ROUND ROCK ADVISORS LLC

Filed: 10/20/2022ACC: 0001846991-22-000004

📋 What this filing means

ROUND ROCK ADVISORS LLC filed this quarterly 13F‑HR report disclosing 142 equity positions with a total reported market value of $220.8K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

142

Positions

$220.8K

Total AUM (reported)

2.85M

Total Shares

Allocation by class

COM$41.0K18.6%

HIGH DIV YLD$23.9K10.8%

UNIT SER 1$20.2K9.1%

MID CAP ETF$16.2K7.3%

CORE S&P SCP ETF$15.9K7.2%

SEMICONDUCTR ETF$8.6K3.9%

SELECT DIVID ETF$8.5K3.9%

Portfolio Concentration

Top 3$60.3K27.3%

4–10$62.0K28.1%

11–25$36.0K16.3%

Rest$62.4K28.3%

Top 3 weight

27.3%

Top 10 weight

55.4%

Voting Authority Distribution

Total shares with voting rights: 2.85M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.85M

% of voting shares100.0%

Investment Discretion (by position count)

Sole142

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings142

Rows:

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares252.40K

TypeSH

Market value$23.9K

10.85%

Sole

0.00

Shared

0.00

None

252.40K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares75.56K

TypeSH

Market value$20.2K

9.15%

Sole

0.00

Shared

0.00

None

75.56K

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares86.05K

TypeSH

Market value$16.2K

7.33%

Sole

0.00

Shared

0.00

None

86.05K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares182.34K

TypeSH

Market value$15.9K

7.20%

Sole

0.00

Shared

0.00

None

182.34K

VANECK ETF TRUST

SOLE

SEMICONDUCTR ETF

Shares46.34K

TypeSH

Market value$8.6K

3.89%

Sole

0.00

Shared

0.00

None

46.34K

ISHARES TR

SOLE

SELECT DIVID ETF

Shares79.39K

TypeSH

Market value$8.5K

3.86%

Sole

0.00

Shared

0.00

None

79.39K

APPLE INC

SOLE

COM

Shares55.50K

TypeSH

Market value$7.7K

3.47%

Sole

0.00

Shared

0.00

None

55.50K

SELECT SECTOR SPDR TR

SOLE

SBI INT-INDS

Shares90.44K

TypeSH

Market value$7.5K

3.39%

Sole

0.00

Shared

0.00

None

90.44K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares54.90K

TypeSH

Market value$7.0K

3.16%

Sole

0.00

Shared

0.00

None

54.90K

SELECT SECTOR SPDR TR

SOLE

SBI HEALTHCARE

Shares56.73K

TypeSH

Market value$6.9K

3.11%

Sole

0.00

Shared

0.00

None

56.73K

ISHARES TR

SOLE

MSCI USA MIN VOL

Shares60.30K

TypeSH

Market value$4.0K

1.81%

Sole

0.00

Shared

0.00

None

60.30K

VANGUARD SCOTTSDALE FDS

SOLE

SHRT TRM CORP BD

Shares50.60K

TypeSH

Market value$3.8K

1.70%

Sole

0.00

Shared

0.00

None

50.60K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares69.77K

TypeSH

Market value$3.5K

1.58%

Sole

0.00

Shared

0.00

None

69.77K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares9.71K

TypeSH

Market value$3.5K

1.57%

Sole

0.00

Shared

0.00

None

9.71K

VANGUARD MALVERN FDS

SOLE

STRM INFPROIDX

Shares64.44K

TypeSH

Market value$3.1K

1.40%

Sole

0.00

Shared

0.00

None

64.44K

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares21.37K

TypeSH

Market value$2.5K

1.15%

Sole

0.00

Shared

0.00

None

21.37K

TESLA INC

SOLE

COM

Shares8.97K

TypeSH

Market value$2.4K

1.08%

Sole

0.00

Shared

0.00

None

8.97K

ISHARES TR

SOLE

MSCI EAFE MIN VL

Shares34.06K

TypeSH

Market value$1.9K

0.88%

Sole

0.00

Shared

0.00

None

34.06K

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares31.71K

TypeSH

Market value$1.8K

0.83%

Sole

0.00

Shared

0.00

None

31.71K

PFIZER INC

SOLE

COM

Shares39.61K

TypeSH

Market value$1.7K

0.78%

Sole

0.00

Shared

0.00

None

39.61K

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares12.66K

TypeSH

Market value$1.7K

0.78%

Sole

0.00

Shared

0.00

None

12.66K

PEPSICO INC

SOLE

COM

Shares9.70K

TypeSH

Market value$1.6K

0.72%

Sole

0.00

Shared

0.00

None

9.70K

EXXON MOBIL CORP

SOLE

COM

Shares17.39K

TypeSH

Market value$1.5K

0.69%

Sole

0.00

Shared

0.00

None

17.39K

INVESCO EXCH TRADED FD TR II

SOLE

NASDAQ 100 ETF

Shares13.58K

TypeSH

Market value$1.5K

0.68%

Sole

0.00

Shared

0.00

None

13.58K

HOME DEPOT INC

SOLE

COM

Shares5.40K

TypeSH

Market value$1.5K

0.67%

Sole

0.00

Shared

0.00

None

5.40K

Issuer	Class	Shares	Type	Value / Portfolio %	None
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	252.40K	SH	$23.9K 10.85%	252.40K
INVESCO QQQ TRSOLE	UNIT SER 1	75.56K	SH	$20.2K 9.15%	75.56K
VANGUARD INDEX FDSSOLE	MID CAP ETF	86.05K	SH	$16.2K 7.33%	86.05K
ISHARES TRSOLE	CORE S&P SCP ETF	182.34K	SH	$15.9K 7.20%	182.34K
VANECK ETF TRUSTSOLE	SEMICONDUCTR ETF	46.34K	SH	$8.6K 3.89%	46.34K
ISHARES TRSOLE	SELECT DIVID ETF	79.39K	SH	$8.5K 3.86%	79.39K
APPLE INCSOLE	COM	55.50K	SH	$7.7K 3.47%	55.50K
SELECT SECTOR SPDR TRSOLE	SBI INT-INDS	90.44K	SH	$7.5K 3.39%	90.44K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	54.90K	SH	$7.0K 3.16%	54.90K
SELECT SECTOR SPDR TRSOLE	SBI HEALTHCARE	56.73K	SH	$6.9K 3.11%	56.73K
ISHARES TRSOLE	MSCI USA MIN VOL	60.30K	SH	$4.0K 1.81%	60.30K
VANGUARD SCOTTSDALE FDSSOLE	SHRT TRM CORP BD	50.60K	SH	$3.8K 1.70%	50.60K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	69.77K	SH	$3.5K 1.58%	69.77K
SPDR S&P 500 ETF TRSOLE	TR UNIT	9.71K	SH	$3.5K 1.57%	9.71K
VANGUARD MALVERN FDSSOLE	STRM INFPROIDX	64.44K	SH	$3.1K 1.40%	64.44K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	21.37K	SH	$2.5K 1.15%	21.37K
TESLA INCSOLE	COM	8.97K	SH	$2.4K 1.08%	8.97K
ISHARES TRSOLE	MSCI EAFE MIN VL	34.06K	SH	$1.9K 0.88%	34.06K
ISHARES TRSOLE	S&P 500 GRWT ETF	31.71K	SH	$1.8K 0.83%	31.71K
PFIZER INCSOLE	COM	39.61K	SH	$1.7K 0.78%	39.61K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	12.66K	SH	$1.7K 0.78%	12.66K
PEPSICO INCSOLE	COM	9.70K	SH	$1.6K 0.72%	9.70K
EXXON MOBIL CORPSOLE	COM	17.39K	SH	$1.5K 0.69%	17.39K
INVESCO EXCH TRADED FD TR IISOLE	NASDAQ 100 ETF	13.58K	SH	$1.5K 0.68%	13.58K
HOME DEPOT INCSOLE	COM	5.40K	SH	$1.5K 0.67%	5.40K

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