Filed: 10/18/2024ACC: 0001104659-24-109742
📋 What this filing means
ROTHSCHILD INVESTMENT LLC filed this quarterly 13F‑HR report disclosing 2895 equity positions with a total reported market value of $1.53B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
2895
Positions
$1.53B
Total AUM (reported)
21.38M
Total Shares
Allocation by class
STOCK$1.11B73.0%
ETF$281.49M18.4%
CEF$55.73M3.6%
REIT$52.64M3.4%
ADR$22.39M1.5%
CONVERTIBLE PREFERRED$362.8K0.0%
CONVERTIBLE$87.7K0.0%
Portfolio Concentration
Top 3$161.07M10.5%
4–10$189.37M12.4%
11–25$249.30M16.3%
Rest$927.39M60.7%
Top 3 weight
10.5%
Top 10 weight
22.9%
Voting Authority Distribution
Total shares with voting rights: 21.38M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
21.38M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole2895
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings2895
Rows:
APPLE INC COM
SOLEShares307.73K
TypeSH
Market value$71.70M
4.70%
Sole
0.00
Shared
0.00
None
307.73K
NVIDIA CORPORATION COM
SOLEShares468.16K
TypeSH
Market value$56.85M
3.72%
Sole
0.00
Shared
0.00
None
468.16K
JPMORGAN CHASE & CO. COM
SOLEShares154.21K
TypeSH
Market value$32.52M
2.13%
Sole
0.00
Shared
0.00
None
154.21K
BLACKSTONE INC COM
SOLEShares201.49K
TypeSH
Market value$30.85M
2.02%
Sole
0.00
Shared
0.00
None
201.49K
MICROSOFT CORP COM
SOLEShares69.69K
TypeSH
Market value$29.99M
1.96%
Sole
0.00
Shared
0.00
None
69.69K
ALPHABET INC CAP STK CL A
SOLEShares180.42K
TypeSH
Market value$29.92M
1.96%
Sole
0.00
Shared
0.00
None
180.42K
BERKSHIRE HATHAWAY INC DEL CL B NEW
SOLEShares64.78K
TypeSH
Market value$29.81M
1.95%
Sole
0.00
Shared
0.00
None
64.78K
INVESCO FTSE RAFI US 1000 ETF
SOLEShares594.07K
TypeSH
Market value$24.14M
1.58%
Sole
0.00
Shared
0.00
None
594.07K
COSTCO WHSL CORP NEW COM
SOLEShares26.26K
TypeSH
Market value$23.28M
1.52%
Sole
0.00
Shared
0.00
None
26.26K
ABBVIE INC COM
SOLEShares108.25K
TypeSH
Market value$21.38M
1.40%
Sole
0.00
Shared
0.00
None
108.25K
AMAZON COM INC COM
SOLEShares108.46K
TypeSH
Market value$20.21M
1.32%
Sole
0.00
Shared
0.00
None
108.46K
CHEVRON CORP NEW COM
SOLEShares133.95K
TypeSH
Market value$19.73M
1.29%
Sole
0.00
Shared
0.00
None
133.95K
AMGEN INC COM
SOLEShares58.62K
TypeSH
Market value$18.89M
1.24%
Sole
0.00
Shared
0.00
None
58.62K
ALPHABET INC CAP STK CL C
SOLEShares107.58K
TypeSH
Market value$17.99M
1.18%
Sole
0.00
Shared
0.00
None
107.58K
META PLATFORMS INC CL A
SOLEShares31.31K
TypeSH
Market value$17.92M
1.17%
Sole
0.00
Shared
0.00
None
31.31K
JOHNSON & JOHNSON COM
SOLEShares105.30K
TypeSH
Market value$17.06M
1.12%
Sole
0.00
Shared
0.00
None
105.30K
THERMO FISHER SCIENTIFIC INC COM
SOLEShares27.52K
TypeSH
Market value$17.02M
1.11%
Sole
0.00
Shared
0.00
None
27.52K
PALO ALTO NETWORKS INC COM
SOLEShares49.02K
TypeSH
Market value$16.76M
1.10%
Sole
0.00
Shared
0.00
None
49.02K
EXXON MOBIL CORP COM
SOLEShares136.85K
TypeSH
Market value$16.04M
1.05%
Sole
0.00
Shared
0.00
None
136.85K
VANGUARD DIVIDEND APPRECIATION ETF
SOLEShares79.45K
TypeSH
Market value$15.74M
1.03%
Sole
0.00
Shared
0.00
None
79.45K
GENERAL DYNAMICS CORP COM
SOLEShares50.59K
TypeSH
Market value$15.29M
1.00%
Sole
0.00
Shared
0.00
None
50.59K
ORACLE CORP COM
SOLEShares87.12K
TypeSH
Market value$14.85M
0.97%
Sole
0.00
Shared
0.00
None
87.12K
SPDR S&P 500 ETF TRUST
SOLEShares25.21K
TypeSH
Market value$14.46M
0.95%
Sole
0.00
Shared
0.00
None
25.20K
ILLINOIS TOOL WKS INC COM
SOLEShares53.56K
TypeSH
Market value$14.04M
0.92%
Sole
0.00
Shared
0.00
None
53.56K
CAMBRIA FOREIGN SHAREHOLDER YIELD ETF
SOLEShares478.12K
TypeSH
Market value$13.32M
0.87%
Sole
0.00
Shared
0.00
None
478.12K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INC COMSOLE | Stock | 307.73K | SH | $71.70M 4.70% | 0.00 | 0.00 | 307.73K |
NVIDIA CORPORATION COMSOLE | Stock | 468.16K | SH | $56.85M 3.72% | 0.00 | 0.00 | 468.16K |
JPMORGAN CHASE & CO. COMSOLE | Stock | 154.21K | SH | $32.52M 2.13% | 0.00 | 0.00 | 154.21K |
BLACKSTONE INC COMSOLE | Stock | 201.49K | SH | $30.85M 2.02% | 0.00 | 0.00 | 201.49K |
MICROSOFT CORP COMSOLE | Stock | 69.69K | SH | $29.99M 1.96% | 0.00 | 0.00 | 69.69K |
ALPHABET INC CAP STK CL ASOLE | Stock | 180.42K | SH | $29.92M 1.96% | 0.00 | 0.00 | 180.42K |
BERKSHIRE HATHAWAY INC DEL CL B NEWSOLE | Stock | 64.78K | SH | $29.81M 1.95% | 0.00 | 0.00 | 64.78K |
INVESCO FTSE RAFI US 1000 ETFSOLE | ETF | 594.07K | SH | $24.14M 1.58% | 0.00 | 0.00 | 594.07K |
COSTCO WHSL CORP NEW COMSOLE | Stock | 26.26K | SH | $23.28M 1.52% | 0.00 | 0.00 | 26.26K |
ABBVIE INC COMSOLE | Stock | 108.25K | SH | $21.38M 1.40% | 0.00 | 0.00 | 108.25K |
AMAZON COM INC COMSOLE | Stock | 108.46K | SH | $20.21M 1.32% | 0.00 | 0.00 | 108.46K |
CHEVRON CORP NEW COMSOLE | Stock | 133.95K | SH | $19.73M 1.29% | 0.00 | 0.00 | 133.95K |
AMGEN INC COMSOLE | Stock | 58.62K | SH | $18.89M 1.24% | 0.00 | 0.00 | 58.62K |
ALPHABET INC CAP STK CL CSOLE | Stock | 107.58K | SH | $17.99M 1.18% | 0.00 | 0.00 | 107.58K |
META PLATFORMS INC CL ASOLE | Stock | 31.31K | SH | $17.92M 1.17% | 0.00 | 0.00 | 31.31K |
JOHNSON & JOHNSON COMSOLE | Stock | 105.30K | SH | $17.06M 1.12% | 0.00 | 0.00 | 105.30K |
THERMO FISHER SCIENTIFIC INC COMSOLE | Stock | 27.52K | SH | $17.02M 1.11% | 0.00 | 0.00 | 27.52K |
PALO ALTO NETWORKS INC COMSOLE | Stock | 49.02K | SH | $16.76M 1.10% | 0.00 | 0.00 | 49.02K |
EXXON MOBIL CORP COMSOLE | Stock | 136.85K | SH | $16.04M 1.05% | 0.00 | 0.00 | 136.85K |
VANGUARD DIVIDEND APPRECIATION ETFSOLE | ETF | 79.45K | SH | $15.74M 1.03% | 0.00 | 0.00 | 79.45K |
GENERAL DYNAMICS CORP COMSOLE | Stock | 50.59K | SH | $15.29M 1.00% | 0.00 | 0.00 | 50.59K |
ORACLE CORP COMSOLE | Stock | 87.12K | SH | $14.85M 0.97% | 0.00 | 0.00 | 87.12K |
SPDR S&P 500 ETF TRUSTSOLE | ETF | 25.21K | SH | $14.46M 0.95% | 0.00 | 0.00 | 25.20K |
ILLINOIS TOOL WKS INC COMSOLE | Stock | 53.56K | SH | $14.04M 0.92% | 0.00 | 0.00 | 53.56K |
CAMBRIA FOREIGN SHAREHOLDER YIELD ETFSOLE | ETF | 478.12K | SH | $13.32M 0.87% | 0.00 | 0.00 | 478.12K |
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