Filed: 1/19/2023ACC: 0001020918-23-000002
📋 What this filing means
ROTHSCHILD INVESTMENT LLC /IL filed this quarterly 13F‑HR report disclosing 489 equity positions with a total reported market value of $1.09M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
489
Positions
$1.09M
Total AUM (reported)
22.07M
Total Shares
Allocation by class
COM$890.3K81.8%
MF$91.7K8.4%
EXCH$65.7K6.0%
BAL MF$12.3K1.1%
LP$10.8K1.0%
RE$10.4K1.0%
ADR$4.7K0.4%
Portfolio Concentration
Top 3$87.8K8.1%
4–10$123.9K11.4%
11–25$183.4K16.8%
Rest$693.8K63.7%
Top 3 weight
8.1%
Top 10 weight
19.4%
Voting Authority Distribution
Total shares with voting rights: 22.07M
Sole
Full voting authority
997.41K
shares
% of voting shares4.5%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
21.07M
shares
% of voting shares95.5%
Investment Discretion (by position count)
Sole58
Shared0
Other431
Dominant voting typeNone · 95.5% of voting shares
Institutional Holdings489
Rows:
APPLE COMPUTER INC
SOLEShares326.37K
TypeSH
Market value$42.4K
3.89%
Sole
6.83K
Shared
0.00
None
319.53K
CHEVRON CORP NEW COM
SOLEShares133.23K
TypeSH
Market value$23.9K
2.20%
Sole
161.00
Shared
0.00
None
133.07K
J P MORGAN CHASE & CO COM
DFNDShares159.89K
TypeSH
Market value$21.4K
1.97%
Sole
0.00
Shared
0.00
None
159.89K
ABBVIE INC COM
DFNDShares130.70K
TypeSH
Market value$21.1K
1.94%
Sole
0.00
Shared
0.00
None
130.70K
BERKSHIRE HATHAWAY INC CL B
DFNDShares63.27K
TypeSH
Market value$19.5K
1.79%
Sole
0.00
Shared
0.00
None
63.27K
JOHNSON & JOHNSON
DFNDShares107.94K
TypeSH
Market value$19.1K
1.75%
Sole
0.00
Shared
0.00
None
107.94K
MICROSOFT CORP
DFNDShares70.21K
TypeSH
Market value$16.8K
1.55%
Sole
0.00
Shared
0.00
None
70.21K
INVESCO ETF TRUST FTSE RAFI US
DFNDShares102.70K
TypeSH
Market value$15.9K
1.46%
Sole
0.00
Shared
0.00
None
102.70K
THERMO FISHER SCIENTIFIC
SOLEShares28.93K
TypeSH
Market value$15.9K
1.46%
Sole
9.34K
Shared
0.00
None
19.59K
AMGEN INC
DFNDShares59.04K
TypeSH
Market value$15.5K
1.42%
Sole
0.00
Shared
0.00
None
59.04K
BLACKSTONE GROUP INC COM CL A
DFNDShares198.69K
TypeSH
Market value$14.7K
1.35%
Sole
0.00
Shared
0.00
None
198.69K
CAPITAL INCOME BLDR FD CL F 3
DFNDShares227.76K
TypeSH
Market value$14.3K
1.32%
Sole
0.00
Shared
0.00
None
227.76K
ALPHABET INC CL A
SOLEShares160.52K
TypeSH
Market value$14.2K
1.30%
Sole
9.50K
Shared
0.00
None
151.02K
POPLAR FOREST PARTNERS INSTITU
DFNDShares272.49K
TypeSH
Market value$13.5K
1.24%
Sole
0.00
Shared
0.00
None
272.49K
COSTCO WHOLESALE CORP-NEW
DFNDShares28.92K
TypeSH
Market value$13.2K
1.21%
Sole
0.00
Shared
0.00
None
28.92K
GENERAL DYNAMICS
DFNDShares52.60K
TypeSH
Market value$13.1K
1.20%
Sole
0.00
Shared
0.00
None
52.60K
HONEYWELL INTL
DFNDShares55.10K
TypeSH
Market value$11.8K
1.08%
Sole
0.00
Shared
0.00
None
55.10K
BOEING COMPANY
DFNDShares61.72K
TypeSH
Market value$11.8K
1.08%
Sole
0.00
Shared
0.00
None
61.72K
MERCK & COMPANY INC.
DFNDShares105.93K
TypeSH
Market value$11.8K
1.08%
Sole
0.00
Shared
0.00
None
105.93K
ILLINOIS TOOL WORKS
DFNDShares53.25K
TypeSH
Market value$11.7K
1.08%
Sole
0.00
Shared
0.00
None
53.25K
ALPHABET CLASS-C SHARE
SOLEShares124.87K
TypeSH
Market value$11.1K
1.02%
Sole
1.98K
Shared
0.00
None
122.89K
DOW INC COM
DFNDShares218K
TypeSH
Market value$11.0K
1.01%
Sole
0.00
Shared
0.00
None
218K
VANGUARD SPECIALIZED DIV APP E
DFNDShares69.37K
TypeSH
Market value$10.5K
0.97%
Sole
0.00
Shared
0.00
None
69.37K
BLACKSTONE REAL ESTATE INC TR
DFNDShares698.20K
TypeSH
Market value$10.4K
0.95%
Sole
0.00
Shared
0.00
None
698.20K
SPDR S&P 500 ETF TR UNIT SER 1
DFNDShares27.08K
TypeSH
Market value$10.4K
0.95%
Sole
0.00
Shared
0.00
None
27.08K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE COMPUTER INCSOLE | COM | 326.37K | SH | $42.4K 3.89% | 6.83K | 0.00 | 319.53K |
CHEVRON CORP NEW COMSOLE | COM | 133.23K | SH | $23.9K 2.20% | 161.00 | 0.00 | 133.07K |
J P MORGAN CHASE & CO COMDFND | COM | 159.89K | SH | $21.4K 1.97% | 0.00 | 0.00 | 159.89K |
ABBVIE INC COMDFND | COM | 130.70K | SH | $21.1K 1.94% | 0.00 | 0.00 | 130.70K |
BERKSHIRE HATHAWAY INC CL BDFND | COM | 63.27K | SH | $19.5K 1.79% | 0.00 | 0.00 | 63.27K |
JOHNSON & JOHNSONDFND | COM | 107.94K | SH | $19.1K 1.75% | 0.00 | 0.00 | 107.94K |
MICROSOFT CORPDFND | COM | 70.21K | SH | $16.8K 1.55% | 0.00 | 0.00 | 70.21K |
INVESCO ETF TRUST FTSE RAFI USDFND | EXCH | 102.70K | SH | $15.9K 1.46% | 0.00 | 0.00 | 102.70K |
THERMO FISHER SCIENTIFICSOLE | COM | 28.93K | SH | $15.9K 1.46% | 9.34K | 0.00 | 19.59K |
AMGEN INCDFND | COM | 59.04K | SH | $15.5K 1.42% | 0.00 | 0.00 | 59.04K |
BLACKSTONE GROUP INC COM CL ADFND | COM | 198.69K | SH | $14.7K 1.35% | 0.00 | 0.00 | 198.69K |
CAPITAL INCOME BLDR FD CL F 3DFND | MF | 227.76K | SH | $14.3K 1.32% | 0.00 | 0.00 | 227.76K |
ALPHABET INC CL ASOLE | COM | 160.52K | SH | $14.2K 1.30% | 9.50K | 0.00 | 151.02K |
POPLAR FOREST PARTNERS INSTITUDFND | MF | 272.49K | SH | $13.5K 1.24% | 0.00 | 0.00 | 272.49K |
COSTCO WHOLESALE CORP-NEWDFND | COM | 28.92K | SH | $13.2K 1.21% | 0.00 | 0.00 | 28.92K |
GENERAL DYNAMICSDFND | COM | 52.60K | SH | $13.1K 1.20% | 0.00 | 0.00 | 52.60K |
HONEYWELL INTLDFND | COM | 55.10K | SH | $11.8K 1.08% | 0.00 | 0.00 | 55.10K |
BOEING COMPANYDFND | COM | 61.72K | SH | $11.8K 1.08% | 0.00 | 0.00 | 61.72K |
MERCK & COMPANY INC.DFND | COM | 105.93K | SH | $11.8K 1.08% | 0.00 | 0.00 | 105.93K |
ILLINOIS TOOL WORKSDFND | COM | 53.25K | SH | $11.7K 1.08% | 0.00 | 0.00 | 53.25K |
ALPHABET CLASS-C SHARESOLE | COM | 124.87K | SH | $11.1K 1.02% | 1.98K | 0.00 | 122.89K |
DOW INC COMDFND | COM | 218K | SH | $11.0K 1.01% | 0.00 | 0.00 | 218K |
VANGUARD SPECIALIZED DIV APP EDFND | COM | 69.37K | SH | $10.5K 0.97% | 0.00 | 0.00 | 69.37K |
BLACKSTONE REAL ESTATE INC TRDFND | RE | 698.20K | SH | $10.4K 0.95% | 0.00 | 0.00 | 698.20K |
SPDR S&P 500 ETF TR UNIT SER 1DFND | EXCH | 27.08K | SH | $10.4K 0.95% | 0.00 | 0.00 | 27.08K |
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