ROUND ROCK ADVISORS LLC

PrivateCIK: 1846991
Location

WILTON, CT

318
Positions
$653.50M
Total AUM (reported)
11.70M
Total Shares

Allocation by class

TOTAL AUM$653.50M318 positions
COM$177.56M27.2%
HIGH DIV YLD$46.34M7.1%
UNIT SER 1$46.21M7.1%
ULTRA SHRT ETF$45.86M7.0%
SEMICONDUCTR ETF$33.28M5.1%
CORE S&P SCP ETF$29.71M4.5%
MID CAP ETF$27.56M4.2%

Portfolio Concentration

Top 321.2%4–1024.3%11–2518.3%Rest36.2%TOP 1045.5%0%100%
Top 3$138.41M21.2%
4–10$158.91M24.3%
11–25$119.76M18.3%
Rest$236.43M36.2%

Top 3 weight

21.2%

Top 10 weight

45.5%

Voting Authority Distribution

Total shares with voting rights: 11.70M

Sole

Full voting authority

6.97M

shares

% of voting shares59.6%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

4.73M

shares

% of voting shares40.4%

Investment Discretion (by position count)

Sole318
Shared0
Other0
Dominant voting typeSole · 59.6% of voting shares
Institutional Holdings318
Rows:

VANGUARD WHITEHALL FDS

SOLE
HIGH DIV YLD
Shares312.90K
TypeSH
Market value$46.34M
7.09%
Sole
0.00
Shared
0.00
None
312.90K

INVESCO QQQ TR

SOLE
UNIT SER 1
Shares80.06K
TypeSH
Market value$46.21M
7.07%
Sole
0.00
Shared
0.00
None
80.06K

J P MORGAN EXCHANGE TRADED F

SOLE
ULTRA SHRT ETF
Shares906.06K
TypeSH
Market value$45.86M
7.02%
Sole
0.00
Shared
0.00
None
906.06K

VANECK ETF TRUST

SOLE
SEMICONDUCTR ETF
Shares86.79K
TypeSH
Market value$33.28M
5.09%
Sole
0.00
Shared
0.00
None
86.79K

ISHARES TR

SOLE
CORE S&P SCP ETF
Shares238.98K
TypeSH
Market value$29.71M
4.55%
Sole
0.00
Shared
0.00
None
238.98K

VANGUARD INDEX FDS

SOLE
MID CAP ETF
Shares95.96K
TypeSH
Market value$27.56M
4.22%
Sole
0.00
Shared
0.00
None
95.96K

SELECT SECTOR SPDR TR

SOLE
STATE STREET IND
Shares112.72K
TypeSH
Market value$18.23M
2.79%
Sole
0.00
Shared
0.00
None
112.72K

ISHARES TR

SOLE
SELECT DIVID ETF
Shares114.65K
TypeSH
Market value$17.36M
2.66%
Sole
0.00
Shared
0.00
None
114.65K

APPLE INC

SOLE
COM
Shares66.82K
TypeSH
Market value$16.96M
2.60%
Sole
0.00
Shared
0.00
None
66.82K

SELECT SECTOR SPDR TR

SOLE
STATE STREET HEA
Shares107.92K
TypeSH
Market value$15.82M
2.42%
Sole
0.00
Shared
0.00
None
107.92K

AMERICAN CENTY ETF TR

SOLE
SHORT DURTN STRG
Shares287.52K
TypeSH
Market value$14.75M
2.26%
Sole
0.00
Shared
0.00
None
287.52K

BERKSHIRE HATHAWAY INC DEL

SOLE
CL A
Shares19.00
TypeSH
Market value$13.64M
2.09%
Sole
0.00
Shared
0.00
None
19.00

NEUBERGER BERMAN ETF TRUST

SOLE
SHORT DURATION I
Shares248.19K
TypeSH
Market value$12.59M
1.93%
Sole
0.00
Shared
0.00
None
248.19K

MICROSOFT CORP

SOLE
COM
Shares31.84K
TypeSH
Market value$11.79M
1.80%
Sole
0.00
Shared
0.00
None
31.84K

ALPHABET INC

SOLE
CAP STK CL C
Shares37.23K
TypeSH
Market value$10.68M
1.63%
Sole
44.00
Shared
0.00
None
37.19K

INVESCO EXCHANGE TRADED FD T

SOLE
S&P500 EQL WGT
Shares45.03K
TypeSH
Market value$8.64M
1.32%
Sole
0.00
Shared
0.00
None
45.03K

SELECT SECTOR SPDR TR

SOLE
STATE STREET TEC
Shares57.71K
TypeSH
Market value$7.67M
1.17%
Sole
0.00
Shared
0.00
None
57.71K

AMAZON COM INC

SOLE
COM
Shares34.08K
TypeSH
Market value$7.10M
1.09%
Sole
0.00
Shared
0.00
None
34.08K

SELECT SECTOR SPDR TR

SOLE
STATE STREET UTI
Shares126.32K
TypeSH
Market value$5.80M
0.89%
Sole
0.00
Shared
0.00
None
126.32K

STATE STR SPDR S&P 500 ETF T

SOLE
TR UNIT
Shares8.74K
TypeSH
Market value$5.69M
0.87%
Sole
0.00
Shared
0.00
None
8.74K

EXXON MOBIL CORP

SOLE
COM
Shares31.66K
TypeSH
Market value$5.37M
0.82%
Sole
0.00
Shared
0.00
None
31.66K

ISHARES TR

SOLE
MSCI USA MIN VOL
Shares45.54K
TypeSH
Market value$4.22M
0.65%
Sole
0.00
Shared
0.00
None
45.54K

NVIDIA CORPORATION

SOLE
COM
Shares23.77K
TypeSH
Market value$4.15M
0.63%
Sole
0.00
Shared
0.00
None
23.77K

ABBVIE INC

SOLE
COM
Shares18.08K
TypeSH
Market value$3.93M
0.60%
Sole
0.00
Shared
0.00
None
18.08K

INTERCONTINENTAL EXCHANGE IN

SOLE
COM
Shares23.85K
TypeSH
Market value$3.75M
0.57%
Sole
0.00
Shared
0.00
None
23.85K
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