Filed: 4/24/2023ACC: 0001020918-23-000004
📋 What this filing means
ROTHSCHILD INVESTMENT LLC /IL filed this quarterly 13F‑HR report disclosing 494 equity positions with a total reported market value of $1.14M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
494
Positions
$1.14M
Total AUM (reported)
21.78M
Total Shares
Allocation by class
COM$936.9K81.9%
MF$92.4K8.1%
EXCH$72.3K6.3%
BAL MF$12.2K1.1%
LP$11.4K1.0%
RE$10.6K0.9%
ADR$4.4K0.4%
Portfolio Concentration
Top 3$96.4K8.4%
4–10$131.7K11.5%
11–25$198.9K17.4%
Rest$716.4K62.7%
Top 3 weight
8.4%
Top 10 weight
19.9%
Voting Authority Distribution
Total shares with voting rights: 21.78M
Sole
Full voting authority
1.04M
shares
% of voting shares4.8%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
20.75M
shares
% of voting shares95.2%
Investment Discretion (by position count)
Sole57
Shared0
Other437
Dominant voting typeNone · 95.2% of voting shares
Institutional Holdings494
Rows:
APPLE COMPUTER INC
SOLEShares324.72K
TypeSH
Market value$53.5K
4.68%
Sole
6.83K
Shared
0.00
None
317.88K
CHEVRON CORP NEW COM
SOLEShares133.74K
TypeSH
Market value$21.8K
1.91%
Sole
161.00
Shared
0.00
None
133.58K
ABBVIE INC COM
DFNDShares131.68K
TypeSH
Market value$21.0K
1.84%
Sole
0.00
Shared
0.00
None
131.68K
J P MORGAN CHASE & CO COM
DFNDShares161.03K
TypeSH
Market value$21.0K
1.84%
Sole
0.00
Shared
0.00
None
161.03K
MICROSOFT CORP
DFNDShares69.44K
TypeSH
Market value$20.0K
1.75%
Sole
0.00
Shared
0.00
None
69.44K
NVIDIA CORP COM
DFNDShares71.01K
TypeSH
Market value$19.7K
1.73%
Sole
0.00
Shared
0.00
None
71.01K
BERKSHIRE HATHAWAY INC CL B
DFNDShares60.86K
TypeSH
Market value$18.8K
1.64%
Sole
0.00
Shared
0.00
None
60.86K
BLACKSTONE GROUP INC COM CL A
DFNDShares204.78K
TypeSH
Market value$18.0K
1.57%
Sole
0.00
Shared
0.00
None
204.78K
JOHNSON & JOHNSON
DFNDShares111.52K
TypeSH
Market value$17.3K
1.51%
Sole
0.00
Shared
0.00
None
111.52K
ALPHABET INC CL A
SOLEShares163.35K
TypeSH
Market value$16.9K
1.48%
Sole
9.50K
Shared
0.00
None
153.85K
INVESCO ETF TRUST FTSE RAFI US
DFNDShares107.82K
TypeSH
Market value$16.9K
1.48%
Sole
0.00
Shared
0.00
None
107.82K
THERMO FISHER SCIENTIFIC
SOLEShares29.02K
TypeSH
Market value$16.7K
1.46%
Sole
9.34K
Shared
0.00
None
19.68K
CAPITAL INCOME BLDR FD CL F 3
DFNDShares227.34K
TypeSH
Market value$14.5K
1.27%
Sole
0.00
Shared
0.00
None
227.34K
COSTCO WHOLESALE CORP-NEW
DFNDShares29.03K
TypeSH
Market value$14.4K
1.26%
Sole
0.00
Shared
0.00
None
29.03K
PALO ALTO NETWORKS INC COM
DFNDShares72.14K
TypeSH
Market value$14.4K
1.26%
Sole
0.00
Shared
0.00
None
72.14K
AMGEN INC
DFNDShares59.38K
TypeSH
Market value$14.4K
1.26%
Sole
0.00
Shared
0.00
None
59.38K
BOEING COMPANY
DFNDShares61.60K
TypeSH
Market value$13.1K
1.14%
Sole
0.00
Shared
0.00
None
61.60K
ALPHABET CLASS-C SHARE
SOLEShares125.49K
TypeSH
Market value$13.1K
1.14%
Sole
1.81K
Shared
0.00
None
123.68K
ILLINOIS TOOL WORKS
DFNDShares53.15K
TypeSH
Market value$12.9K
1.13%
Sole
0.00
Shared
0.00
None
53.15K
POPLAR FOREST PARTNERS INSTITU
DFNDShares257.33K
TypeSH
Market value$12.4K
1.09%
Sole
0.00
Shared
0.00
None
257.33K
GENERAL DYNAMICS
DFNDShares52.77K
TypeSH
Market value$12.0K
1.05%
Sole
0.00
Shared
0.00
None
52.77K
MERCK & COMPANY INC.
DFNDShares105.38K
TypeSH
Market value$11.2K
0.98%
Sole
0.00
Shared
0.00
None
105.38K
SPDR S&P 500 ETF TR UNIT SER 1
DFNDShares27.30K
TypeSH
Market value$11.2K
0.98%
Sole
0.00
Shared
0.00
None
27.30K
VANGUARD SPECIALIZED DIV APP E
DFNDShares71.32K
TypeSH
Market value$11.0K
0.96%
Sole
0.00
Shared
0.00
None
71.32K
HONEYWELL INTL
DFNDShares55.86K
TypeSH
Market value$10.7K
0.93%
Sole
0.00
Shared
0.00
None
55.86K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE COMPUTER INCSOLE | COM | 324.72K | SH | $53.5K 4.68% | 6.83K | 0.00 | 317.88K |
CHEVRON CORP NEW COMSOLE | COM | 133.74K | SH | $21.8K 1.91% | 161.00 | 0.00 | 133.58K |
ABBVIE INC COMDFND | COM | 131.68K | SH | $21.0K 1.84% | 0.00 | 0.00 | 131.68K |
J P MORGAN CHASE & CO COMDFND | COM | 161.03K | SH | $21.0K 1.84% | 0.00 | 0.00 | 161.03K |
MICROSOFT CORPDFND | COM | 69.44K | SH | $20.0K 1.75% | 0.00 | 0.00 | 69.44K |
NVIDIA CORP COMDFND | COM | 71.01K | SH | $19.7K 1.73% | 0.00 | 0.00 | 71.01K |
BERKSHIRE HATHAWAY INC CL BDFND | COM | 60.86K | SH | $18.8K 1.64% | 0.00 | 0.00 | 60.86K |
BLACKSTONE GROUP INC COM CL ADFND | COM | 204.78K | SH | $18.0K 1.57% | 0.00 | 0.00 | 204.78K |
JOHNSON & JOHNSONDFND | COM | 111.52K | SH | $17.3K 1.51% | 0.00 | 0.00 | 111.52K |
ALPHABET INC CL ASOLE | COM | 163.35K | SH | $16.9K 1.48% | 9.50K | 0.00 | 153.85K |
INVESCO ETF TRUST FTSE RAFI USDFND | EXCH | 107.82K | SH | $16.9K 1.48% | 0.00 | 0.00 | 107.82K |
THERMO FISHER SCIENTIFICSOLE | COM | 29.02K | SH | $16.7K 1.46% | 9.34K | 0.00 | 19.68K |
CAPITAL INCOME BLDR FD CL F 3DFND | MF | 227.34K | SH | $14.5K 1.27% | 0.00 | 0.00 | 227.34K |
COSTCO WHOLESALE CORP-NEWDFND | COM | 29.03K | SH | $14.4K 1.26% | 0.00 | 0.00 | 29.03K |
PALO ALTO NETWORKS INC COMDFND | COM | 72.14K | SH | $14.4K 1.26% | 0.00 | 0.00 | 72.14K |
AMGEN INCDFND | COM | 59.38K | SH | $14.4K 1.26% | 0.00 | 0.00 | 59.38K |
BOEING COMPANYDFND | COM | 61.60K | SH | $13.1K 1.14% | 0.00 | 0.00 | 61.60K |
ALPHABET CLASS-C SHARESOLE | COM | 125.49K | SH | $13.1K 1.14% | 1.81K | 0.00 | 123.68K |
ILLINOIS TOOL WORKSDFND | COM | 53.15K | SH | $12.9K 1.13% | 0.00 | 0.00 | 53.15K |
POPLAR FOREST PARTNERS INSTITUDFND | MF | 257.33K | SH | $12.4K 1.09% | 0.00 | 0.00 | 257.33K |
GENERAL DYNAMICSDFND | COM | 52.77K | SH | $12.0K 1.05% | 0.00 | 0.00 | 52.77K |
MERCK & COMPANY INC.DFND | COM | 105.38K | SH | $11.2K 0.98% | 0.00 | 0.00 | 105.38K |
SPDR S&P 500 ETF TR UNIT SER 1DFND | EXCH | 27.30K | SH | $11.2K 0.98% | 0.00 | 0.00 | 27.30K |
VANGUARD SPECIALIZED DIV APP EDFND | COM | 71.32K | SH | $11.0K 0.96% | 0.00 | 0.00 | 71.32K |
HONEYWELL INTLDFND | COM | 55.86K | SH | $10.7K 0.93% | 0.00 | 0.00 | 55.86K |
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