Filed: 4/24/2024ACC: 0001951757-24-000383
📋 What this filing means
ROUND ROCK ADVISORS LLC filed this quarterly 13F‑HR report disclosing 190 equity positions with a total reported market value of $417.41M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
190
Positions
$417.41M
Total AUM (reported)
3.91M
Total Shares
Allocation by class
COM$115.45M27.7%
HIGH DIV YLD$31.50M7.5%
UNIT SER 1$31.04M7.4%
MID CAP ETF$22.16M5.3%
CORE S&P SCP ETF$21.50M5.2%
CL A$20.65M4.9%
SEMICONDUCTR ETF$18.33M4.4%
Portfolio Concentration
Top 3$84.70M20.3%
4–10$106.02M25.4%
11–25$83.86M20.1%
Rest$142.83M34.2%
Top 3 weight
20.3%
Top 10 weight
45.7%
Voting Authority Distribution
Total shares with voting rights: 3.91M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.91M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole190
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings190
Rows:
VANGUARD WHITEHALL FDS
SOLEShares260.37K
TypeSH
Market value$31.50M
7.55%
Sole
0.00
Shared
0.00
None
260.37K
INVESCO QQQ TR
SOLEShares69.91K
TypeSH
Market value$31.04M
7.44%
Sole
0.00
Shared
0.00
None
69.91K
VANGUARD INDEX FDS
SOLEShares88.70K
TypeSH
Market value$22.16M
5.31%
Sole
0.00
Shared
0.00
None
88.70K
ISHARES TR
SOLEShares194.52K
TypeSH
Market value$21.50M
5.15%
Sole
0.00
Shared
0.00
None
194.52K
VANECK ETF TRUST
SOLEShares81.48K
TypeSH
Market value$18.33M
4.39%
Sole
0.00
Shared
0.00
None
81.48K
APPLE INC
SOLEShares94.16K
TypeSH
Market value$16.15M
3.87%
Sole
0.00
Shared
0.00
None
94.16K
MICROSOFT CORP
SOLEShares35.88K
TypeSH
Market value$15.10M
3.62%
Sole
0.00
Shared
0.00
None
35.88K
BERKSHIRE HATHAWAY INC DEL
SOLEShares20.00
TypeSH
Market value$12.69M
3.04%
Sole
0.00
Shared
0.00
None
20.00
SELECT SECTOR SPDR TR
SOLEShares94.22K
TypeSH
Market value$11.87M
2.84%
Sole
0.00
Shared
0.00
None
94.22K
SELECT SECTOR SPDR TR
SOLEShares70.30K
TypeSH
Market value$10.38M
2.49%
Sole
0.00
Shared
0.00
None
70.30K
ISHARES TR
SOLEShares82.59K
TypeSH
Market value$10.17M
2.44%
Sole
0.00
Shared
0.00
None
82.59K
INVESCO EXCHANGE TRADED FD T
SOLEShares59.94K
TypeSH
Market value$10.15M
2.43%
Sole
0.00
Shared
0.00
None
59.94K
SELECT SECTOR SPDR TR
SOLEShares34.29K
TypeSH
Market value$7.14M
1.71%
Sole
0.00
Shared
0.00
None
34.29K
ALPHABET INC
SOLEShares42.98K
TypeSH
Market value$6.54M
1.57%
Sole
0.00
Shared
0.00
None
42.98K
AMAZON COM INC
SOLEShares36.27K
TypeSH
Market value$6.54M
1.57%
Sole
0.00
Shared
0.00
None
36.27K
J P MORGAN EXCHANGE TRADED F
SOLEShares127.31K
TypeSH
Market value$6.42M
1.54%
Sole
0.00
Shared
0.00
None
127.31K
SPDR S&P 500 ETF TR
SOLEShares9.81K
TypeSH
Market value$5.13M
1.23%
Sole
0.00
Shared
0.00
None
9.81K
UNITEDHEALTH GROUP INC
SOLEShares10.23K
TypeSH
Market value$5.06M
1.21%
Sole
0.00
Shared
0.00
None
10.23K
ISHARES TR
SOLEShares53.72K
TypeSH
Market value$4.49M
1.08%
Sole
0.00
Shared
0.00
None
53.72K
ISHARES TR
SOLEShares171.63K
TypeSH
Market value$4.09M
0.98%
Sole
0.00
Shared
0.00
None
171.63K
ISHARES TR
SOLEShares164.86K
TypeSH
Market value$4.09M
0.98%
Sole
0.00
Shared
0.00
None
164.86K
SPDR SER TR
SOLEShares78.48K
TypeSH
Market value$3.95M
0.95%
Sole
0.00
Shared
0.00
None
78.48K
ABBVIE INC
SOLEShares19.98K
TypeSH
Market value$3.64M
0.87%
Sole
0.00
Shared
0.00
None
19.98K
ELEVANCE HEALTH INC
SOLEShares6.90K
TypeSH
Market value$3.58M
0.86%
Sole
0.00
Shared
0.00
None
6.90K
VANGUARD SCOTTSDALE FDS
SOLEShares36.90K
TypeSH
Market value$2.85M
0.68%
Sole
0.00
Shared
0.00
None
36.90K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 260.37K | SH | $31.50M 7.55% | 0.00 | 0.00 | 260.37K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 69.91K | SH | $31.04M 7.44% | 0.00 | 0.00 | 69.91K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 88.70K | SH | $22.16M 5.31% | 0.00 | 0.00 | 88.70K |
ISHARES TRSOLE | CORE S&P SCP ETF | 194.52K | SH | $21.50M 5.15% | 0.00 | 0.00 | 194.52K |
VANECK ETF TRUSTSOLE | SEMICONDUCTR ETF | 81.48K | SH | $18.33M 4.39% | 0.00 | 0.00 | 81.48K |
APPLE INCSOLE | COM | 94.16K | SH | $16.15M 3.87% | 0.00 | 0.00 | 94.16K |
MICROSOFT CORPSOLE | COM | 35.88K | SH | $15.10M 3.62% | 0.00 | 0.00 | 35.88K |
BERKSHIRE HATHAWAY INC DELSOLE | CL A | 20.00 | SH | $12.69M 3.04% | 0.00 | 0.00 | 20.00 |
SELECT SECTOR SPDR TRSOLE | INDL | 94.22K | SH | $11.87M 2.84% | 0.00 | 0.00 | 94.22K |
SELECT SECTOR SPDR TRSOLE | SBI HEALTHCARE | 70.30K | SH | $10.38M 2.49% | 0.00 | 0.00 | 70.30K |
ISHARES TRSOLE | SELECT DIVID ETF | 82.59K | SH | $10.17M 2.44% | 0.00 | 0.00 | 82.59K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 59.94K | SH | $10.15M 2.43% | 0.00 | 0.00 | 59.94K |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 34.29K | SH | $7.14M 1.71% | 0.00 | 0.00 | 34.29K |
ALPHABET INCSOLE | CAP STK CL C | 42.98K | SH | $6.54M 1.57% | 0.00 | 0.00 | 42.98K |
AMAZON COM INCSOLE | COM | 36.27K | SH | $6.54M 1.57% | 0.00 | 0.00 | 36.27K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 127.31K | SH | $6.42M 1.54% | 0.00 | 0.00 | 127.31K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 9.81K | SH | $5.13M 1.23% | 0.00 | 0.00 | 9.81K |
UNITEDHEALTH GROUP INCSOLE | COM | 10.23K | SH | $5.06M 1.21% | 0.00 | 0.00 | 10.23K |
ISHARES TRSOLE | MSCI USA MIN VOL | 53.72K | SH | $4.49M 1.08% | 0.00 | 0.00 | 53.72K |
ISHARES TRSOLE | IBONDS DEC2026 | 171.63K | SH | $4.09M 0.98% | 0.00 | 0.00 | 171.63K |
ISHARES TRSOLE | IBONDS DEC25 ETF | 164.86K | SH | $4.09M 0.98% | 0.00 | 0.00 | 164.86K |
SPDR SER TRSOLE | S&P REGL BKG | 78.48K | SH | $3.95M 0.95% | 0.00 | 0.00 | 78.48K |
ABBVIE INCSOLE | COM | 19.98K | SH | $3.64M 0.87% | 0.00 | 0.00 | 19.98K |
ELEVANCE HEALTH INCSOLE | COM | 6.90K | SH | $3.58M 0.86% | 0.00 | 0.00 | 6.90K |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 36.90K | SH | $2.85M 0.68% | 0.00 | 0.00 | 36.90K |
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