Filed: 11/7/2022ACC: 0001172661-22-002306
📋 What this filing means
ROTHSCHILD & CO ASSET MANAGEMENT US INC. filed this quarterly 13F‑HR report disclosing 257 equity positions with a total reported market value of $5.85M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
257
Positions
$5.85M
Total AUM (reported)
91.39M
Total Shares
Allocation by class
COM$4.92M84.0%
CL A$323.9K5.5%
COM NEW$200.0K3.4%
CAP STK CL A$133.9K2.3%
COM STK$73.8K1.3%
CL A COM$60.5K1.0%
SHS$57.3K1.0%
Portfolio Concentration
Top 3$441.4K7.5%
4–10$822.8K14.1%
11–25$1.29M22.0%
Rest$3.30M56.4%
Top 3 weight
7.5%
Top 10 weight
21.6%
Voting Authority Distribution
Total shares with voting rights: 91.39M
Sole
Full voting authority
91.14M
shares
% of voting shares99.7%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
248.14K
shares
% of voting shares0.3%
Investment Discretion (by position count)
Sole257
Shared0
Other0
Dominant voting typeSole · 99.7% of voting shares
Institutional Holdings257
Rows:
EXXON MOBIL CORP
SOLEShares1.95M
TypeSH
Market value$170.7K
2.92%
Sole
1.95M
Shared
0.00
None
6.76K
CONOCOPHILLIPS
SOLEShares1.33M
TypeSH
Market value$136.4K
2.33%
Sole
1.33M
Shared
0.00
None
4.41K
BK OF AMERICA CORP
SOLEShares4.45M
TypeSH
Market value$134.3K
2.30%
Sole
4.43M
Shared
0.00
None
16.22K
ALPHABET INC
SOLEShares1.40M
TypeSH
Market value$133.9K
2.29%
Sole
1.40M
Shared
0.00
None
4.73K
JPMORGAN CHASE & CO
SOLEShares1.28M
TypeSH
Market value$133.4K
2.28%
Sole
1.27M
Shared
0.00
None
4.97K
THERMO FISHER SCIENTIFIC INC
SOLEShares248.16K
TypeSH
Market value$125.9K
2.15%
Sole
247.32K
Shared
0.00
None
836.00
QUANTA SVCS INC
SOLEShares855.60K
TypeSH
Market value$109.0K
1.86%
Sole
853.13K
Shared
0.00
None
2.46K
UNITEDHEALTH GROUP INC
SOLEShares215.47K
TypeSH
Market value$108.8K
1.86%
Sole
214.68K
Shared
0.00
None
792.00
SCHWAB CHARLES CORP
SOLEShares1.51M
TypeSH
Market value$108.4K
1.85%
Sole
1.50M
Shared
0.00
None
4.69K
BRISTOL-MYERS SQUIBB CO
SOLEShares1.45M
TypeSH
Market value$103.3K
1.77%
Sole
1.45M
Shared
0.00
None
5.02K
LILLY ELI & CO
SOLEShares315.44K
TypeSH
Market value$102.0K
1.74%
Sole
314.44K
Shared
0.00
None
1K
MICROSOFT CORP
SOLEShares427.41K
TypeSH
Market value$99.5K
1.70%
Sole
425.98K
Shared
0.00
None
1.43K
WELLS FARGO CO NEW
SOLEShares2.40M
TypeSH
Market value$96.5K
1.65%
Sole
2.39M
Shared
0.00
None
8.32K
NORTHROP GRUMMAN CORP
SOLEShares193.92K
TypeSH
Market value$91.2K
1.56%
Sole
193.25K
Shared
0.00
None
670.00
PEPSICO INC
SOLEShares557.33K
TypeSH
Market value$91.0K
1.56%
Sole
555.62K
Shared
0.00
None
1.71K
DUKE ENERGY CORP NEW
SOLEShares960.82K
TypeSH
Market value$89.4K
1.53%
Sole
957.18K
Shared
0.00
None
3.63K
HARTFORD FINL SVCS GROUP INC
SOLEShares1.35M
TypeSH
Market value$83.6K
1.43%
Sole
1.35M
Shared
0.00
None
4.37K
AMERISOURCEBERGEN CORP
SOLEShares603.44K
TypeSH
Market value$81.7K
1.40%
Sole
601.45K
Shared
0.00
None
1.99K
DISNEY WALT CO
SOLEShares862.31K
TypeSH
Market value$81.3K
1.39%
Sole
859.31K
Shared
0.00
None
3K
PARKER-HANNIFIN CORP
SOLEShares333.76K
TypeSH
Market value$80.9K
1.38%
Sole
332.59K
Shared
0.00
None
1.17K
BLACKROCK INC
SOLEShares144.42K
TypeSH
Market value$79.5K
1.36%
Sole
143.93K
Shared
0.00
None
492.00
XCEL ENERGY INC
SOLEShares1.22M
TypeSH
Market value$77.9K
1.33%
Sole
1.21M
Shared
0.00
None
3.97K
MARTIN MARIETTA MATLS INC
SOLEShares241.30K
TypeSH
Market value$77.7K
1.33%
Sole
240.53K
Shared
0.00
None
771.00
PROLOGIS INC.
SOLEShares758.52K
TypeSH
Market value$77.1K
1.32%
Sole
755.86K
Shared
0.00
None
2.66K
LOWES COS INC
SOLEShares403.96K
TypeSH
Market value$75.9K
1.30%
Sole
402.64K
Shared
0.00
None
1.32K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
EXXON MOBIL CORPSOLE | COM | 1.95M | SH | $170.7K 2.92% | 1.95M | 0.00 | 6.76K |
CONOCOPHILLIPSSOLE | COM | 1.33M | SH | $136.4K 2.33% | 1.33M | 0.00 | 4.41K |
BK OF AMERICA CORPSOLE | COM | 4.45M | SH | $134.3K 2.30% | 4.43M | 0.00 | 16.22K |
ALPHABET INCSOLE | CAP STK CL A | 1.40M | SH | $133.9K 2.29% | 1.40M | 0.00 | 4.73K |
JPMORGAN CHASE & COSOLE | COM | 1.28M | SH | $133.4K 2.28% | 1.27M | 0.00 | 4.97K |
THERMO FISHER SCIENTIFIC INCSOLE | COM | 248.16K | SH | $125.9K 2.15% | 247.32K | 0.00 | 836.00 |
QUANTA SVCS INCSOLE | COM | 855.60K | SH | $109.0K 1.86% | 853.13K | 0.00 | 2.46K |
UNITEDHEALTH GROUP INCSOLE | COM | 215.47K | SH | $108.8K 1.86% | 214.68K | 0.00 | 792.00 |
SCHWAB CHARLES CORPSOLE | COM | 1.51M | SH | $108.4K 1.85% | 1.50M | 0.00 | 4.69K |
BRISTOL-MYERS SQUIBB COSOLE | COM | 1.45M | SH | $103.3K 1.77% | 1.45M | 0.00 | 5.02K |
LILLY ELI & COSOLE | COM | 315.44K | SH | $102.0K 1.74% | 314.44K | 0.00 | 1K |
MICROSOFT CORPSOLE | COM | 427.41K | SH | $99.5K 1.70% | 425.98K | 0.00 | 1.43K |
WELLS FARGO CO NEWSOLE | COM | 2.40M | SH | $96.5K 1.65% | 2.39M | 0.00 | 8.32K |
NORTHROP GRUMMAN CORPSOLE | COM | 193.92K | SH | $91.2K 1.56% | 193.25K | 0.00 | 670.00 |
PEPSICO INCSOLE | COM | 557.33K | SH | $91.0K 1.56% | 555.62K | 0.00 | 1.71K |
DUKE ENERGY CORP NEWSOLE | COM NEW | 960.82K | SH | $89.4K 1.53% | 957.18K | 0.00 | 3.63K |
HARTFORD FINL SVCS GROUP INCSOLE | COM | 1.35M | SH | $83.6K 1.43% | 1.35M | 0.00 | 4.37K |
AMERISOURCEBERGEN CORPSOLE | COM | 603.44K | SH | $81.7K 1.40% | 601.45K | 0.00 | 1.99K |
DISNEY WALT COSOLE | COM | 862.31K | SH | $81.3K 1.39% | 859.31K | 0.00 | 3K |
PARKER-HANNIFIN CORPSOLE | COM | 333.76K | SH | $80.9K 1.38% | 332.59K | 0.00 | 1.17K |
BLACKROCK INCSOLE | COM | 144.42K | SH | $79.5K 1.36% | 143.93K | 0.00 | 492.00 |
XCEL ENERGY INCSOLE | COM | 1.22M | SH | $77.9K 1.33% | 1.21M | 0.00 | 3.97K |
MARTIN MARIETTA MATLS INCSOLE | COM | 241.30K | SH | $77.7K 1.33% | 240.53K | 0.00 | 771.00 |
PROLOGIS INC.SOLE | COM | 758.52K | SH | $77.1K 1.32% | 755.86K | 0.00 | 2.66K |
LOWES COS INCSOLE | COM | 403.96K | SH | $75.9K 1.30% | 402.64K | 0.00 | 1.32K |
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