ROTHSCHILD INVESTMENT LLC /IL

PrivateCIK: 1020918

Location

CHICAGO, IL

488

Positions

$1.19M

Total AUM (reported)

22.78M

Total Shares

Allocation by class

COM$974.5K82.2%

MF$94.0K7.9%

EXCH$77.8K6.6%

BAL MF$12.9K1.1%

RE$10.7K0.9%

LP$8.7K0.7%

ADR$3.6K0.3%

Portfolio Concentration

Top 3$102.0K8.6%

4–10$147.5K12.4%

11–25$205.4K17.3%

Rest$730.4K61.6%

Top 3 weight

8.6%

Top 10 weight

21.0%

Voting Authority Distribution

Total shares with voting rights: 22.78M

Sole

Full voting authority

1.07M

% of voting shares4.7%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

21.71M

% of voting shares95.3%

Investment Discretion (by position count)

Sole52

Shared0

Other436

Dominant voting typeNone · 95.3% of voting shares

Institutional Holdings488

Rows:

APPLE COMPUTER INC

SOLE

COM

Shares318.76K

TypeSH

Market value$54.6K

4.60%

Sole

6.83K

Shared

0.00

None

311.93K

J P MORGAN CHASE & CO COM

DFND

COM

Shares165.06K

TypeSH

Market value$23.9K

2.02%

Sole

0.00

Shared

0.00

None

165.06K

NVIDIA CORP COM

DFND

COM

Shares53.95K

TypeSH

Market value$23.5K

1.98%

Sole

0.00

Shared

0.00

None

53.95K

ALPHABET INC CL A

SOLE

COM

Shares174.07K

TypeSH

Market value$22.8K

1.92%

Sole

9.50K

Shared

0.00

None

164.57K

CHEVRON CORP NEW COM

SOLE

COM

Shares135.02K

TypeSH

Market value$22.8K

1.92%

Sole

161.00

Shared

0.00

None

134.86K

BLACKSTONE GROUP INC COM CL A

DFND

COM

Shares204.76K

TypeSH

Market value$21.9K

1.85%

Sole

0.00

Shared

0.00

None

204.76K

BERKSHIRE HATHAWAY INC CL B

DFND

COM

Shares62K

TypeSH

Market value$21.7K

1.83%

Sole

0.00

Shared

0.00

None

62K

MICROSOFT CORP

DFND

COM

Shares67.75K

TypeSH

Market value$21.4K

1.80%

Sole

0.00

Shared

0.00

None

67.75K

ABBVIE INC COM

DFND

COM

Shares127.65K

TypeSH

Market value$19.0K

1.61%

Sole

0.00

Shared

0.00

None

127.65K

INVESCO ETF TRUST FTSE RAFI US

DFND

EXCH

Shares562.02K

TypeSH

Market value$17.9K

1.51%

Sole

0.00

Shared

0.00

None

562.02K

COSTCO WHOLESALE CORP-NEW

DFND

COM

Shares30.43K

TypeSH

Market value$17.2K

1.45%

Sole

0.00

Shared

0.00

None

30.43K

ALPHABET CLASS-C SHARE

SOLE

COM

Shares126.51K

TypeSH

Market value$16.7K

1.41%

Sole

1.81K

Shared

0.00

None

124.70K

AMGEN INC

DFND

COM

Shares59.40K

TypeSH

Market value$16.0K

1.35%

Sole

0.00

Shared

0.00

None

59.40K

JOHNSON & JOHNSON

DFND

COM

Shares95.97K

TypeSH

Market value$14.9K

1.26%

Sole

0.00

Shared

0.00

None

95.97K

THERMO FISHER SCIENTIFIC

SOLE

COM

Shares29.35K

TypeSH

Market value$14.9K

1.25%

Sole

9.33K

Shared

0.00

None

20.02K

PALO ALTO NETWORKS INC COM

DFND

COM

Shares63.07K

TypeSH

Market value$14.8K

1.25%

Sole

0.00

Shared

0.00

None

63.07K

CAPITAL INCOME BLDR FD CL F 3

DFND

Shares236.90K

TypeSH

Market value$14.6K

1.23%

Sole

0.00

Shared

0.00

None

236.90K

BOEING COMPANY

DFND

COM

Shares75.10K

TypeSH

Market value$14.4K

1.21%

Sole

0.00

Shared

0.00

None

75.10K

AMAZON COM INC COM

DFND

COM

Shares96.74K

TypeSH

Market value$12.3K

1.04%

Sole

0.00

Shared

0.00

None

96.74K

ILLINOIS TOOL WORKS

DFND

COM

Shares53.23K

TypeSH

Market value$12.3K

1.03%

Sole

0.00

Shared

0.00

None

53.23K

POPLAR FOREST PARTNERS INSTITU

DFND

Shares258.81K

TypeSH

Market value$12.1K

1.02%

Sole

0.00

Shared

0.00

None

258.81K

GENERAL DYNAMICS

DFND

COM

Shares52.95K

TypeSH

Market value$11.7K

0.99%

Sole

0.00

Shared

0.00

None

52.95K

VANGUARD SPECIALIZED DIV APP E

DFND

COM

Shares73.64K

TypeSH

Market value$11.4K

0.97%

Sole

0.00

Shared

0.00

None

73.64K

MERCK & COMPANY INC.

DFND

COM

Shares108.86K

TypeSH

Market value$11.2K

0.95%

Sole

0.00

Shared

0.00

None

108.86K

SPDR S&P 500 ETF TR UNIT SER 1

DFND

EXCH

Shares25.87K

TypeSH

Market value$11.1K

0.93%

Sole

0.00

Shared

0.00

None

25.87K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
APPLE COMPUTER INCSOLE	COM	318.76K	SH	$54.6K 4.60%	6.83K	311.93K
J P MORGAN CHASE & CO COMDFND	COM	165.06K	SH	$23.9K 2.02%	0.00	165.06K
NVIDIA CORP COMDFND	COM	53.95K	SH	$23.5K 1.98%	0.00	53.95K
ALPHABET INC CL ASOLE	COM	174.07K	SH	$22.8K 1.92%	9.50K	164.57K
CHEVRON CORP NEW COMSOLE	COM	135.02K	SH	$22.8K 1.92%	161.00	134.86K
BLACKSTONE GROUP INC COM CL ADFND	COM	204.76K	SH	$21.9K 1.85%	0.00	204.76K
BERKSHIRE HATHAWAY INC CL BDFND	COM	62K	SH	$21.7K 1.83%	0.00	62K
MICROSOFT CORPDFND	COM	67.75K	SH	$21.4K 1.80%	0.00	67.75K
ABBVIE INC COMDFND	COM	127.65K	SH	$19.0K 1.61%	0.00	127.65K
INVESCO ETF TRUST FTSE RAFI USDFND	EXCH	562.02K	SH	$17.9K 1.51%	0.00	562.02K
COSTCO WHOLESALE CORP-NEWDFND	COM	30.43K	SH	$17.2K 1.45%	0.00	30.43K
ALPHABET CLASS-C SHARESOLE	COM	126.51K	SH	$16.7K 1.41%	1.81K	124.70K
AMGEN INCDFND	COM	59.40K	SH	$16.0K 1.35%	0.00	59.40K
JOHNSON & JOHNSONDFND	COM	95.97K	SH	$14.9K 1.26%	0.00	95.97K
THERMO FISHER SCIENTIFICSOLE	COM	29.35K	SH	$14.9K 1.25%	9.33K	20.02K
PALO ALTO NETWORKS INC COMDFND	COM	63.07K	SH	$14.8K 1.25%	0.00	63.07K
CAPITAL INCOME BLDR FD CL F 3DFND	MF	236.90K	SH	$14.6K 1.23%	0.00	236.90K
BOEING COMPANYDFND	COM	75.10K	SH	$14.4K 1.21%	0.00	75.10K
AMAZON COM INC COMDFND	COM	96.74K	SH	$12.3K 1.04%	0.00	96.74K
ILLINOIS TOOL WORKSDFND	COM	53.23K	SH	$12.3K 1.03%	0.00	53.23K
POPLAR FOREST PARTNERS INSTITUDFND	MF	258.81K	SH	$12.1K 1.02%	0.00	258.81K
GENERAL DYNAMICSDFND	COM	52.95K	SH	$11.7K 0.99%	0.00	52.95K
VANGUARD SPECIALIZED DIV APP EDFND	COM	73.64K	SH	$11.4K 0.97%	0.00	73.64K
MERCK & COMPANY INC.DFND	COM	108.86K	SH	$11.2K 0.95%	0.00	108.86K
SPDR S&P 500 ETF TR UNIT SER 1DFND	EXCH	25.87K	SH	$11.1K 0.93%	0.00	25.87K

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