Filed: 10/16/2023ACC: 0001020918-23-000009
📋 What this filing means
ROTHSCHILD INVESTMENT LLC /IL filed this quarterly 13F‑HR report disclosing 488 equity positions with a total reported market value of $1.19M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
488
Positions
$1.19M
Total AUM (reported)
22.78M
Total Shares
Allocation by class
COM$974.5K82.2%
MF$94.0K7.9%
EXCH$77.8K6.6%
BAL MF$12.9K1.1%
RE$10.7K0.9%
LP$8.7K0.7%
ADR$3.6K0.3%
Portfolio Concentration
Top 3$102.0K8.6%
4–10$147.5K12.4%
11–25$205.4K17.3%
Rest$730.4K61.6%
Top 3 weight
8.6%
Top 10 weight
21.0%
Voting Authority Distribution
Total shares with voting rights: 22.78M
Sole
Full voting authority
1.07M
shares
% of voting shares4.7%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
21.71M
shares
% of voting shares95.3%
Investment Discretion (by position count)
Sole52
Shared0
Other436
Dominant voting typeNone · 95.3% of voting shares
Institutional Holdings488
Rows:
APPLE COMPUTER INC
SOLEShares318.76K
TypeSH
Market value$54.6K
4.60%
Sole
6.83K
Shared
0.00
None
311.93K
J P MORGAN CHASE & CO COM
DFNDShares165.06K
TypeSH
Market value$23.9K
2.02%
Sole
0.00
Shared
0.00
None
165.06K
NVIDIA CORP COM
DFNDShares53.95K
TypeSH
Market value$23.5K
1.98%
Sole
0.00
Shared
0.00
None
53.95K
ALPHABET INC CL A
SOLEShares174.07K
TypeSH
Market value$22.8K
1.92%
Sole
9.50K
Shared
0.00
None
164.57K
CHEVRON CORP NEW COM
SOLEShares135.02K
TypeSH
Market value$22.8K
1.92%
Sole
161.00
Shared
0.00
None
134.86K
BLACKSTONE GROUP INC COM CL A
DFNDShares204.76K
TypeSH
Market value$21.9K
1.85%
Sole
0.00
Shared
0.00
None
204.76K
BERKSHIRE HATHAWAY INC CL B
DFNDShares62K
TypeSH
Market value$21.7K
1.83%
Sole
0.00
Shared
0.00
None
62K
MICROSOFT CORP
DFNDShares67.75K
TypeSH
Market value$21.4K
1.80%
Sole
0.00
Shared
0.00
None
67.75K
ABBVIE INC COM
DFNDShares127.65K
TypeSH
Market value$19.0K
1.61%
Sole
0.00
Shared
0.00
None
127.65K
INVESCO ETF TRUST FTSE RAFI US
DFNDShares562.02K
TypeSH
Market value$17.9K
1.51%
Sole
0.00
Shared
0.00
None
562.02K
COSTCO WHOLESALE CORP-NEW
DFNDShares30.43K
TypeSH
Market value$17.2K
1.45%
Sole
0.00
Shared
0.00
None
30.43K
ALPHABET CLASS-C SHARE
SOLEShares126.51K
TypeSH
Market value$16.7K
1.41%
Sole
1.81K
Shared
0.00
None
124.70K
AMGEN INC
DFNDShares59.40K
TypeSH
Market value$16.0K
1.35%
Sole
0.00
Shared
0.00
None
59.40K
JOHNSON & JOHNSON
DFNDShares95.97K
TypeSH
Market value$14.9K
1.26%
Sole
0.00
Shared
0.00
None
95.97K
THERMO FISHER SCIENTIFIC
SOLEShares29.35K
TypeSH
Market value$14.9K
1.25%
Sole
9.33K
Shared
0.00
None
20.02K
PALO ALTO NETWORKS INC COM
DFNDShares63.07K
TypeSH
Market value$14.8K
1.25%
Sole
0.00
Shared
0.00
None
63.07K
CAPITAL INCOME BLDR FD CL F 3
DFNDShares236.90K
TypeSH
Market value$14.6K
1.23%
Sole
0.00
Shared
0.00
None
236.90K
BOEING COMPANY
DFNDShares75.10K
TypeSH
Market value$14.4K
1.21%
Sole
0.00
Shared
0.00
None
75.10K
AMAZON COM INC COM
DFNDShares96.74K
TypeSH
Market value$12.3K
1.04%
Sole
0.00
Shared
0.00
None
96.74K
ILLINOIS TOOL WORKS
DFNDShares53.23K
TypeSH
Market value$12.3K
1.03%
Sole
0.00
Shared
0.00
None
53.23K
POPLAR FOREST PARTNERS INSTITU
DFNDShares258.81K
TypeSH
Market value$12.1K
1.02%
Sole
0.00
Shared
0.00
None
258.81K
GENERAL DYNAMICS
DFNDShares52.95K
TypeSH
Market value$11.7K
0.99%
Sole
0.00
Shared
0.00
None
52.95K
VANGUARD SPECIALIZED DIV APP E
DFNDShares73.64K
TypeSH
Market value$11.4K
0.97%
Sole
0.00
Shared
0.00
None
73.64K
MERCK & COMPANY INC.
DFNDShares108.86K
TypeSH
Market value$11.2K
0.95%
Sole
0.00
Shared
0.00
None
108.86K
SPDR S&P 500 ETF TR UNIT SER 1
DFNDShares25.87K
TypeSH
Market value$11.1K
0.93%
Sole
0.00
Shared
0.00
None
25.87K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE COMPUTER INCSOLE | COM | 318.76K | SH | $54.6K 4.60% | 6.83K | 0.00 | 311.93K |
J P MORGAN CHASE & CO COMDFND | COM | 165.06K | SH | $23.9K 2.02% | 0.00 | 0.00 | 165.06K |
NVIDIA CORP COMDFND | COM | 53.95K | SH | $23.5K 1.98% | 0.00 | 0.00 | 53.95K |
ALPHABET INC CL ASOLE | COM | 174.07K | SH | $22.8K 1.92% | 9.50K | 0.00 | 164.57K |
CHEVRON CORP NEW COMSOLE | COM | 135.02K | SH | $22.8K 1.92% | 161.00 | 0.00 | 134.86K |
BLACKSTONE GROUP INC COM CL ADFND | COM | 204.76K | SH | $21.9K 1.85% | 0.00 | 0.00 | 204.76K |
BERKSHIRE HATHAWAY INC CL BDFND | COM | 62K | SH | $21.7K 1.83% | 0.00 | 0.00 | 62K |
MICROSOFT CORPDFND | COM | 67.75K | SH | $21.4K 1.80% | 0.00 | 0.00 | 67.75K |
ABBVIE INC COMDFND | COM | 127.65K | SH | $19.0K 1.61% | 0.00 | 0.00 | 127.65K |
INVESCO ETF TRUST FTSE RAFI USDFND | EXCH | 562.02K | SH | $17.9K 1.51% | 0.00 | 0.00 | 562.02K |
COSTCO WHOLESALE CORP-NEWDFND | COM | 30.43K | SH | $17.2K 1.45% | 0.00 | 0.00 | 30.43K |
ALPHABET CLASS-C SHARESOLE | COM | 126.51K | SH | $16.7K 1.41% | 1.81K | 0.00 | 124.70K |
AMGEN INCDFND | COM | 59.40K | SH | $16.0K 1.35% | 0.00 | 0.00 | 59.40K |
JOHNSON & JOHNSONDFND | COM | 95.97K | SH | $14.9K 1.26% | 0.00 | 0.00 | 95.97K |
THERMO FISHER SCIENTIFICSOLE | COM | 29.35K | SH | $14.9K 1.25% | 9.33K | 0.00 | 20.02K |
PALO ALTO NETWORKS INC COMDFND | COM | 63.07K | SH | $14.8K 1.25% | 0.00 | 0.00 | 63.07K |
CAPITAL INCOME BLDR FD CL F 3DFND | MF | 236.90K | SH | $14.6K 1.23% | 0.00 | 0.00 | 236.90K |
BOEING COMPANYDFND | COM | 75.10K | SH | $14.4K 1.21% | 0.00 | 0.00 | 75.10K |
AMAZON COM INC COMDFND | COM | 96.74K | SH | $12.3K 1.04% | 0.00 | 0.00 | 96.74K |
ILLINOIS TOOL WORKSDFND | COM | 53.23K | SH | $12.3K 1.03% | 0.00 | 0.00 | 53.23K |
POPLAR FOREST PARTNERS INSTITUDFND | MF | 258.81K | SH | $12.1K 1.02% | 0.00 | 0.00 | 258.81K |
GENERAL DYNAMICSDFND | COM | 52.95K | SH | $11.7K 0.99% | 0.00 | 0.00 | 52.95K |
VANGUARD SPECIALIZED DIV APP EDFND | COM | 73.64K | SH | $11.4K 0.97% | 0.00 | 0.00 | 73.64K |
MERCK & COMPANY INC.DFND | COM | 108.86K | SH | $11.2K 0.95% | 0.00 | 0.00 | 108.86K |
SPDR S&P 500 ETF TR UNIT SER 1DFND | EXCH | 25.87K | SH | $11.1K 0.93% | 0.00 | 0.00 | 25.87K |
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