ROUND ROCK ADVISORS LLC

Filed: 10/16/2023ACC: 0001951757-23-000576

📋 What this filing means

ROUND ROCK ADVISORS LLC filed this quarterly 13F‑HR report disclosing 141 equity positions with a total reported market value of $263.55M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

141

Positions

$263.55M

Total AUM (reported)

3.08M

Total Shares

Allocation by class

COM$41.18M15.6%

HIGH DIV YLD$27.19M10.3%

UNIT SER 1$26.08M9.9%

MID CAP ETF$19.06M7.2%

CORE S&P SCP ETF$18.07M6.9%

SEMICONDUCTR ETF$12.80M4.9%

INDL$9.63M3.7%

Portfolio Concentration

Top 3$72.33M27.4%

4–10$74.57M28.3%

11–25$46.22M17.5%

Rest$70.44M26.7%

Top 3 weight

27.4%

Top 10 weight

55.7%

Voting Authority Distribution

Total shares with voting rights: 3.08M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.08M

% of voting shares100.0%

Investment Discretion (by position count)

Sole141

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings141

Rows:

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares263.15K

TypeSH

Market value$27.19M

10.32%

Sole

0.00

Shared

0.00

None

263.15K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares72.79K

TypeSH

Market value$26.08M

9.89%

Sole

0.00

Shared

0.00

None

72.79K

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares91.53K

TypeSH

Market value$19.06M

7.23%

Sole

0.00

Shared

0.00

None

91.53K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares191.58K

TypeSH

Market value$18.07M

6.86%

Sole

0.00

Shared

0.00

None

191.58K

VANECK ETF TRUST

SOLE

SEMICONDUCTR ETF

Shares88.31K

TypeSH

Market value$12.80M

4.86%

Sole

0.00

Shared

0.00

None

88.31K

SELECT SECTOR SPDR TR

SOLE

INDL

Shares94.96K

TypeSH

Market value$9.63M

3.65%

Sole

0.00

Shared

0.00

None

94.96K

ISHARES TR

SOLE

SELECT DIVID ETF

Shares83.86K

TypeSH

Market value$9.03M

3.42%

Sole

0.00

Shared

0.00

None

83.86K

SELECT SECTOR SPDR TR

SOLE

SBI HEALTHCARE

Shares68.19K

TypeSH

Market value$8.78M

3.33%

Sole

0.00

Shared

0.00

None

68.19K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares59.36K

TypeSH

Market value$8.41M

3.19%

Sole

0.00

Shared

0.00

None

59.36K

APPLE INC

SOLE

COM

Shares45.86K

TypeSH

Market value$7.85M

2.98%

Sole

0.00

Shared

0.00

None

45.86K

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares38.99K

TypeSH

Market value$6.39M

2.42%

Sole

0.00

Shared

0.00

None

38.99K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares114.41K

TypeSH

Market value$5.74M

2.18%

Sole

0.00

Shared

0.00

None

114.41K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares9.77K

TypeSH

Market value$4.18M

1.58%

Sole

0.00

Shared

0.00

None

9.77K

ISHARES TR

SOLE

MSCI USA MIN VOL

Shares57.24K

TypeSH

Market value$4.14M

1.57%

Sole

0.00

Shared

0.00

None

57.24K

VANGUARD SCOTTSDALE FDS

SOLE

SHRT TRM CORP BD

Shares46.17K

TypeSH

Market value$3.47M

1.32%

Sole

0.00

Shared

0.00

None

46.17K

SPDR SER TR

SOLE

S&P REGL BKG

Shares71.12K

TypeSH

Market value$2.97M

1.13%

Sole

0.00

Shared

0.00

None

71.12K

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares53.89K

TypeSH

Market value$2.89M

1.10%

Sole

0.00

Shared

0.00

None

53.89K

VANGUARD MALVERN FDS

SOLE

STRM INFPROIDX

Shares55.18K

TypeSH

Market value$2.61M

0.99%

Sole

0.00

Shared

0.00

None

55.18K

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares30.69K

TypeSH

Market value$2.10M

0.80%

Sole

0.00

Shared

0.00

None

30.69K

ISHARES TR

SOLE

MSCI EAFE MIN VL

Shares31.23K

TypeSH

Market value$2.04M

0.77%

Sole

0.00

Shared

0.00

None

31.23K

INVESCO EXCH TRADED FD TR II

SOLE

NASDAQ 100 ETF

Shares13.74K

TypeSH

Market value$2.03M

0.77%

Sole

0.00

Shared

0.00

None

13.74K

EXXON MOBIL CORP

SOLE

COM

Shares16.81K

TypeSH

Market value$1.98M

0.75%

Sole

0.00

Shared

0.00

None

16.81K

ITT INC

SOLE

COM

Shares20.08K

TypeSH

Market value$1.97M

0.75%

Sole

0.00

Shared

0.00

None

20.08K

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares12.16K

TypeSH

Market value$1.89M

0.72%

Sole

0.00

Shared

0.00

None

12.16K

INTERNATIONAL BUSINESS MACHS

SOLE

COM

Shares13.06K

TypeSH

Market value$1.83M

0.70%

Sole

0.00

Shared

0.00

None

13.06K

Issuer	Class	Shares	Type	Value / Portfolio %	None
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	263.15K	SH	$27.19M 10.32%	263.15K
INVESCO QQQ TRSOLE	UNIT SER 1	72.79K	SH	$26.08M 9.89%	72.79K
VANGUARD INDEX FDSSOLE	MID CAP ETF	91.53K	SH	$19.06M 7.23%	91.53K
ISHARES TRSOLE	CORE S&P SCP ETF	191.58K	SH	$18.07M 6.86%	191.58K
VANECK ETF TRUSTSOLE	SEMICONDUCTR ETF	88.31K	SH	$12.80M 4.86%	88.31K
SELECT SECTOR SPDR TRSOLE	INDL	94.96K	SH	$9.63M 3.65%	94.96K
ISHARES TRSOLE	SELECT DIVID ETF	83.86K	SH	$9.03M 3.42%	83.86K
SELECT SECTOR SPDR TRSOLE	SBI HEALTHCARE	68.19K	SH	$8.78M 3.33%	68.19K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	59.36K	SH	$8.41M 3.19%	59.36K
APPLE INCSOLE	COM	45.86K	SH	$7.85M 2.98%	45.86K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	38.99K	SH	$6.39M 2.42%	38.99K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	114.41K	SH	$5.74M 2.18%	114.41K
SPDR S&P 500 ETF TRSOLE	TR UNIT	9.77K	SH	$4.18M 1.58%	9.77K
ISHARES TRSOLE	MSCI USA MIN VOL	57.24K	SH	$4.14M 1.57%	57.24K
VANGUARD SCOTTSDALE FDSSOLE	SHRT TRM CORP BD	46.17K	SH	$3.47M 1.32%	46.17K
SPDR SER TRSOLE	S&P REGL BKG	71.12K	SH	$2.97M 1.13%	71.12K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	53.89K	SH	$2.89M 1.10%	53.89K
VANGUARD MALVERN FDSSOLE	STRM INFPROIDX	55.18K	SH	$2.61M 0.99%	55.18K
ISHARES TRSOLE	S&P 500 GRWT ETF	30.69K	SH	$2.10M 0.80%	30.69K
ISHARES TRSOLE	MSCI EAFE MIN VL	31.23K	SH	$2.04M 0.77%	31.23K
INVESCO EXCH TRADED FD TR IISOLE	NASDAQ 100 ETF	13.74K	SH	$2.03M 0.77%	13.74K
EXXON MOBIL CORPSOLE	COM	16.81K	SH	$1.98M 0.75%	16.81K
ITT INCSOLE	COM	20.08K	SH	$1.97M 0.75%	20.08K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	12.16K	SH	$1.89M 0.72%	12.16K
INTERNATIONAL BUSINESS MACHSSOLE	COM	13.06K	SH	$1.83M 0.70%	13.06K

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