Filed: 5/2/2023ACC: 0001951757-23-000235
📋 What this filing means
ROUND ROCK ADVISORS LLC filed this quarterly 13F‑HR report disclosing 142 equity positions with a total reported market value of $260.77M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
142
Positions
$260.77M
Total AUM (reported)
2.98M
Total Shares
Allocation by class
COM$44.49M17.1%
HIGH DIV YLD$27.78M10.7%
UNIT SER 1$23.14M8.9%
MID CAP ETF$19.07M7.3%
CORE S&P SCP ETF$18.43M7.1%
SEMICONDUCTR ETF$11.56M4.4%
SELECT DIVID ETF$9.83M3.8%
Portfolio Concentration
Top 3$70.00M26.8%
4–10$75.56M29.0%
11–25$43.83M16.8%
Rest$71.38M27.4%
Top 3 weight
26.8%
Top 10 weight
55.8%
Voting Authority Distribution
Total shares with voting rights: 2.98M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.98M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole142
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings142
Rows:
VANGUARD WHITEHALL FDS
SOLEShares263.35K
TypeSH
Market value$27.78M
10.65%
Sole
0.00
Shared
0.00
None
263.35K
INVESCO QQQ TR
SOLEShares72.11K
TypeSH
Market value$23.14M
8.87%
Sole
0.00
Shared
0.00
None
72.11K
VANGUARD INDEX FDS
SOLEShares90.42K
TypeSH
Market value$19.07M
7.31%
Sole
0.00
Shared
0.00
None
90.42K
ISHARES TR
SOLEShares190.63K
TypeSH
Market value$18.43M
7.07%
Sole
0.00
Shared
0.00
None
190.63K
VANECK ETF TRUST
SOLEShares43.94K
TypeSH
Market value$11.56M
4.43%
Sole
0.00
Shared
0.00
None
43.94K
ISHARES TR
SOLEShares83.92K
TypeSH
Market value$9.83M
3.77%
Sole
0.00
Shared
0.00
None
83.92K
SELECT SECTOR SPDR TR
SOLEShares95.27K
TypeSH
Market value$9.64M
3.70%
Sole
0.00
Shared
0.00
None
95.27K
APPLE INC
SOLEShares56.37K
TypeSH
Market value$9.30M
3.56%
Sole
0.00
Shared
0.00
None
56.37K
INVESCO EXCHANGE TRADED FD T
SOLEShares59.24K
TypeSH
Market value$8.57M
3.29%
Sole
0.00
Shared
0.00
None
59.24K
SELECT SECTOR SPDR TR
SOLEShares63.52K
TypeSH
Market value$8.22M
3.15%
Sole
0.00
Shared
0.00
None
63.52K
SELECT SECTOR SPDR TR
SOLEShares40.43K
TypeSH
Market value$6.11M
2.34%
Sole
0.00
Shared
0.00
None
40.43K
J P MORGAN EXCHANGE TRADED F
SOLEShares112.74K
TypeSH
Market value$5.67M
2.18%
Sole
0.00
Shared
0.00
None
112.74K
ISHARES TR
SOLEShares58.28K
TypeSH
Market value$4.24M
1.63%
Sole
0.00
Shared
0.00
None
58.28K
SPDR S&P 500 ETF TR
SOLEShares10.05K
TypeSH
Market value$4.12M
1.58%
Sole
0.00
Shared
0.00
None
10.05K
VANGUARD SCOTTSDALE FDS
SOLEShares50.13K
TypeSH
Market value$3.82M
1.47%
Sole
0.00
Shared
0.00
None
50.13K
VANGUARD MALVERN FDS
SOLEShares57.52K
TypeSH
Market value$2.75M
1.05%
Sole
0.00
Shared
0.00
None
57.52K
J P MORGAN EXCHANGE TRADED F
SOLEShares42.31K
TypeSH
Market value$2.31M
0.89%
Sole
0.00
Shared
0.00
None
42.31K
ISHARES TR
SOLEShares31.73K
TypeSH
Market value$2.15M
0.82%
Sole
0.00
Shared
0.00
None
31.73K
ISHARES TR
SOLEShares30.73K
TypeSH
Market value$1.96M
0.75%
Sole
0.00
Shared
0.00
None
30.73K
VANGUARD SPECIALIZED FUNDS
SOLEShares12.67K
TypeSH
Market value$1.95M
0.75%
Sole
0.00
Shared
0.00
None
12.67K
EXXON MOBIL CORP
SOLEShares16.64K
TypeSH
Market value$1.83M
0.70%
Sole
0.00
Shared
0.00
None
16.64K
ITT INC
SOLEShares20.73K
TypeSH
Market value$1.79M
0.69%
Sole
0.00
Shared
0.00
None
20.73K
PEPSICO INC
SOLEShares9.67K
TypeSH
Market value$1.76M
0.68%
Sole
0.00
Shared
0.00
None
9.67K
INTERNATIONAL BUSINESS MACHS
SOLEShares12.89K
TypeSH
Market value$1.69M
0.65%
Sole
0.00
Shared
0.00
None
12.89K
INVESCO EXCH TRADED FD TR II
SOLEShares12.79K
TypeSH
Market value$1.69M
0.65%
Sole
0.00
Shared
0.00
None
12.79K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 263.35K | SH | $27.78M 10.65% | 0.00 | 0.00 | 263.35K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 72.11K | SH | $23.14M 8.87% | 0.00 | 0.00 | 72.11K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 90.42K | SH | $19.07M 7.31% | 0.00 | 0.00 | 90.42K |
ISHARES TRSOLE | CORE S&P SCP ETF | 190.63K | SH | $18.43M 7.07% | 0.00 | 0.00 | 190.63K |
VANECK ETF TRUSTSOLE | SEMICONDUCTR ETF | 43.94K | SH | $11.56M 4.43% | 0.00 | 0.00 | 43.94K |
ISHARES TRSOLE | SELECT DIVID ETF | 83.92K | SH | $9.83M 3.77% | 0.00 | 0.00 | 83.92K |
SELECT SECTOR SPDR TRSOLE | SBI INT-INDS | 95.27K | SH | $9.64M 3.70% | 0.00 | 0.00 | 95.27K |
APPLE INCSOLE | COM | 56.37K | SH | $9.30M 3.56% | 0.00 | 0.00 | 56.37K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 59.24K | SH | $8.57M 3.29% | 0.00 | 0.00 | 59.24K |
SELECT SECTOR SPDR TRSOLE | SBI HEALTHCARE | 63.52K | SH | $8.22M 3.15% | 0.00 | 0.00 | 63.52K |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 40.43K | SH | $6.11M 2.34% | 0.00 | 0.00 | 40.43K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 112.74K | SH | $5.67M 2.18% | 0.00 | 0.00 | 112.74K |
ISHARES TRSOLE | MSCI USA MIN VOL | 58.28K | SH | $4.24M 1.63% | 0.00 | 0.00 | 58.28K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 10.05K | SH | $4.12M 1.58% | 0.00 | 0.00 | 10.05K |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 50.13K | SH | $3.82M 1.47% | 0.00 | 0.00 | 50.13K |
VANGUARD MALVERN FDSSOLE | STRM INFPROIDX | 57.52K | SH | $2.75M 1.05% | 0.00 | 0.00 | 57.52K |
J P MORGAN EXCHANGE TRADED FSOLE | EQUITY PREMIUM | 42.31K | SH | $2.31M 0.89% | 0.00 | 0.00 | 42.31K |
ISHARES TRSOLE | MSCI EAFE MIN VL | 31.73K | SH | $2.15M 0.82% | 0.00 | 0.00 | 31.73K |
ISHARES TRSOLE | S&P 500 GRWT ETF | 30.73K | SH | $1.96M 0.75% | 0.00 | 0.00 | 30.73K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 12.67K | SH | $1.95M 0.75% | 0.00 | 0.00 | 12.67K |
EXXON MOBIL CORPSOLE | COM | 16.64K | SH | $1.83M 0.70% | 0.00 | 0.00 | 16.64K |
ITT INCSOLE | COM | 20.73K | SH | $1.79M 0.69% | 0.00 | 0.00 | 20.73K |
PEPSICO INCSOLE | COM | 9.67K | SH | $1.76M 0.68% | 0.00 | 0.00 | 9.67K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 12.89K | SH | $1.69M 0.65% | 0.00 | 0.00 | 12.89K |
INVESCO EXCH TRADED FD TR IISOLE | NASDAQ 100 ETF | 12.79K | SH | $1.69M 0.65% | 0.00 | 0.00 | 12.79K |
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