ROUND ROCK ADVISORS LLC

Filed: 7/20/2023ACC: 0001951757-23-000406

📋 What this filing means

ROUND ROCK ADVISORS LLC filed this quarterly 13F‑HR report disclosing 145 equity positions with a total reported market value of $276.74M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

145

Positions

$276.74M

Total AUM (reported)

3.07M

Total Shares

Allocation by class

COM$46.50M16.8%

HIGH DIV YLD$27.85M10.1%

UNIT SER 1$27.04M9.8%

MID CAP ETF$20.15M7.3%

CORE S&P SCP ETF$18.84M6.8%

SEMICONDUCTR ETF$13.49M4.9%

SBI INT-INDS$10.19M3.7%

Portfolio Concentration

Top 3$75.04M27.1%

4–10$80.53M29.1%

11–25$46.96M17.0%

Rest$74.20M26.8%

Top 3 weight

27.1%

Top 10 weight

56.2%

Voting Authority Distribution

Total shares with voting rights: 3.07M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.07M

% of voting shares100.0%

Investment Discretion (by position count)

Sole145

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings145

Rows:

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares262.61K

TypeSH

Market value$27.85M

10.07%

Sole

0.00

Shared

0.00

None

262.61K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares73.19K

TypeSH

Market value$27.04M

9.77%

Sole

0.00

Shared

0.00

None

73.19K

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares91.53K

TypeSH

Market value$20.15M

7.28%

Sole

0.00

Shared

0.00

None

91.53K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares189.10K

TypeSH

Market value$18.84M

6.81%

Sole

0.00

Shared

0.00

None

189.10K

VANECK ETF TRUST

SOLE

SEMICONDUCTR ETF

Shares88.63K

TypeSH

Market value$13.49M

4.88%

Sole

0.00

Shared

0.00

None

88.63K

APPLE INC

SOLE

COM

Shares55.20K

TypeSH

Market value$10.71M

3.87%

Sole

0.00

Shared

0.00

None

55.20K

SELECT SECTOR SPDR TR

SOLE

SBI INT-INDS

Shares94.97K

TypeSH

Market value$10.19M

3.68%

Sole

0.00

Shared

0.00

None

94.97K

ISHARES TR

SOLE

SELECT DIVID ETF

Shares83.52K

TypeSH

Market value$9.46M

3.42%

Sole

0.00

Shared

0.00

None

83.52K

SELECT SECTOR SPDR TR

SOLE

SBI HEALTHCARE

Shares67.49K

TypeSH

Market value$8.96M

3.24%

Sole

0.00

Shared

0.00

None

67.49K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares59.32K

TypeSH

Market value$8.88M

3.21%

Sole

0.00

Shared

0.00

None

59.32K

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares39.27K

TypeSH

Market value$6.83M

2.47%

Sole

0.00

Shared

0.00

None

39.27K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares120.71K

TypeSH

Market value$6.05M

2.19%

Sole

0.00

Shared

0.00

None

120.71K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares9.81K

TypeSH

Market value$4.35M

1.57%

Sole

0.00

Shared

0.00

None

9.81K

ISHARES TR

SOLE

MSCI USA MIN VOL

Shares58.11K

TypeSH

Market value$4.32M

1.56%

Sole

0.00

Shared

0.00

None

58.11K

VANGUARD SCOTTSDALE FDS

SOLE

SHRT TRM CORP BD

Shares46.96K

TypeSH

Market value$3.55M

1.28%

Sole

0.00

Shared

0.00

None

46.96K

SPDR SER TR

SOLE

S&P REGL BKG

Shares66.39K

TypeSH

Market value$2.71M

0.98%

Sole

0.00

Shared

0.00

None

66.39K

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares48.18K

TypeSH

Market value$2.67M

0.96%

Sole

0.00

Shared

0.00

None

48.18K

VANGUARD MALVERN FDS

SOLE

STRM INFPROIDX

Shares55.30K

TypeSH

Market value$2.62M

0.95%

Sole

0.00

Shared

0.00

None

55.30K

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares30.74K

TypeSH

Market value$2.17M

0.78%

Sole

0.00

Shared

0.00

None

30.74K

ISHARES TR

SOLE

MSCI EAFE MIN VL

Shares31.54K

TypeSH

Market value$2.13M

0.77%

Sole

0.00

Shared

0.00

None

31.54K

INVESCO EXCH TRADED FD TR II

SOLE

NASDAQ 100 ETF

Shares13.74K

TypeSH

Market value$2.09M

0.75%

Sole

0.00

Shared

0.00

None

13.74K

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares12.17K

TypeSH

Market value$1.98M

0.71%

Sole

0.00

Shared

0.00

None

12.17K

ITT INC

SOLE

COM

Shares20.02K

TypeSH

Market value$1.87M

0.67%

Sole

0.00

Shared

0.00

None

20.02K

VANGUARD WORLD FDS

SOLE

INF TECH ETF

Shares4.16K

TypeSH

Market value$1.84M

0.66%

Sole

0.00

Shared

0.00

None

4.16K

EXXON MOBIL CORP

SOLE

COM

Shares16.76K

TypeSH

Market value$1.80M

0.65%

Sole

0.00

Shared

0.00

None

16.76K

Issuer	Class	Shares	Type	Value / Portfolio %	None
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	262.61K	SH	$27.85M 10.07%	262.61K
INVESCO QQQ TRSOLE	UNIT SER 1	73.19K	SH	$27.04M 9.77%	73.19K
VANGUARD INDEX FDSSOLE	MID CAP ETF	91.53K	SH	$20.15M 7.28%	91.53K
ISHARES TRSOLE	CORE S&P SCP ETF	189.10K	SH	$18.84M 6.81%	189.10K
VANECK ETF TRUSTSOLE	SEMICONDUCTR ETF	88.63K	SH	$13.49M 4.88%	88.63K
APPLE INCSOLE	COM	55.20K	SH	$10.71M 3.87%	55.20K
SELECT SECTOR SPDR TRSOLE	SBI INT-INDS	94.97K	SH	$10.19M 3.68%	94.97K
ISHARES TRSOLE	SELECT DIVID ETF	83.52K	SH	$9.46M 3.42%	83.52K
SELECT SECTOR SPDR TRSOLE	SBI HEALTHCARE	67.49K	SH	$8.96M 3.24%	67.49K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	59.32K	SH	$8.88M 3.21%	59.32K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	39.27K	SH	$6.83M 2.47%	39.27K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	120.71K	SH	$6.05M 2.19%	120.71K
SPDR S&P 500 ETF TRSOLE	TR UNIT	9.81K	SH	$4.35M 1.57%	9.81K
ISHARES TRSOLE	MSCI USA MIN VOL	58.11K	SH	$4.32M 1.56%	58.11K
VANGUARD SCOTTSDALE FDSSOLE	SHRT TRM CORP BD	46.96K	SH	$3.55M 1.28%	46.96K
SPDR SER TRSOLE	S&P REGL BKG	66.39K	SH	$2.71M 0.98%	66.39K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	48.18K	SH	$2.67M 0.96%	48.18K
VANGUARD MALVERN FDSSOLE	STRM INFPROIDX	55.30K	SH	$2.62M 0.95%	55.30K
ISHARES TRSOLE	S&P 500 GRWT ETF	30.74K	SH	$2.17M 0.78%	30.74K
ISHARES TRSOLE	MSCI EAFE MIN VL	31.54K	SH	$2.13M 0.77%	31.54K
INVESCO EXCH TRADED FD TR IISOLE	NASDAQ 100 ETF	13.74K	SH	$2.09M 0.75%	13.74K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	12.17K	SH	$1.98M 0.71%	12.17K
ITT INCSOLE	COM	20.02K	SH	$1.87M 0.67%	20.02K
VANGUARD WORLD FDSSOLE	INF TECH ETF	4.16K	SH	$1.84M 0.66%	4.16K
EXXON MOBIL CORPSOLE	COM	16.76K	SH	$1.80M 0.65%	16.76K

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