Filed: 1/29/2024ACC: 0001951757-24-000139
📋 What this filing means
ROUND ROCK ADVISORS LLC filed this quarterly 13F‑HR report disclosing 184 equity positions with a total reported market value of $397.17M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
184
Positions
$397.17M
Total AUM (reported)
3.85M
Total Shares
Allocation by class
COM$118.76M29.9%
UNIT SER 1$28.95M7.3%
HIGH DIV YLD$28.90M7.3%
MID CAP ETF$21.12M5.3%
CORE S&P SCP ETF$20.69M5.2%
CL A$17.82M4.5%
SEMICONDUCTR ETF$14.87M3.7%
Portfolio Concentration
Top 3$78.97M19.9%
4–10$100.64M25.3%
11–25$82.05M20.7%
Rest$135.51M34.1%
Top 3 weight
19.9%
Top 10 weight
45.2%
Voting Authority Distribution
Total shares with voting rights: 3.85M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.85M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole184
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings184
Rows:
INVESCO QQQ TR
SOLEShares70.70K
TypeSH
Market value$28.95M
7.29%
Sole
0.00
Shared
0.00
None
70.70K
VANGUARD WHITEHALL FDS
SOLEShares258.91K
TypeSH
Market value$28.90M
7.28%
Sole
0.00
Shared
0.00
None
258.91K
VANGUARD INDEX FDS
SOLEShares90.78K
TypeSH
Market value$21.12M
5.32%
Sole
0.00
Shared
0.00
None
90.78K
ISHARES TR
SOLEShares191.13K
TypeSH
Market value$20.69M
5.21%
Sole
0.00
Shared
0.00
None
191.13K
APPLE INC
SOLEShares100.03K
TypeSH
Market value$19.26M
4.85%
Sole
0.00
Shared
0.00
None
100.03K
MICROSOFT CORP
SOLEShares39.55K
TypeSH
Market value$14.87M
3.74%
Sole
0.00
Shared
0.00
None
39.55K
VANECK ETF TRUST
SOLEShares85.02K
TypeSH
Market value$14.87M
3.74%
Sole
0.00
Shared
0.00
None
85.02K
BERKSHIRE HATHAWAY INC DEL
SOLEShares20.00
TypeSH
Market value$10.85M
2.73%
Sole
0.00
Shared
0.00
None
20.00
SELECT SECTOR SPDR TR
SOLEShares93.32K
TypeSH
Market value$10.64M
2.68%
Sole
0.00
Shared
0.00
None
93.32K
ISHARES TR
SOLEShares80.72K
TypeSH
Market value$9.46M
2.38%
Sole
0.00
Shared
0.00
None
80.72K
INVESCO EXCHANGE TRADED FD T
SOLEShares58.66K
TypeSH
Market value$9.26M
2.33%
Sole
0.00
Shared
0.00
None
58.66K
SELECT SECTOR SPDR TR
SOLEShares67.49K
TypeSH
Market value$9.20M
2.32%
Sole
0.00
Shared
0.00
None
67.49K
ALPHABET INC
SOLEShares53.73K
TypeSH
Market value$7.57M
1.91%
Sole
0.00
Shared
0.00
None
53.73K
SELECT SECTOR SPDR TR
SOLEShares37.66K
TypeSH
Market value$7.25M
1.82%
Sole
0.00
Shared
0.00
None
37.66K
UNITEDHEALTH GROUP INC
SOLEShares11.91K
TypeSH
Market value$6.27M
1.58%
Sole
0.00
Shared
0.00
None
11.91K
J P MORGAN EXCHANGE TRADED F
SOLEShares122.51K
TypeSH
Market value$6.15M
1.55%
Sole
0.00
Shared
0.00
None
122.51K
SPDR S&P 500 ETF TR
SOLEShares9.94K
TypeSH
Market value$4.73M
1.19%
Sole
0.00
Shared
0.00
None
9.94K
AMAZON COM INC
SOLEShares31.09K
TypeSH
Market value$4.72M
1.19%
Sole
0.00
Shared
0.00
None
31.09K
ISHARES TR
SOLEShares55.94K
TypeSH
Market value$4.36M
1.10%
Sole
0.00
Shared
0.00
None
55.94K
ELEVANCE HEALTH INC
SOLEShares8.57K
TypeSH
Market value$4.04M
1.02%
Sole
0.00
Shared
0.00
None
8.57K
SPDR SER TR
SOLEShares76.25K
TypeSH
Market value$4.00M
1.01%
Sole
0.00
Shared
0.00
None
76.25K
AIR PRODS & CHEMS INC
SOLEShares14.42K
TypeSH
Market value$3.95M
0.99%
Sole
0.00
Shared
0.00
None
14.42K
ABBVIE INC
SOLEShares23.56K
TypeSH
Market value$3.65M
0.92%
Sole
0.00
Shared
0.00
None
23.56K
INTERCONTINENTAL EXCHANGE IN
SOLEShares27.31K
TypeSH
Market value$3.51M
0.88%
Sole
0.00
Shared
0.00
None
27.31K
HONEYWELL INTL INC
SOLEShares16.14K
TypeSH
Market value$3.38M
0.85%
Sole
0.00
Shared
0.00
None
16.14K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO QQQ TRSOLE | UNIT SER 1 | 70.70K | SH | $28.95M 7.29% | 0.00 | 0.00 | 70.70K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 258.91K | SH | $28.90M 7.28% | 0.00 | 0.00 | 258.91K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 90.78K | SH | $21.12M 5.32% | 0.00 | 0.00 | 90.78K |
ISHARES TRSOLE | CORE S&P SCP ETF | 191.13K | SH | $20.69M 5.21% | 0.00 | 0.00 | 191.13K |
APPLE INCSOLE | COM | 100.03K | SH | $19.26M 4.85% | 0.00 | 0.00 | 100.03K |
MICROSOFT CORPSOLE | COM | 39.55K | SH | $14.87M 3.74% | 0.00 | 0.00 | 39.55K |
VANECK ETF TRUSTSOLE | SEMICONDUCTR ETF | 85.02K | SH | $14.87M 3.74% | 0.00 | 0.00 | 85.02K |
BERKSHIRE HATHAWAY INC DELSOLE | CL A | 20.00 | SH | $10.85M 2.73% | 0.00 | 0.00 | 20.00 |
SELECT SECTOR SPDR TRSOLE | INDL | 93.32K | SH | $10.64M 2.68% | 0.00 | 0.00 | 93.32K |
ISHARES TRSOLE | SELECT DIVID ETF | 80.72K | SH | $9.46M 2.38% | 0.00 | 0.00 | 80.72K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 58.66K | SH | $9.26M 2.33% | 0.00 | 0.00 | 58.66K |
SELECT SECTOR SPDR TRSOLE | SBI HEALTHCARE | 67.49K | SH | $9.20M 2.32% | 0.00 | 0.00 | 67.49K |
ALPHABET INCSOLE | CAP STK CL C | 53.73K | SH | $7.57M 1.91% | 0.00 | 0.00 | 53.73K |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 37.66K | SH | $7.25M 1.82% | 0.00 | 0.00 | 37.66K |
UNITEDHEALTH GROUP INCSOLE | COM | 11.91K | SH | $6.27M 1.58% | 0.00 | 0.00 | 11.91K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 122.51K | SH | $6.15M 1.55% | 0.00 | 0.00 | 122.51K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 9.94K | SH | $4.73M 1.19% | 0.00 | 0.00 | 9.94K |
AMAZON COM INCSOLE | COM | 31.09K | SH | $4.72M 1.19% | 0.00 | 0.00 | 31.09K |
ISHARES TRSOLE | MSCI USA MIN VOL | 55.94K | SH | $4.36M 1.10% | 0.00 | 0.00 | 55.94K |
ELEVANCE HEALTH INCSOLE | COM | 8.57K | SH | $4.04M 1.02% | 0.00 | 0.00 | 8.57K |
SPDR SER TRSOLE | S&P REGL BKG | 76.25K | SH | $4.00M 1.01% | 0.00 | 0.00 | 76.25K |
AIR PRODS & CHEMS INCSOLE | COM | 14.42K | SH | $3.95M 0.99% | 0.00 | 0.00 | 14.42K |
ABBVIE INCSOLE | COM | 23.56K | SH | $3.65M 0.92% | 0.00 | 0.00 | 23.56K |
INTERCONTINENTAL EXCHANGE INSOLE | COM | 27.31K | SH | $3.51M 0.88% | 0.00 | 0.00 | 27.31K |
HONEYWELL INTL INCSOLE | COM | 16.14K | SH | $3.38M 0.85% | 0.00 | 0.00 | 16.14K |
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