NEW YORK, NY
ROYCE SMALL-CAP TRUST, INC.RVT— Latest position per institution from SEC 13F filings
15
Institutional holders
32.37M
Total shares held
549.18M
Estimated value
1.62M
Avg. position size
BANK OF AMERICA CORP /DE/
CIK 70858
Shares
6.05M
Value
111.83M
Filed
Jun 30, 2026
MORGAN STANLEY
CIK 895421
Shares
5.90M
Value
109.04M
Filed
Jun 30, 2026
RAYMOND JAMES FINANCIAL INC
CIK 720005
Shares
3.09M
Value
57.05M
Filed
Jun 30, 2026
LPL FINANCIAL LLC
CIK 1403438
Shares
2.40M
Value
44.27M
Filed
Jun 30, 2026
WELLS FARGO & COMPANY/MN
CIK 72971
Shares
1.65M
Value
30.41M
Filed
Jun 30, 2026
ROYAL BANK OF CANADA
CIK 1000275
Shares
1.64M
Value
30.28M
Filed
Jun 30, 2026
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.
CIK 1462284
Shares
1.58M
Value
24.80M
Filed
Sep 30, 2024
RAYMOND JAMES & ASSOCIATES
CIK 1084208
Shares
1.50M
Value
23.59M
Filed
Sep 30, 2024
PENSERRA CAPITAL MANAGEMENT LLC
CIK 1593324
Shares
1.38M
Value
25.57K
Filed
Jun 30, 2026
SABA CAPITAL MANAGEMENT, L.P.
CIK 1510281
Shares
1.25M
Value
23.05M
Filed
Jun 30, 2026
STIFEL FINANCIAL CORP
CIK 720672
Shares
848.25K
Value
15.67M
Filed
Jun 30, 2026
JANNEY MONTGOMERY SCOTT LLC
CIK 1329948
Shares
742.46K
Value
13.71K
Filed
Jun 30, 2026
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
CIK 1352860
Shares
674.73K
Value
12.46M
Filed
Jun 30, 2026
LAZARD ASSET MANAGEMENT LLC
CIK 1207017
Shares
612.32K
Value
11.31M
Filed
Jun 30, 2026
RIVERNORTH CAPITAL MANAGEMENT, LLC
CIK 1447578
Shares
607.24K
Value
11.22M
Filed
Jun 30, 2026
SHAKER FINANCIAL SERVICES, LLC
CIK 1511794
Shares
513.74K
Value
8.80M
Filed
Sep 30, 2026
WATERFRONT WEALTH INC.
CIK 1775210
Shares
495.16K
Value
8.97M
Filed
Jun 30, 2026
OSAIC HOLDINGS, INC.
CIK 1677044
Shares
484.01K
Value
8.94M
Filed
Jun 30, 2026
MODERN WEALTH MANAGEMENT, LLC
CIK 2001900
Shares
480.23K
Value
8.87M
Filed
Jun 30, 2026
UBS GROUP AG
CIK 1610520
Shares
465.25K
Value
8.59M
Filed
Jun 30, 2026
| # | Institution | CIK | Shares | Est. Value | Period |
|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 70858 | 6.05M | 111.83M | Jun 30, 2026 |
| 2 | MORGAN STANLEY | 895421 | 5.90M | 109.04M | Jun 30, 2026 |
| 3 | RAYMOND JAMES FINANCIAL INC | 720005 | 3.09M | 57.05M | Jun 30, 2026 |
| 4 | LPL FINANCIAL LLC | 1403438 | 2.40M | 44.27M | Jun 30, 2026 |
| 5 | WELLS FARGO & COMPANY/MN | 72971 | 1.65M | 30.41M | Jun 30, 2026 |
| 6 | ROYAL BANK OF CANADA | 1000275 | 1.64M | 30.28M | Jun 30, 2026 |
| 7 | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. | 1462284 | 1.58M | 24.80M | Sep 30, 2024 |
| 8 | RAYMOND JAMES & ASSOCIATES | 1084208 | 1.50M | 23.59M | Sep 30, 2024 |
| 9 | PENSERRA CAPITAL MANAGEMENT LLC | 1593324 | 1.38M | 25.57K | Jun 30, 2026 |
| 10 | SABA CAPITAL MANAGEMENT, L.P. | 1510281 | 1.25M | 23.05M | Jun 30, 2026 |
| 11 | STIFEL FINANCIAL CORP | 720672 | 848.25K | 15.67M | Jun 30, 2026 |
| 12 | JANNEY MONTGOMERY SCOTT LLC | 1329948 | 742.46K | 13.71K | Jun 30, 2026 |
| 13 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 1352860 | 674.73K | 12.46M | Jun 30, 2026 |
| 14 | LAZARD ASSET MANAGEMENT LLC | 1207017 | 612.32K | 11.31M | Jun 30, 2026 |
| 15 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1447578 | 607.24K | 11.22M | Jun 30, 2026 |
| 16 | SHAKER FINANCIAL SERVICES, LLC | 1511794 | 513.74K | 8.80M | Sep 30, 2026 |
| 17 | WATERFRONT WEALTH INC. | 1775210 | 495.16K | 8.97M | Jun 30, 2026 |
| 18 | OSAIC HOLDINGS, INC. | 1677044 | 484.01K | 8.94M | Jun 30, 2026 |
| 19 | MODERN WEALTH MANAGEMENT, LLC | 2001900 | 480.23K | 8.87M | Jun 30, 2026 |
| 20 | UBS GROUP AG | 1610520 | 465.25K | 8.59M | Jun 30, 2026 |
Data sourced from SEC Form 13F institutional holdings reports. Positions reflect the most recent filing per institution.