ROSALIND ADVISORS, INC.

PrivateCIK: 1622627
38
Positions
$248.89M
Total AUM (reported)
44.16M
Total Shares

Allocation by class

TOTAL AUM$248.89M38 positions
COM$113.83M45.7%
COM NEW$113.21M45.5%
SHS NEW$12.07M4.8%
CALL$2.75M1.1%
COM SHS$2.36M0.9%
PUT$2.06M0.8%
COM CL A$1.84M0.7%

Portfolio Concentration

Top 327.0%4–1038.9%11–2529.5%Rest4.5%TOP 1065.9%0%100%
Top 3$67.26M27.0%
4–10$96.87M38.9%
11–25$73.44M29.5%
Rest$11.32M4.5%

Top 3 weight

27.0%

Top 10 weight

65.9%

Voting Authority Distribution

Total shares with voting rights: 44.16M

Sole

Full voting authority

44.16M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole38
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings38
Rows:

DELCATH SYSTEMS, INC.

SOLE
COM NEW
Shares3.30M
TypeSH
Market value$30.63M
12.31%
Sole
3.30M
Shared
0.00
None
0.00

XERIS BIOPHARMA HOLDINGS INC

SOLE
COM
Shares3.23M
TypeSH
Market value$18.74M
7.53%
Sole
3.23M
Shared
0.00
None
0.00

FENNEC PHARMACEUTICALS INC

SOLE
COM
Shares2.91M
TypeSH
Market value$17.89M
7.19%
Sole
2.91M
Shared
0.00
None
0.00

SAVARA INC

SOLE
COM
Shares3.20M
TypeSH
Market value$17.49M
7.03%
Sole
3.20M
Shared
0.00
None
0.00

VAXCYTE INC

SOLE
COM
Shares290K
TypeSH
Market value$16.85M
6.77%
Sole
290K
Shared
0.00
None
0.00

EYEPOINT PHARMACEUTICALS INC

SOLE
COM NEW
Shares1.04M
TypeSH
Market value$13.36M
5.37%
Sole
1.04M
Shared
0.00
None
0.00

X4 PHARMACEUTICALS INC

SOLE
COM NEW
Shares3.21M
TypeSH
Market value$13.28M
5.33%
Sole
3.21M
Shared
0.00
None
0.00

VOR BIOPHARMA INC

SOLE
COM NEW
Shares700K
TypeSH
Market value$12.49M
5.02%
Sole
700K
Shared
0.00
None
0.00

MEDIWOUND LTD

SOLE
SHS NEW
Shares749.05K
TypeSH
Market value$12.07M
4.85%
Sole
749.05K
Shared
0.00
None
0.00

VERASTEM INC

SOLE
COM NEW
Shares2.14M
TypeSH
Market value$11.33M
4.55%
Sole
2.14M
Shared
0.00
None
0.00

CELLDEX THERAPEUTICS INC

SOLE
COM NEW
Shares330K
TypeSH
Market value$10.47M
4.21%
Sole
330K
Shared
0.00
None
0.00

BIOCRYST PHARMACEUTICALS INC

SOLE
COM
Shares923.06K
TypeSH
Market value$8.79M
3.53%
Sole
923.06K
Shared
0.00
None
0.00

CYBIN INC

SOLE
COM NEW
Shares1.53M
TypeSH
Market value$7.35M
2.95%
Sole
1.53M
Shared
0.00
None
0.00

CG ONCOLOGY INC

SOLE
COM
Shares100K
TypeSH
Market value$6.77M
2.72%
Sole
100K
Shared
0.00
None
0.00

INSPIREMD INC

SOLE
COM
Shares3.91M
TypeSH
Market value$6.37M
2.56%
Sole
3.91M
Shared
0.00
None
0.00

ATEA PHARMACEUTICALS INC

SOLE
COM
Shares1.17M
TypeSH
Market value$6.30M
2.53%
Sole
1.17M
Shared
0.00
None
0.00

PROFOUND MEDICAL CORP

SOLE
COM NEW
Shares828.12K
TypeSH
Market value$5.37M
2.16%
Sole
828.12K
Shared
0.00
None
0.00

VIRIDIAN THERAPEUTICS INC

SOLE
COM
Shares250.40K
TypeSH
Market value$4.90M
1.97%
Sole
250.40K
Shared
0.00
None
0.00

REPLIMUNE GROUP INC

SOLE
CALL
Shares1.28M
TypeSH
Market value$2.75M
1.10%
Sole
1.28M
Shared
0.00
None
0.00

POLYPID LTD

SOLE
COM
Shares597.93K
TypeSH
Market value$2.62M
1.05%
Sole
597.93K
Shared
0.00
None
0.00

MYOMO INC

SOLE
COM NEW
Shares3.85M
TypeSH
Market value$2.60M
1.04%
Sole
3.85M
Shared
0.00
None
0.00

TALPHERA INC

SOLE
COM NEW
Shares3.35M
TypeSH
Market value$2.51M
1.01%
Sole
3.35M
Shared
0.00
None
0.00

OVID THERAPEUTICS INC

SOLE
COM
Shares1.11M
TypeSH
Market value$2.46M
0.99%
Sole
1.11M
Shared
0.00
None
0.00

DEFINIUM THERAPEUTICS INC

SOLE
COM SHS
Shares125K
TypeSH
Market value$2.36M
0.95%
Sole
125K
Shared
0.00
None
0.00

ONKURE THERAPEUTICS INC

SOLE
COM CL A
Shares443.76K
TypeSH
Market value$1.84M
0.74%
Sole
443.76K
Shared
0.00
None
0.00
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