Filed: 2/14/2023ACC: 0001172661-23-000973
📋 What this filing means
ROTHSCHILD & CO ASSET MANAGEMENT US INC. filed this quarterly 13F‑HR report disclosing 255 equity positions with a total reported market value of $6.58B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
255
Positions
$6.58B
Total AUM (reported)
91.60M
Total Shares
Allocation by class
COM$5.54B84.2%
CL A$312.07M4.7%
COM NEW$233.80M3.6%
CAP STK CL A$127.19M1.9%
COM STK$112.25M1.7%
SHS$80.98M1.2%
CL A COM$64.17M1.0%
Portfolio Concentration
Top 3$543.32M8.3%
4–10$851.69M12.9%
11–25$1.53B23.2%
Rest$3.66B55.6%
Top 3 weight
8.3%
Top 10 weight
21.2%
Voting Authority Distribution
Total shares with voting rights: 91.60M
Sole
Full voting authority
91.36M
shares
% of voting shares99.7%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
246.50K
shares
% of voting shares0.3%
Investment Discretion (by position count)
Sole255
Shared0
Other0
Dominant voting typeSole · 99.7% of voting shares
Institutional Holdings255
Rows:
EXXON MOBIL CORP
SOLEShares1.98M
TypeSH
Market value$218.81M
3.33%
Sole
1.98M
Shared
0.00
None
6.76K
JPMORGAN CHASE & CO
SOLEShares1.30M
TypeSH
Market value$174.48M
2.65%
Sole
1.30M
Shared
0.00
None
4.83K
BANK AMERICA CORP
SOLEShares4.53M
TypeSH
Market value$150.02M
2.28%
Sole
4.51M
Shared
0.00
None
15.63K
THERMO FISHER SCIENTIFIC INC
SOLEShares253.28K
TypeSH
Market value$139.48M
2.12%
Sole
252.45K
Shared
0.00
None
835.00
CONOCOPHILLIPS
SOLEShares1.10M
TypeSH
Market value$129.88M
1.97%
Sole
1.10M
Shared
0.00
None
3.60K
ALPHABET INC
SOLEShares1.44M
TypeSH
Market value$127.19M
1.93%
Sole
1.44M
Shared
0.00
None
4.81K
UNITEDHEALTH GROUP INC
SOLEShares218.44K
TypeSH
Market value$115.81M
1.76%
Sole
217.67K
Shared
0.00
None
769.00
SCHWAB CHARLES CORP
SOLEShares1.39M
TypeSH
Market value$115.75M
1.76%
Sole
1.39M
Shared
0.00
None
4.63K
SCHLUMBERGER LTD
SOLEShares2.10M
TypeSH
Market value$112.25M
1.71%
Sole
2.09M
Shared
0.00
None
8.05K
QUANTA SVCS INC
SOLEShares781.22K
TypeSH
Market value$111.32M
1.69%
Sole
778.82K
Shared
0.00
None
2.40K
NORTHROP GRUMMAN CORP
SOLEShares196.79K
TypeSH
Market value$107.37M
1.63%
Sole
196.12K
Shared
0.00
None
670.00
DUKE ENERGY CORP NEW
SOLEShares1.04M
TypeSH
Market value$107.00M
1.63%
Sole
1.04M
Shared
0.00
None
3.60K
BRISTOL-MYERS SQUIBB CO
SOLEShares1.48M
TypeSH
Market value$106.70M
1.62%
Sole
1.48M
Shared
0.00
None
5.01K
BLACKROCK INC
SOLEShares147.70K
TypeSH
Market value$104.66M
1.59%
Sole
147.26K
Shared
0.00
None
439.00
HARTFORD FINL SVCS GROUP INC
SOLEShares1.38M
TypeSH
Market value$104.32M
1.59%
Sole
1.37M
Shared
0.00
None
4.36K
MICROSOFT CORP
SOLEShares432.42K
TypeSH
Market value$103.70M
1.58%
Sole
431K
Shared
0.00
None
1.43K
BOSTON SCIENTIFIC CORP
SOLEShares2.23M
TypeSH
Market value$102.98M
1.57%
Sole
2.22M
Shared
0.00
None
8.07K
PEPSICO INC
SOLEShares564.91K
TypeSH
Market value$102.06M
1.55%
Sole
563.21K
Shared
0.00
None
1.71K
AIR PRODS & CHEMS INC
SOLEShares329.64K
TypeSH
Market value$101.61M
1.54%
Sole
328.73K
Shared
0.00
None
916.00
AMERISOURCEBERGEN CORP
SOLEShares613.02K
TypeSH
Market value$101.58M
1.54%
Sole
611.03K
Shared
0.00
None
1.99K
WELLS FARGO CO NEW
SOLEShares2.44M
TypeSH
Market value$100.66M
1.53%
Sole
2.43M
Shared
0.00
None
8.29K
LILLY ELI & CO
SOLEShares274.29K
TypeSH
Market value$100.34M
1.53%
Sole
273.42K
Shared
0.00
None
861.00
PARKER-HANNIFIN CORP
SOLEShares338.62K
TypeSH
Market value$98.54M
1.50%
Sole
337.45K
Shared
0.00
None
1.17K
CATERPILLAR INC
SOLEShares397.15K
TypeSH
Market value$95.14M
1.45%
Sole
395.80K
Shared
0.00
None
1.36K
ABBVIE INC
SOLEShares573.20K
TypeSH
Market value$92.63M
1.41%
Sole
571.40K
Shared
0.00
None
1.80K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
EXXON MOBIL CORPSOLE | COM | 1.98M | SH | $218.81M 3.33% | 1.98M | 0.00 | 6.76K |
JPMORGAN CHASE & COSOLE | COM | 1.30M | SH | $174.48M 2.65% | 1.30M | 0.00 | 4.83K |
BANK AMERICA CORPSOLE | COM | 4.53M | SH | $150.02M 2.28% | 4.51M | 0.00 | 15.63K |
THERMO FISHER SCIENTIFIC INCSOLE | COM | 253.28K | SH | $139.48M 2.12% | 252.45K | 0.00 | 835.00 |
CONOCOPHILLIPSSOLE | COM | 1.10M | SH | $129.88M 1.97% | 1.10M | 0.00 | 3.60K |
ALPHABET INCSOLE | CAP STK CL A | 1.44M | SH | $127.19M 1.93% | 1.44M | 0.00 | 4.81K |
UNITEDHEALTH GROUP INCSOLE | COM | 218.44K | SH | $115.81M 1.76% | 217.67K | 0.00 | 769.00 |
SCHWAB CHARLES CORPSOLE | COM | 1.39M | SH | $115.75M 1.76% | 1.39M | 0.00 | 4.63K |
SCHLUMBERGER LTDSOLE | COM STK | 2.10M | SH | $112.25M 1.71% | 2.09M | 0.00 | 8.05K |
QUANTA SVCS INCSOLE | COM | 781.22K | SH | $111.32M 1.69% | 778.82K | 0.00 | 2.40K |
NORTHROP GRUMMAN CORPSOLE | COM | 196.79K | SH | $107.37M 1.63% | 196.12K | 0.00 | 670.00 |
DUKE ENERGY CORP NEWSOLE | COM NEW | 1.04M | SH | $107.00M 1.63% | 1.04M | 0.00 | 3.60K |
BRISTOL-MYERS SQUIBB COSOLE | COM | 1.48M | SH | $106.70M 1.62% | 1.48M | 0.00 | 5.01K |
BLACKROCK INCSOLE | COM | 147.70K | SH | $104.66M 1.59% | 147.26K | 0.00 | 439.00 |
HARTFORD FINL SVCS GROUP INCSOLE | COM | 1.38M | SH | $104.32M 1.59% | 1.37M | 0.00 | 4.36K |
MICROSOFT CORPSOLE | COM | 432.42K | SH | $103.70M 1.58% | 431K | 0.00 | 1.43K |
BOSTON SCIENTIFIC CORPSOLE | COM | 2.23M | SH | $102.98M 1.57% | 2.22M | 0.00 | 8.07K |
PEPSICO INCSOLE | COM | 564.91K | SH | $102.06M 1.55% | 563.21K | 0.00 | 1.71K |
AIR PRODS & CHEMS INCSOLE | COM | 329.64K | SH | $101.61M 1.54% | 328.73K | 0.00 | 916.00 |
AMERISOURCEBERGEN CORPSOLE | COM | 613.02K | SH | $101.58M 1.54% | 611.03K | 0.00 | 1.99K |
WELLS FARGO CO NEWSOLE | COM | 2.44M | SH | $100.66M 1.53% | 2.43M | 0.00 | 8.29K |
LILLY ELI & COSOLE | COM | 274.29K | SH | $100.34M 1.53% | 273.42K | 0.00 | 861.00 |
PARKER-HANNIFIN CORPSOLE | COM | 338.62K | SH | $98.54M 1.50% | 337.45K | 0.00 | 1.17K |
CATERPILLAR INCSOLE | COM | 397.15K | SH | $95.14M 1.45% | 395.80K | 0.00 | 1.36K |
ABBVIE INCSOLE | COM | 573.20K | SH | $92.63M 1.41% | 571.40K | 0.00 | 1.80K |
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