 4 | TORONTO DOMINION BANK | 947263 | 2.28M | 14.97M | Jun 30, 2026 |
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1447578 | 1.86M | 12.23M | Jun 30, 2026 |
| 6 | THOMAS J. HERZFELD ADVISORS, INC. | 1509510 | 1.54M | 10.15M | Jun 30, 2026 |
| 7 | PENSERRA CAPITAL MANAGEMENT LLC | 1593324 | 1.51M | 9.89K | Jun 30, 2026 |
| 8 | ENVESTNET ASSET MANAGEMENT INC | 1407543 | 1.08M | 7.06M | Jun 30, 2026 |
| 9 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 1352860 | 829.86K | 5.45M | Jun 30, 2026 |
| 10 | SEVEN MILE ADVISORY | 1987932 | 816.08K | 5.72M | Dec 31, 2025 |
| 11 | INVESCO LTD. | 914208 | 740.13K | 4.86M | Jun 30, 2026 |
| 12 | CSS LLC/IL | 1103646 | 686.48K | 4.51M | Jun 30, 2026 |
| 13 | MORGAN STANLEY | 895421 | 605.35K | 3.98M | Jun 30, 2026 |
| 14 | LPL FINANCIAL LLC | 1403438 | 507.55K | 3.33M | Jun 30, 2026 |
| 15 | SIGNIFICANT WEALTH PARTNERS LLC | 1964680 | 505.58K | 3.90M | Dec 31, 2023 |
| 16 | UBS GROUP AG | 1610520 | 482.99K | 3.17M | Jun 30, 2026 |
| 17 | CLOUGH CAPITAL PARTNERS L P | 1276144 | 469.50K | 3.61M | Sep 30, 2023 |
| 18 | FLAX POND CAPITAL, LLC | 2106996 | 405.79K | 2.67M | Jun 30, 2026 |
| 19 | INVESCO SENIOR SECURED MANAGEMENT INC /ADV | 870481 | 395.34K | 3.19M | Jun 30, 2025 |
| 20 | SABA CAPITAL MANAGEMENT, L.P. | 1510281 | 333.90K | 2.54M | Dec 31, 2024 |
Data sourced from SEC Form 13F institutional holdings reports. Positions reflect the most recent filing per institution.