Filed: 1/19/2023ACC: 0001951757-23-000015
📋 What this filing means
ROUND ROCK ADVISORS LLC filed this quarterly 13F‑HR report disclosing 153 equity positions with a total reported market value of $244.23M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
153
Positions
$244.23M
Total AUM (reported)
3.07M
Total Shares
Allocation by class
COM$44.85M18.4%
HIGH DIV YLD$27.60M11.3%
UNIT SER 1$18.34M7.5%
MID CAP ETF$17.77M7.3%
CORE S&P SCP ETF$17.39M7.1%
SELECT DIVID ETF$9.73M4.0%
SBI INT-INDS$9.06M3.7%
Portfolio Concentration
Top 3$63.70M26.1%
4–10$68.01M27.8%
11–25$42.18M17.3%
Rest$70.34M28.8%
Top 3 weight
26.1%
Top 10 weight
53.9%
Voting Authority Distribution
Total shares with voting rights: 3.07M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.07M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole153
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings153
Rows:
VANGUARD WHITEHALL FDS
SOLEShares255.01K
TypeSH
Market value$27.60M
11.30%
Sole
0.00
Shared
0.00
None
255.01K
INVESCO QQQ TR
SOLEShares68.87K
TypeSH
Market value$18.34M
7.51%
Sole
0.00
Shared
0.00
None
68.87K
VANGUARD INDEX FDS
SOLEShares87.17K
TypeSH
Market value$17.77M
7.27%
Sole
0.00
Shared
0.00
None
87.17K
ISHARES TR
SOLEShares183.72K
TypeSH
Market value$17.39M
7.12%
Sole
0.00
Shared
0.00
None
183.72K
ISHARES TR
SOLEShares80.70K
TypeSH
Market value$9.73M
3.98%
Sole
0.00
Shared
0.00
None
80.70K
SELECT SECTOR SPDR TR
SOLEShares92.29K
TypeSH
Market value$9.06M
3.71%
Sole
0.00
Shared
0.00
None
92.29K
VANECK ETF TRUST
SOLEShares42.42K
TypeSH
Market value$8.61M
3.52%
Sole
0.00
Shared
0.00
None
42.42K
SELECT SECTOR SPDR TR
SOLEShares58.95K
TypeSH
Market value$8.01M
3.28%
Sole
0.00
Shared
0.00
None
58.95K
INVESCO EXCHANGE TRADED FD T
SOLEShares56.59K
TypeSH
Market value$7.99M
3.27%
Sole
0.00
Shared
0.00
None
56.59K
APPLE INC
SOLEShares55.53K
TypeSH
Market value$7.22M
2.95%
Sole
0.00
Shared
0.00
None
55.53K
J P MORGAN EXCHANGE TRADED F
SOLEShares121.55K
TypeSH
Market value$6.09M
2.49%
Sole
0.00
Shared
0.00
None
121.55K
SELECT SECTOR SPDR TR
SOLEShares37.95K
TypeSH
Market value$4.72M
1.93%
Sole
0.00
Shared
0.00
None
37.95K
ISHARES TR
SOLEShares59.15K
TypeSH
Market value$4.26M
1.75%
Sole
0.00
Shared
0.00
None
59.15K
SPDR S&P 500 ETF TR
SOLEShares10.04K
TypeSH
Market value$3.84M
1.57%
Sole
0.00
Shared
0.00
None
10.04K
VANGUARD SCOTTSDALE FDS
SOLEShares49.43K
TypeSH
Market value$3.72M
1.52%
Sole
0.00
Shared
0.00
None
49.43K
VANGUARD MALVERN FDS
SOLEShares60.68K
TypeSH
Market value$2.83M
1.16%
Sole
0.00
Shared
0.00
None
60.68K
PFIZER INC
SOLEShares39.50K
TypeSH
Market value$2.02M
0.83%
Sole
0.00
Shared
0.00
None
39.50K
ISHARES TR
SOLEShares31.73K
TypeSH
Market value$2.02M
0.83%
Sole
0.00
Shared
0.00
None
31.73K
VANGUARD SPECIALIZED FUNDS
SOLEShares12.77K
TypeSH
Market value$1.94M
0.79%
Sole
0.00
Shared
0.00
None
12.77K
EXXON MOBIL CORP
SOLEShares17.31K
TypeSH
Market value$1.91M
0.78%
Sole
0.00
Shared
0.00
None
17.31K
ISHARES TR
SOLEShares31.91K
TypeSH
Market value$1.87M
0.76%
Sole
0.00
Shared
0.00
None
31.91K
INTERNATIONAL BUSINESS MACHS
SOLEShares12.90K
TypeSH
Market value$1.82M
0.74%
Sole
0.00
Shared
0.00
None
12.90K
PEPSICO INC
SOLEShares9.64K
TypeSH
Market value$1.74M
0.71%
Sole
0.00
Shared
0.00
None
9.64K
HOME DEPOT INC
SOLEShares5.42K
TypeSH
Market value$1.71M
0.70%
Sole
0.00
Shared
0.00
None
5.42K
ITT INC
SOLEShares20.73K
TypeSH
Market value$1.68M
0.69%
Sole
0.00
Shared
0.00
None
20.73K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 255.01K | SH | $27.60M 11.30% | 0.00 | 0.00 | 255.01K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 68.87K | SH | $18.34M 7.51% | 0.00 | 0.00 | 68.87K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 87.17K | SH | $17.77M 7.27% | 0.00 | 0.00 | 87.17K |
ISHARES TRSOLE | CORE S&P SCP ETF | 183.72K | SH | $17.39M 7.12% | 0.00 | 0.00 | 183.72K |
ISHARES TRSOLE | SELECT DIVID ETF | 80.70K | SH | $9.73M 3.98% | 0.00 | 0.00 | 80.70K |
SELECT SECTOR SPDR TRSOLE | SBI INT-INDS | 92.29K | SH | $9.06M 3.71% | 0.00 | 0.00 | 92.29K |
VANECK ETF TRUSTSOLE | SEMICONDUCTR ETF | 42.42K | SH | $8.61M 3.52% | 0.00 | 0.00 | 42.42K |
SELECT SECTOR SPDR TRSOLE | SBI HEALTHCARE | 58.95K | SH | $8.01M 3.28% | 0.00 | 0.00 | 58.95K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 56.59K | SH | $7.99M 3.27% | 0.00 | 0.00 | 56.59K |
APPLE INCSOLE | COM | 55.53K | SH | $7.22M 2.95% | 0.00 | 0.00 | 55.53K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 121.55K | SH | $6.09M 2.49% | 0.00 | 0.00 | 121.55K |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 37.95K | SH | $4.72M 1.93% | 0.00 | 0.00 | 37.95K |
ISHARES TRSOLE | MSCI USA MIN VOL | 59.15K | SH | $4.26M 1.75% | 0.00 | 0.00 | 59.15K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 10.04K | SH | $3.84M 1.57% | 0.00 | 0.00 | 10.04K |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 49.43K | SH | $3.72M 1.52% | 0.00 | 0.00 | 49.43K |
VANGUARD MALVERN FDSSOLE | STRM INFPROIDX | 60.68K | SH | $2.83M 1.16% | 0.00 | 0.00 | 60.68K |
PFIZER INCSOLE | COM | 39.50K | SH | $2.02M 0.83% | 0.00 | 0.00 | 39.50K |
ISHARES TRSOLE | MSCI EAFE MIN VL | 31.73K | SH | $2.02M 0.83% | 0.00 | 0.00 | 31.73K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 12.77K | SH | $1.94M 0.79% | 0.00 | 0.00 | 12.77K |
EXXON MOBIL CORPSOLE | COM | 17.31K | SH | $1.91M 0.78% | 0.00 | 0.00 | 17.31K |
ISHARES TRSOLE | S&P 500 GRWT ETF | 31.91K | SH | $1.87M 0.76% | 0.00 | 0.00 | 31.91K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 12.90K | SH | $1.82M 0.74% | 0.00 | 0.00 | 12.90K |
PEPSICO INCSOLE | COM | 9.64K | SH | $1.74M 0.71% | 0.00 | 0.00 | 9.64K |
HOME DEPOT INCSOLE | COM | 5.42K | SH | $1.71M 0.70% | 0.00 | 0.00 | 5.42K |
ITT INCSOLE | COM | 20.73K | SH | $1.68M 0.69% | 0.00 | 0.00 | 20.73K |
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