ROTHSCHILD & CO ASSET MANAGEMENT US INC.

PrivateCIK: 71259

Location

STAMFORD, CT

255

Positions

$6.58B

Total AUM (reported)

91.60M

Total Shares

Allocation by class

COM$5.54B84.2%

CL A$312.07M4.7%

COM NEW$233.80M3.6%

CAP STK CL A$127.19M1.9%

COM STK$112.25M1.7%

SHS$80.98M1.2%

CL A COM$64.17M1.0%

Portfolio Concentration

Top 3$543.32M8.3%

4–10$851.69M12.9%

11–25$1.53B23.2%

Rest$3.66B55.6%

Top 3 weight

8.3%

Top 10 weight

21.2%

Voting Authority Distribution

Total shares with voting rights: 91.60M

Sole

Full voting authority

91.36M

% of voting shares99.7%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

246.50K

% of voting shares0.3%

Investment Discretion (by position count)

Sole255

Shared0

Other0

Dominant voting typeSole · 99.7% of voting shares

Institutional Holdings255

Rows:

EXXON MOBIL CORP

SOLE

COM

Shares1.98M

TypeSH

Market value$218.81M

3.33%

Sole

1.98M

Shared

0.00

None

6.76K

JPMORGAN CHASE & CO

SOLE

COM

Shares1.30M

TypeSH

Market value$174.48M

2.65%

Sole

1.30M

Shared

0.00

None

4.83K

BANK AMERICA CORP

SOLE

COM

Shares4.53M

TypeSH

Market value$150.02M

2.28%

Sole

4.51M

Shared

0.00

None

15.63K

THERMO FISHER SCIENTIFIC INC

SOLE

COM

Shares253.28K

TypeSH

Market value$139.48M

2.12%

Sole

252.45K

Shared

0.00

None

835.00

CONOCOPHILLIPS

SOLE

COM

Shares1.10M

TypeSH

Market value$129.88M

1.97%

Sole

1.10M

Shared

0.00

None

3.60K

ALPHABET INC

SOLE

CAP STK CL A

Shares1.44M

TypeSH

Market value$127.19M

1.93%

Sole

1.44M

Shared

0.00

None

4.81K

UNITEDHEALTH GROUP INC

SOLE

COM

Shares218.44K

TypeSH

Market value$115.81M

1.76%

Sole

217.67K

Shared

0.00

None

769.00

SCHWAB CHARLES CORP

SOLE

COM

Shares1.39M

TypeSH

Market value$115.75M

1.76%

Sole

1.39M

Shared

0.00

None

4.63K

SCHLUMBERGER LTD

SOLE

COM STK

Shares2.10M

TypeSH

Market value$112.25M

1.71%

Sole

2.09M

Shared

0.00

None

8.05K

QUANTA SVCS INC

SOLE

COM

Shares781.22K

TypeSH

Market value$111.32M

1.69%

Sole

778.82K

Shared

0.00

None

2.40K

NORTHROP GRUMMAN CORP

SOLE

COM

Shares196.79K

TypeSH

Market value$107.37M

1.63%

Sole

196.12K

Shared

0.00

None

670.00

DUKE ENERGY CORP NEW

SOLE

COM NEW

Shares1.04M

TypeSH

Market value$107.00M

1.63%

Sole

1.04M

Shared

0.00

None

3.60K

BRISTOL-MYERS SQUIBB CO

SOLE

COM

Shares1.48M

TypeSH

Market value$106.70M

1.62%

Sole

1.48M

Shared

0.00

None

5.01K

BLACKROCK INC

SOLE

COM

Shares147.70K

TypeSH

Market value$104.66M

1.59%

Sole

147.26K

Shared

0.00

None

439.00

HARTFORD FINL SVCS GROUP INC

SOLE

COM

Shares1.38M

TypeSH

Market value$104.32M

1.59%

Sole

1.37M

Shared

0.00

None

4.36K

MICROSOFT CORP

SOLE

COM

Shares432.42K

TypeSH

Market value$103.70M

1.58%

Sole

431K

Shared

0.00

None

1.43K

BOSTON SCIENTIFIC CORP

SOLE

COM

Shares2.23M

TypeSH

Market value$102.98M

1.57%

Sole

2.22M

Shared

0.00

None

8.07K

PEPSICO INC

SOLE

COM

Shares564.91K

TypeSH

Market value$102.06M

1.55%

Sole

563.21K

Shared

0.00

None

1.71K

AIR PRODS & CHEMS INC

SOLE

COM

Shares329.64K

TypeSH

Market value$101.61M

1.54%

Sole

328.73K

Shared

0.00

None

916.00

AMERISOURCEBERGEN CORP

SOLE

COM

Shares613.02K

TypeSH

Market value$101.58M

1.54%

Sole

611.03K

Shared

0.00

None

1.99K

WELLS FARGO CO NEW

SOLE

COM

Shares2.44M

TypeSH

Market value$100.66M

1.53%

Sole

2.43M

Shared

0.00

None

8.29K

LILLY ELI & CO

SOLE

COM

Shares274.29K

TypeSH

Market value$100.34M

1.53%

Sole

273.42K

Shared

0.00

None

861.00

PARKER-HANNIFIN CORP

SOLE

COM

Shares338.62K

TypeSH

Market value$98.54M

1.50%

Sole

337.45K

Shared

0.00

None

1.17K

CATERPILLAR INC

SOLE

COM

Shares397.15K

TypeSH

Market value$95.14M

1.45%

Sole

395.80K

Shared

0.00

None

1.36K

ABBVIE INC

SOLE

COM

Shares573.20K

TypeSH

Market value$92.63M

1.41%

Sole

571.40K

Shared

0.00

None

1.80K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
EXXON MOBIL CORPSOLE	COM	1.98M	SH	$218.81M 3.33%	1.98M	6.76K
JPMORGAN CHASE & COSOLE	COM	1.30M	SH	$174.48M 2.65%	1.30M	4.83K
BANK AMERICA CORPSOLE	COM	4.53M	SH	$150.02M 2.28%	4.51M	15.63K
THERMO FISHER SCIENTIFIC INCSOLE	COM	253.28K	SH	$139.48M 2.12%	252.45K	835.00
CONOCOPHILLIPSSOLE	COM	1.10M	SH	$129.88M 1.97%	1.10M	3.60K
ALPHABET INCSOLE	CAP STK CL A	1.44M	SH	$127.19M 1.93%	1.44M	4.81K
UNITEDHEALTH GROUP INCSOLE	COM	218.44K	SH	$115.81M 1.76%	217.67K	769.00
SCHWAB CHARLES CORPSOLE	COM	1.39M	SH	$115.75M 1.76%	1.39M	4.63K
SCHLUMBERGER LTDSOLE	COM STK	2.10M	SH	$112.25M 1.71%	2.09M	8.05K
QUANTA SVCS INCSOLE	COM	781.22K	SH	$111.32M 1.69%	778.82K	2.40K
NORTHROP GRUMMAN CORPSOLE	COM	196.79K	SH	$107.37M 1.63%	196.12K	670.00
DUKE ENERGY CORP NEWSOLE	COM NEW	1.04M	SH	$107.00M 1.63%	1.04M	3.60K
BRISTOL-MYERS SQUIBB COSOLE	COM	1.48M	SH	$106.70M 1.62%	1.48M	5.01K
BLACKROCK INCSOLE	COM	147.70K	SH	$104.66M 1.59%	147.26K	439.00
HARTFORD FINL SVCS GROUP INCSOLE	COM	1.38M	SH	$104.32M 1.59%	1.37M	4.36K
MICROSOFT CORPSOLE	COM	432.42K	SH	$103.70M 1.58%	431K	1.43K
BOSTON SCIENTIFIC CORPSOLE	COM	2.23M	SH	$102.98M 1.57%	2.22M	8.07K
PEPSICO INCSOLE	COM	564.91K	SH	$102.06M 1.55%	563.21K	1.71K
AIR PRODS & CHEMS INCSOLE	COM	329.64K	SH	$101.61M 1.54%	328.73K	916.00
AMERISOURCEBERGEN CORPSOLE	COM	613.02K	SH	$101.58M 1.54%	611.03K	1.99K
WELLS FARGO CO NEWSOLE	COM	2.44M	SH	$100.66M 1.53%	2.43M	8.29K
LILLY ELI & COSOLE	COM	274.29K	SH	$100.34M 1.53%	273.42K	861.00
PARKER-HANNIFIN CORPSOLE	COM	338.62K	SH	$98.54M 1.50%	337.45K	1.17K
CATERPILLAR INCSOLE	COM	397.15K	SH	$95.14M 1.45%	395.80K	1.36K
ABBVIE INCSOLE	COM	573.20K	SH	$92.63M 1.41%	571.40K	1.80K

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