ROTHSCHILD INVESTMENT LLC

Filed: 11/7/2025ACC: 0001104659-25-108271

📋 What this filing means

ROTHSCHILD INVESTMENT LLC filed this quarterly 13F‑HR report disclosing 3134 equity positions with a total reported market value of $1.77B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

3134

Positions

$1.77B

Total AUM (reported)

19.61M

Total Shares

Allocation by class

STOCK$1.30B73.5%

ETF$399.06M22.5%

REIT$39.46M2.2%

CEF$15.86M0.9%

ADR$15.14M0.9%

CONVERTIBLE PREFERRED$365.2K0.0%

CONVERTIBLE$50.9K0.0%

Portfolio Concentration

Top 3$191.98M10.8%

4–10$221.23M12.5%

11–25$284.35M16.0%

Rest$1.07B60.6%

Top 3 weight

10.8%

Top 10 weight

23.3%

Voting Authority Distribution

Total shares with voting rights: 19.61M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

19.61M

% of voting shares100.0%

Investment Discretion (by position count)

Sole3134

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings3134

Rows:

NVIDIA CORPORATION COM

SOLE

Stock

Shares424.48K

TypeSH

Market value$79.20M

4.47%

Sole

0.00

Shared

0.00

None

424.48K

APPLE INC COM

SOLE

Stock

Shares262.93K

TypeSH

Market value$66.95M

3.78%

Sole

0.00

Shared

0.00

None

262.93K

JPMORGAN CHASE & CO. COM

SOLE

Stock

Shares145.31K

TypeSH

Market value$45.83M

2.59%

Sole

0.00

Shared

0.00

None

145.31K

ALPHABET INC CAP STK CL A

SOLE

Stock

Shares174.78K

TypeSH

Market value$42.49M

2.40%

Sole

0.00

Shared

0.00

None

174.78K

MICROSOFT CORP COM

SOLE

Stock

Shares70.43K

TypeSH

Market value$36.48M

2.06%

Sole

0.00

Shared

0.00

None

70.43K

BLACKSTONE INC COM

SOLE

Stock

Shares199.21K

TypeSH

Market value$34.03M

1.92%

Sole

0.00

Shared

0.00

None

199.21K

BERKSHIRE HATHAWAY INC DEL CL B NEW

SOLE

Stock

Shares64.24K

TypeSH

Market value$32.30M

1.82%

Sole

0.00

Shared

0.00

None

64.24K

INVESCO RAFI US 1000 ETF

SOLE

ETF

Shares618.10K

TypeSH

Market value$27.94M

1.58%

Sole

0.00

Shared

0.00

None

618.10K

AMAZON COM INC COM

SOLE

Stock

Shares111.18K

TypeSH

Market value$24.41M

1.38%

Sole

0.00

Shared

0.00

None

111.18K

ABBVIE INC COM

SOLE

Stock

Shares101.80K

TypeSH

Market value$23.57M

1.33%

Sole

0.00

Shared

0.00

None

101.80K

ALPHABET INC CAP STK CL C

SOLE

Stock

Shares96.08K

TypeSH

Market value$23.40M

1.32%

Sole

0.00

Shared

0.00

None

96.08K

META PLATFORMS INC CL A

SOLE

Stock

Shares30.22K

TypeSH

Market value$22.19M

1.25%

Sole

0.00

Shared

0.00

None

30.22K

ORACLE CORP COM

SOLE

Stock

Shares75.96K

TypeSH

Market value$21.36M

1.21%

Sole

0.00

Shared

0.00

None

75.96K

CHEVRON CORP NEW COM

SOLE

Stock

Shares132.82K

TypeSH

Market value$20.63M

1.16%

Sole

0.00

Shared

0.00

None

132.82K

COSTCO WHSL CORP NEW COM

SOLE

Stock

Shares21.79K

TypeSH

Market value$20.17M

1.14%

Sole

0.00

Shared

0.00

None

21.79K

CAPITAL GROUP DIVIDEND GROWERS ETF

SOLE

ETF

Shares572.60K

TypeSH

Market value$19.84M

1.12%

Sole

0.00

Shared

0.00

None

572.60K

JPMORGAN EQUITY PREMIUM INCOME ETF

SOLE

ETF

Shares330.15K

TypeSH

Market value$18.85M

1.06%

Sole

0.00

Shared

0.00

None

330.15K

SPDR S&P 500 ETF TRUST

SOLE

ETF

Shares27.31K

TypeSH

Market value$18.19M

1.03%

Sole

0.00

Shared

0.00

None

27.31K

AVANTIS U.S. SMALL CAP VALUE ETF

SOLE

ETF

Shares182.65K

TypeSH

Market value$18.18M

1.03%

Sole

0.00

Shared

0.00

None

182.65K

JOHNSON & JOHNSON COM

SOLE

Stock

Shares97.97K

TypeSH

Market value$18.17M

1.03%

Sole

0.00

Shared

0.00

None

97.97K

VANGUARD DIVIDEND APPRECIATION ETF

SOLE

ETF

Shares81.26K

TypeSH

Market value$17.54M

0.99%

Sole

0.00

Shared

0.00

None

81.26K

AMGEN INC COM

SOLE

Stock

Shares59.06K

TypeSH

Market value$16.67M

0.94%

Sole

0.00

Shared

0.00

None

59.06K

GENERAL DYNAMICS CORP COM

SOLE

Stock

Shares48.60K

TypeSH

Market value$16.57M

0.94%

Sole

0.00

Shared

0.00

None

48.60K

CAMBRIA FOREIGN SHAREHOLDER YIELD ETF

SOLE

ETF

Shares524.73K

TypeSH

Market value$16.37M

0.92%

Sole

0.00

Shared

0.00

None

524.73K

EXXON MOBIL CORP COM

SOLE

Stock

Shares143.90K

TypeSH

Market value$16.22M

0.92%

Sole

0.00

Shared

0.00

None

143.90K

Issuer	Class	Shares	Type	Value / Portfolio %	None
NVIDIA CORPORATION COMSOLE	Stock	424.48K	SH	$79.20M 4.47%	424.48K
APPLE INC COMSOLE	Stock	262.93K	SH	$66.95M 3.78%	262.93K
JPMORGAN CHASE & CO. COMSOLE	Stock	145.31K	SH	$45.83M 2.59%	145.31K
ALPHABET INC CAP STK CL ASOLE	Stock	174.78K	SH	$42.49M 2.40%	174.78K
MICROSOFT CORP COMSOLE	Stock	70.43K	SH	$36.48M 2.06%	70.43K
BLACKSTONE INC COMSOLE	Stock	199.21K	SH	$34.03M 1.92%	199.21K
BERKSHIRE HATHAWAY INC DEL CL B NEWSOLE	Stock	64.24K	SH	$32.30M 1.82%	64.24K
INVESCO RAFI US 1000 ETFSOLE	ETF	618.10K	SH	$27.94M 1.58%	618.10K
AMAZON COM INC COMSOLE	Stock	111.18K	SH	$24.41M 1.38%	111.18K
ABBVIE INC COMSOLE	Stock	101.80K	SH	$23.57M 1.33%	101.80K
ALPHABET INC CAP STK CL CSOLE	Stock	96.08K	SH	$23.40M 1.32%	96.08K
META PLATFORMS INC CL ASOLE	Stock	30.22K	SH	$22.19M 1.25%	30.22K
ORACLE CORP COMSOLE	Stock	75.96K	SH	$21.36M 1.21%	75.96K
CHEVRON CORP NEW COMSOLE	Stock	132.82K	SH	$20.63M 1.16%	132.82K
COSTCO WHSL CORP NEW COMSOLE	Stock	21.79K	SH	$20.17M 1.14%	21.79K
CAPITAL GROUP DIVIDEND GROWERS ETFSOLE	ETF	572.60K	SH	$19.84M 1.12%	572.60K
JPMORGAN EQUITY PREMIUM INCOME ETFSOLE	ETF	330.15K	SH	$18.85M 1.06%	330.15K
SPDR S&P 500 ETF TRUSTSOLE	ETF	27.31K	SH	$18.19M 1.03%	27.31K
AVANTIS U.S. SMALL CAP VALUE ETFSOLE	ETF	182.65K	SH	$18.18M 1.03%	182.65K
JOHNSON & JOHNSON COMSOLE	Stock	97.97K	SH	$18.17M 1.03%	97.97K
VANGUARD DIVIDEND APPRECIATION ETFSOLE	ETF	81.26K	SH	$17.54M 0.99%	81.26K
AMGEN INC COMSOLE	Stock	59.06K	SH	$16.67M 0.94%	59.06K
GENERAL DYNAMICS CORP COMSOLE	Stock	48.60K	SH	$16.57M 0.94%	48.60K
CAMBRIA FOREIGN SHAREHOLDER YIELD ETFSOLE	ETF	524.73K	SH	$16.37M 0.92%	524.73K
EXXON MOBIL CORP COMSOLE	Stock	143.90K	SH	$16.22M 0.92%	143.90K

Page 1 of 126

…