Filed: 10/21/2022ACC: 0001020918-22-000008
📋 What this filing means
ROTHSCHILD INVESTMENT LLC /IL filed this quarterly 13F‑HR report disclosing 489 equity positions with a total reported market value of $1.01M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
489
Positions
$1.01M
Total AUM (reported)
22.58M
Total Shares
Allocation by class
COM$833.4K82.4%
MF$85.8K8.5%
EXCH$51.6K5.1%
BAL MF$11.3K1.1%
LP$9.8K1.0%
RE$9.2K0.9%
CLE FDS$5.2K0.5%
Portfolio Concentration
Top 3$84.3K8.3%
4–10$113.8K11.3%
11–25$166.0K16.4%
Rest$646.8K64.0%
Top 3 weight
8.3%
Top 10 weight
19.6%
Voting Authority Distribution
Total shares with voting rights: 22.58M
Sole
Full voting authority
857.04K
shares
% of voting shares3.8%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
21.72M
shares
% of voting shares96.2%
Investment Discretion (by position count)
Sole58
Shared0
Other431
Dominant voting typeNone · 96.2% of voting shares
Institutional Holdings489
Rows:
APPLE COMPUTER INC
SOLEShares340.39K
TypeSH
Market value$47.0K
4.65%
Sole
6.83K
Shared
0.00
None
333.56K
CHEVRON CORP NEW COM
SOLEShares133.89K
TypeSH
Market value$19.2K
1.90%
Sole
161.00
Shared
0.00
None
133.73K
BERKSHIRE HATHAWAY INC CL B
DFNDShares67.67K
TypeSH
Market value$18.1K
1.79%
Sole
0.00
Shared
0.00
None
67.67K
JOHNSON & JOHNSON
DFNDShares106.72K
TypeSH
Market value$17.4K
1.72%
Sole
0.00
Shared
0.00
None
106.72K
ABBVIE INC COM
DFNDShares128.24K
TypeSH
Market value$17.2K
1.70%
Sole
0.00
Shared
0.00
None
128.24K
MICROSOFT CORP
DFNDShares72.90K
TypeSH
Market value$17.0K
1.68%
Sole
0.00
Shared
0.00
None
72.90K
J P MORGAN CHASE & CO COM
DFNDShares160.56K
TypeSH
Market value$16.8K
1.66%
Sole
0.00
Shared
0.00
None
160.56K
ALPHABET INC CL A
SOLEShares161.46K
TypeSH
Market value$15.4K
1.53%
Sole
9.50K
Shared
0.00
None
151.96K
AMGEN INC
DFNDShares67.43K
TypeSH
Market value$15.2K
1.50%
Sole
0.00
Shared
0.00
None
67.43K
THERMO FISHER SCIENTIFIC
SOLEShares29.01K
TypeSH
Market value$14.7K
1.46%
Sole
9.36K
Shared
0.00
None
19.65K
COSTCO WHOLESALE CORP-NEW
DFNDShares29.31K
TypeSH
Market value$13.8K
1.37%
Sole
0.00
Shared
0.00
None
29.31K
PALO ALTO NETWORKS INC COM
DFNDShares78.70K
TypeSH
Market value$12.9K
1.28%
Sole
0.00
Shared
0.00
None
78.70K
CAPITAL INCOME BLDR FD CL F 3
DFNDShares223.79K
TypeSH
Market value$12.8K
1.27%
Sole
0.00
Shared
0.00
None
223.79K
ALPHABET CLASS-C SHARE
SOLEShares127.55K
TypeSH
Market value$12.3K
1.21%
Sole
1.98K
Shared
0.00
None
125.57K
INVESCO ETF TRUST FTSE RAFI US
DFNDShares87.50K
TypeSH
Market value$12.1K
1.20%
Sole
0.00
Shared
0.00
None
87.50K
POPLAR FOREST PARTNERS INSTITU
DFNDShares258.70K
TypeSH
Market value$11.9K
1.18%
Sole
0.00
Shared
0.00
None
258.70K
GENERAL DYNAMICS
DFNDShares53.17K
TypeSH
Market value$11.3K
1.12%
Sole
0.00
Shared
0.00
None
53.17K
CVS HEALTH CORPORATION
DFNDShares115.03K
TypeSH
Market value$11.0K
1.09%
Sole
0.00
Shared
0.00
None
115.03K
BLACKSTONE GROUP INC COM CL A
DFNDShares128.87K
TypeSH
Market value$10.8K
1.07%
Sole
0.00
Shared
0.00
None
128.87K
ILLINOIS TOOL WORKS
DFNDShares53.50K
TypeSH
Market value$9.7K
0.96%
Sole
0.00
Shared
0.00
None
53.50K
HONEYWELL INTL
DFNDShares57.85K
TypeSH
Market value$9.7K
0.96%
Sole
0.00
Shared
0.00
None
57.85K
DOW INC COM
DFNDShares219.86K
TypeSH
Market value$9.7K
0.96%
Sole
0.00
Shared
0.00
None
219.86K
SPDR S&P 500 ETF TR UNIT SER 1
DFNDShares26.69K
TypeSH
Market value$9.5K
0.94%
Sole
0.00
Shared
0.00
None
26.69K
AMAZON COM INC COM
DFNDShares82.43K
TypeSH
Market value$9.3K
0.92%
Sole
0.00
Shared
0.00
None
82.43K
VANGUARD SPECIALIZED DIV APP E
DFNDShares68.48K
TypeSH
Market value$9.3K
0.92%
Sole
0.00
Shared
0.00
None
68.48K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE COMPUTER INCSOLE | COM | 340.39K | SH | $47.0K 4.65% | 6.83K | 0.00 | 333.56K |
CHEVRON CORP NEW COMSOLE | COM | 133.89K | SH | $19.2K 1.90% | 161.00 | 0.00 | 133.73K |
BERKSHIRE HATHAWAY INC CL BDFND | COM | 67.67K | SH | $18.1K 1.79% | 0.00 | 0.00 | 67.67K |
JOHNSON & JOHNSONDFND | COM | 106.72K | SH | $17.4K 1.72% | 0.00 | 0.00 | 106.72K |
ABBVIE INC COMDFND | COM | 128.24K | SH | $17.2K 1.70% | 0.00 | 0.00 | 128.24K |
MICROSOFT CORPDFND | COM | 72.90K | SH | $17.0K 1.68% | 0.00 | 0.00 | 72.90K |
J P MORGAN CHASE & CO COMDFND | COM | 160.56K | SH | $16.8K 1.66% | 0.00 | 0.00 | 160.56K |
ALPHABET INC CL ASOLE | COM | 161.46K | SH | $15.4K 1.53% | 9.50K | 0.00 | 151.96K |
AMGEN INCDFND | COM | 67.43K | SH | $15.2K 1.50% | 0.00 | 0.00 | 67.43K |
THERMO FISHER SCIENTIFICSOLE | COM | 29.01K | SH | $14.7K 1.46% | 9.36K | 0.00 | 19.65K |
COSTCO WHOLESALE CORP-NEWDFND | COM | 29.31K | SH | $13.8K 1.37% | 0.00 | 0.00 | 29.31K |
PALO ALTO NETWORKS INC COMDFND | COM | 78.70K | SH | $12.9K 1.28% | 0.00 | 0.00 | 78.70K |
CAPITAL INCOME BLDR FD CL F 3DFND | MF | 223.79K | SH | $12.8K 1.27% | 0.00 | 0.00 | 223.79K |
ALPHABET CLASS-C SHARESOLE | COM | 127.55K | SH | $12.3K 1.21% | 1.98K | 0.00 | 125.57K |
INVESCO ETF TRUST FTSE RAFI USDFND | EXCH | 87.50K | SH | $12.1K 1.20% | 0.00 | 0.00 | 87.50K |
POPLAR FOREST PARTNERS INSTITUDFND | MF | 258.70K | SH | $11.9K 1.18% | 0.00 | 0.00 | 258.70K |
GENERAL DYNAMICSDFND | COM | 53.17K | SH | $11.3K 1.12% | 0.00 | 0.00 | 53.17K |
CVS HEALTH CORPORATIONDFND | COM | 115.03K | SH | $11.0K 1.09% | 0.00 | 0.00 | 115.03K |
BLACKSTONE GROUP INC COM CL ADFND | COM | 128.87K | SH | $10.8K 1.07% | 0.00 | 0.00 | 128.87K |
ILLINOIS TOOL WORKSDFND | COM | 53.50K | SH | $9.7K 0.96% | 0.00 | 0.00 | 53.50K |
HONEYWELL INTLDFND | COM | 57.85K | SH | $9.7K 0.96% | 0.00 | 0.00 | 57.85K |
DOW INC COMDFND | COM | 219.86K | SH | $9.7K 0.96% | 0.00 | 0.00 | 219.86K |
SPDR S&P 500 ETF TR UNIT SER 1DFND | EXCH | 26.69K | SH | $9.5K 0.94% | 0.00 | 0.00 | 26.69K |
AMAZON COM INC COMDFND | COM | 82.43K | SH | $9.3K 0.92% | 0.00 | 0.00 | 82.43K |
VANGUARD SPECIALIZED DIV APP EDFND | COM | 68.48K | SH | $9.3K 0.92% | 0.00 | 0.00 | 68.48K |
Page 1 of 20
…