Filed: 7/18/2023ACC: 0001020918-23-000007
📋 What this filing means
ROTHSCHILD INVESTMENT LLC /IL filed this quarterly 13F‑HR report disclosing 501 equity positions with a total reported market value of $1.20M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
501
Positions
$1.20M
Total AUM (reported)
21.68M
Total Shares
Allocation by class
COM$987.2K82.1%
MF$98.6K8.2%
EXCH$76.7K6.4%
BAL MF$13.3K1.1%
RE$10.4K0.9%
LP$8.5K0.7%
ADR$4.0K0.3%
Portfolio Concentration
Top 3$110.8K9.2%
4–10$141.5K11.8%
11–25$206.0K17.1%
Rest$743.6K61.9%
Top 3 weight
9.2%
Top 10 weight
21.0%
Voting Authority Distribution
Total shares with voting rights: 21.68M
Sole
Full voting authority
926.03K
shares
% of voting shares4.3%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
20.75M
shares
% of voting shares95.7%
Investment Discretion (by position count)
Sole53
Shared0
Other448
Dominant voting typeNone · 95.7% of voting shares
Institutional Holdings501
Rows:
APPLE COMPUTER INC
SOLEShares313.12K
TypeSH
Market value$60.7K
5.05%
Sole
6.83K
Shared
0.00
None
306.29K
NVIDIA CORP COM
DFNDShares61.55K
TypeSH
Market value$26.0K
2.17%
Sole
0.00
Shared
0.00
None
61.55K
MICROSOFT CORP
DFNDShares70.44K
TypeSH
Market value$24.0K
2.00%
Sole
0.00
Shared
0.00
None
70.44K
J P MORGAN CHASE & CO COM
DFNDShares162.49K
TypeSH
Market value$23.6K
1.97%
Sole
0.00
Shared
0.00
None
162.49K
CHEVRON CORP NEW COM
SOLEShares134.62K
TypeSH
Market value$21.2K
1.76%
Sole
161.00
Shared
0.00
None
134.46K
BERKSHIRE HATHAWAY INC CL B
DFNDShares61.08K
TypeSH
Market value$20.8K
1.73%
Sole
0.00
Shared
0.00
None
61.08K
ALPHABET INC CL A
SOLEShares168.30K
TypeSH
Market value$20.1K
1.68%
Sole
9.50K
Shared
0.00
None
158.80K
JOHNSON & JOHNSON
DFNDShares114.34K
TypeSH
Market value$18.9K
1.57%
Sole
0.00
Shared
0.00
None
114.34K
BLACKSTONE GROUP INC COM CL A
DFNDShares203.52K
TypeSH
Market value$18.9K
1.57%
Sole
0.00
Shared
0.00
None
203.52K
INVESCO ETF TRUST FTSE RAFI US
DFNDShares109.38K
TypeSH
Market value$17.9K
1.49%
Sole
0.00
Shared
0.00
None
109.38K
ABBVIE INC COM
DFNDShares125.91K
TypeSH
Market value$17.0K
1.41%
Sole
0.00
Shared
0.00
None
125.91K
PALO ALTO NETWORKS INC COM
DFNDShares63.84K
TypeSH
Market value$16.3K
1.36%
Sole
0.00
Shared
0.00
None
63.84K
COSTCO WHOLESALE CORP-NEW
DFNDShares30.14K
TypeSH
Market value$16.2K
1.35%
Sole
0.00
Shared
0.00
None
30.14K
ALPHABET CLASS-C SHARE
SOLEShares125.45K
TypeSH
Market value$15.2K
1.26%
Sole
1.81K
Shared
0.00
None
123.64K
THERMO FISHER SCIENTIFIC
SOLEShares29.07K
TypeSH
Market value$15.2K
1.26%
Sole
9.33K
Shared
0.00
None
19.74K
CAPITAL INCOME BLDR FD CL F 3
DFNDShares228.20K
TypeSH
Market value$14.7K
1.22%
Sole
0.00
Shared
0.00
None
228.20K
ILLINOIS TOOL WORKS
DFNDShares53.17K
TypeSH
Market value$13.3K
1.11%
Sole
0.00
Shared
0.00
None
53.17K
AMGEN INC
DFNDShares59.54K
TypeSH
Market value$13.2K
1.10%
Sole
0.00
Shared
0.00
None
59.54K
BOEING COMPANY
DFNDShares62.02K
TypeSH
Market value$13.1K
1.09%
Sole
0.00
Shared
0.00
None
62.02K
POPLAR FOREST PARTNERS INSTITU
DFNDShares255.78K
TypeSH
Market value$12.3K
1.02%
Sole
0.00
Shared
0.00
None
255.78K
MERCK & COMPANY INC.
DFNDShares106.21K
TypeSH
Market value$12.3K
1.02%
Sole
0.00
Shared
0.00
None
106.21K
AMAZON COM INC COM
DFNDShares92.12K
TypeSH
Market value$12.0K
1.00%
Sole
0.00
Shared
0.00
None
92.12K
VANGUARD SPECIALIZED DIV APP E
DFNDShares73.40K
TypeSH
Market value$11.9K
0.99%
Sole
0.00
Shared
0.00
None
73.40K
HONEYWELL INTL
DFNDShares56.93K
TypeSH
Market value$11.8K
0.98%
Sole
0.00
Shared
0.00
None
56.93K
META PLATFORMS INC CL A
DFNDShares40.34K
TypeSH
Market value$11.6K
0.96%
Sole
0.00
Shared
0.00
None
40.34K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE COMPUTER INCSOLE | COM | 313.12K | SH | $60.7K 5.05% | 6.83K | 0.00 | 306.29K |
NVIDIA CORP COMDFND | COM | 61.55K | SH | $26.0K 2.17% | 0.00 | 0.00 | 61.55K |
MICROSOFT CORPDFND | COM | 70.44K | SH | $24.0K 2.00% | 0.00 | 0.00 | 70.44K |
J P MORGAN CHASE & CO COMDFND | COM | 162.49K | SH | $23.6K 1.97% | 0.00 | 0.00 | 162.49K |
CHEVRON CORP NEW COMSOLE | COM | 134.62K | SH | $21.2K 1.76% | 161.00 | 0.00 | 134.46K |
BERKSHIRE HATHAWAY INC CL BDFND | COM | 61.08K | SH | $20.8K 1.73% | 0.00 | 0.00 | 61.08K |
ALPHABET INC CL ASOLE | COM | 168.30K | SH | $20.1K 1.68% | 9.50K | 0.00 | 158.80K |
JOHNSON & JOHNSONDFND | COM | 114.34K | SH | $18.9K 1.57% | 0.00 | 0.00 | 114.34K |
BLACKSTONE GROUP INC COM CL ADFND | COM | 203.52K | SH | $18.9K 1.57% | 0.00 | 0.00 | 203.52K |
INVESCO ETF TRUST FTSE RAFI USDFND | EXCH | 109.38K | SH | $17.9K 1.49% | 0.00 | 0.00 | 109.38K |
ABBVIE INC COMDFND | COM | 125.91K | SH | $17.0K 1.41% | 0.00 | 0.00 | 125.91K |
PALO ALTO NETWORKS INC COMDFND | COM | 63.84K | SH | $16.3K 1.36% | 0.00 | 0.00 | 63.84K |
COSTCO WHOLESALE CORP-NEWDFND | COM | 30.14K | SH | $16.2K 1.35% | 0.00 | 0.00 | 30.14K |
ALPHABET CLASS-C SHARESOLE | COM | 125.45K | SH | $15.2K 1.26% | 1.81K | 0.00 | 123.64K |
THERMO FISHER SCIENTIFICSOLE | COM | 29.07K | SH | $15.2K 1.26% | 9.33K | 0.00 | 19.74K |
CAPITAL INCOME BLDR FD CL F 3DFND | MF | 228.20K | SH | $14.7K 1.22% | 0.00 | 0.00 | 228.20K |
ILLINOIS TOOL WORKSDFND | COM | 53.17K | SH | $13.3K 1.11% | 0.00 | 0.00 | 53.17K |
AMGEN INCDFND | COM | 59.54K | SH | $13.2K 1.10% | 0.00 | 0.00 | 59.54K |
BOEING COMPANYDFND | COM | 62.02K | SH | $13.1K 1.09% | 0.00 | 0.00 | 62.02K |
POPLAR FOREST PARTNERS INSTITUDFND | MF | 255.78K | SH | $12.3K 1.02% | 0.00 | 0.00 | 255.78K |
MERCK & COMPANY INC.DFND | COM | 106.21K | SH | $12.3K 1.02% | 0.00 | 0.00 | 106.21K |
AMAZON COM INC COMDFND | COM | 92.12K | SH | $12.0K 1.00% | 0.00 | 0.00 | 92.12K |
VANGUARD SPECIALIZED DIV APP EDFND | COM | 73.40K | SH | $11.9K 0.99% | 0.00 | 0.00 | 73.40K |
HONEYWELL INTLDFND | COM | 56.93K | SH | $11.8K 0.98% | 0.00 | 0.00 | 56.93K |
META PLATFORMS INC CL ADFND | COM | 40.34K | SH | $11.6K 0.96% | 0.00 | 0.00 | 40.34K |
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