ROTHSCHILD INVESTMENT LLC

PrivateCIK: 85338
Location

CHICAGO, IL

3636
Positions
$2.68B
Total AUM (reported)
29.20M
Total Shares

Allocation by class

TOTAL AUM$2.68B3636 positions
STOCK$2.02B75.4%
ETF$561.41M21.0%
REIT$55.82M2.1%
CEF$21.41M0.8%
ADR$18.93M0.7%
CONVERTIBLE PREFERRED$355.9K0.0%
CONVERTIBLE$18.2K0.0%

Portfolio Concentration

Top 39.8%4–1010.3%11–2513.4%Rest66.5%TOP 1020.1%0%100%
Top 3$262.46M9.8%
4–10$274.55M10.3%
11–25$359.51M13.4%
Rest$1.78B66.5%

Top 3 weight

9.8%

Top 10 weight

20.1%

Voting Authority Distribution

Total shares with voting rights: 29.20M

Sole

Full voting authority

0.00

shares

% of voting shares0.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

29.20M

shares

% of voting shares100.0%

Investment Discretion (by position count)

Sole3636
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings3636
Rows:

APPLE INC COM

SOLE
Stock
Shares337.49K
TypeSH
Market value$97.66M
3.65%
Sole
0.00
Shared
0.00
None
337.49K

NVIDIA CORPORATION COM

SOLE
Stock
Shares484.10K
TypeSH
Market value$96.86M
3.62%
Sole
0.00
Shared
0.00
None
484.10K

ALPHABET INC CAP STK CL A

SOLE
Stock
Shares190.10K
TypeSH
Market value$67.94M
2.54%
Sole
0.00
Shared
0.00
None
190.10K

JPMORGAN CHASE & CO COM

SOLE
Stock
Shares159.53K
TypeSH
Market value$52.22M
1.95%
Sole
0.00
Shared
0.00
None
159.52K

AMAZON COM INC COM

SOLE
Stock
Shares173.37K
TypeSH
Market value$41.32M
1.54%
Sole
0.00
Shared
0.00
None
173.37K

ALPHABET INC CAP STK CL C

SOLE
Stock
Shares114.71K
TypeSH
Market value$40.53M
1.51%
Sole
0.00
Shared
0.00
None
114.71K

MICROSOFT CORP COM

SOLE
Stock
Shares102.40K
TypeSH
Market value$38.20M
1.43%
Sole
0.00
Shared
0.00
None
102.40K

INVESCO RAFI US 1000 ETF

SOLE
ETF
Shares656.48K
TypeSH
Market value$35.47M
1.33%
Sole
0.00
Shared
0.00
None
656.48K

BERKSHIRE HATHAWAY INC DEL CL B NEW

SOLE
Stock
Shares68.15K
TypeSH
Market value$34.10M
1.27%
Sole
0.00
Shared
0.00
None
68.15K

PALO ALTO NETWORKS INC COM

SOLE
Stock
Shares95.93K
TypeSH
Market value$32.71M
1.22%
Sole
0.00
Shared
0.00
None
95.93K

ABBVIE INC COM

SOLE
Stock
Shares122.44K
TypeSH
Market value$30.81M
1.15%
Sole
0.00
Shared
0.00
None
122.43K

BLACKSTONE INC COM

SOLE
Stock
Shares240.47K
TypeSH
Market value$28.30M
1.06%
Sole
0.00
Shared
0.00
None
240.47K

COSTCO WHOLESALE CORPORATION COM

SOLE
Stock
Shares28.91K
TypeSH
Market value$27.04M
1.01%
Sole
0.00
Shared
0.00
None
28.91K

AVANTIS U.S. SMALL CAP VALUE ETF

SOLE
ETF
Shares212.53K
TypeSH
Market value$26.52M
0.99%
Sole
0.00
Shared
0.00
None
212.53K

CAPITAL GROUP DIVIDEND GROWERS ETF

SOLE
ETF
Shares682.46K
TypeSH
Market value$25.60M
0.96%
Sole
0.00
Shared
0.00
None
682.46K

JOHNSON & JOHNSON COM

SOLE
Stock
Shares96.82K
TypeSH
Market value$24.59M
0.92%
Sole
0.00
Shared
0.00
None
96.82K

CATERPILLAR INC COM

SOLE
Stock
Shares22.37K
TypeSH
Market value$23.82M
0.89%
Sole
0.00
Shared
0.00
None
22.37K

CAMBRIA SHAREHOLDER YIELD ETF

SOLE
ETF
Shares290.44K
TypeSH
Market value$22.97M
0.86%
Sole
0.00
Shared
0.00
None
290.44K

CHEVRON CORPORATION COM

SOLE
Stock
Shares134.72K
TypeSH
Market value$22.33M
0.83%
Sole
0.00
Shared
0.00
None
134.72K

CAMBRIA FOREIGN SHAREHOLDER YIELD ETF

SOLE
ETF
Shares604.45K
TypeSH
Market value$22.06M
0.82%
Sole
0.00
Shared
0.00
None
604.45K

ADVANCED MICRO DEVICES INC COM

SOLE
Stock
Shares37.16K
TypeSH
Market value$21.59M
0.81%
Sole
0.00
Shared
0.00
None
37.16K

AMGEN INC COM

SOLE
Stock
Shares59.07K
TypeSH
Market value$21.39M
0.80%
Sole
0.00
Shared
0.00
None
59.07K

STATE STREET SPDR S&P 500 ETF

SOLE
ETF
Shares28.41K
TypeSH
Market value$21.21M
0.79%
Sole
0.00
Shared
0.00
None
28.41K

MARVELL TECHNOLOGY INC COM

SOLE
Stock
Shares69.50K
TypeSH
Market value$20.70M
0.77%
Sole
0.00
Shared
0.00
None
69.50K

JPMORGAN EQUITY PREMIUM INCOME ETF

SOLE
ETF
Shares364.43K
TypeSH
Market value$20.58M
0.77%
Sole
0.00
Shared
0.00
None
364.43K
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