ROCKEFELLER CAPITAL MANAGEMENT L.P.

PrivateCIK: 1739439

Location

NEW YORK, NY

4684

Positions

$56.40B

Total AUM (reported)

569.74M

Total Shares

Allocation by class

COM$25.70B45.6%

TR UNIT$1.92B3.4%

CL A$1.61B2.8%

CAP STK CL A$1.24B2.2%

COM NEW$984.69M1.7%

S&P 500 ETF SHS$834.57M1.5%

COM CL A$811.84M1.4%

Portfolio Concentration

Top 3$5.19B9.2%

4–10$7.18B12.7%

11–25$6.86B12.2%

Rest$37.18B65.9%

Top 3 weight

9.2%

Top 10 weight

21.9%

Voting Authority Distribution

Total shares with voting rights: 569.73M

Sole

Full voting authority

502.14M

% of voting shares88.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

67.59M

% of voting shares11.9%

Investment Discretion (by position count)

Sole0

Shared0

Other4684

Dominant voting typeSole · 88.1% of voting shares

Institutional Holdings4684

Rows:

STATE STR SPDR S&P 500 ETF T

DFND

TR UNIT

Shares2.95M

TypeSH

Market value$1.92B

3.40%

Sole

2.91M

Shared

0.00

None

40.53K

APPLE INC

DFND

COM

Shares6.68M

TypeSH

Market value$1.70B

3.01%

Sole

6.51M

Shared

0.00

None

171.51K

NVIDIA CORPORATION

DFND

COM

Shares9.03M

TypeSH

Market value$1.57B

2.79%

Sole

8.62M

Shared

0.00

None

414.45K

MICROSOFT CORP

DFND

COM

Shares4.03M

TypeSH

Market value$1.49B

2.65%

Sole

3.77M

Shared

0.00

None

261.72K

ALPHABET INC

DFND

CAP STK CL A

Shares4.30M

TypeSH

Market value$1.24B

2.19%

Sole

3.94M

Shared

0.00

None

357.10K

AMAZON COM INC

DFND

COM

Shares5.90M

TypeSH

Market value$1.23B

2.18%

Sole

5.52M

Shared

0.00

None

379.98K

BROADCOM INC

DFND

COM

Shares3M

TypeSH

Market value$927.45M

1.64%

Sole

2.74M

Shared

0.00

None

257.19K

VANGUARD INDEX FDS

DFND

S&P 500 ETF SHS

Shares1.40M

TypeSH

Market value$834.57M

1.48%

Sole

1.23M

Shared

0.00

None

168.53K

ISHARES TR

DFND

CORE S&P500 ETF

Shares1.15M

TypeSH

Market value$750.05M

1.33%

Sole

900.14K

Shared

0.00

None

248.12K

JPMORGAN CHASE & CO

DFND

COM

Shares2.41M

TypeSH

Market value$708.80M

1.26%

Sole

2.16M

Shared

0.00

None

245.45K

INVESCO QQQ TR

DFND

UNIT SER 1

Shares1.13M

TypeSH

Market value$652.26M

1.16%

Sole

1.06M

Shared

0.00

None

71.25K

ALPHABET INC

DFND

CAP STK CL C

Shares2.14M

TypeSH

Market value$614.53M

1.09%

Sole

2.12M

Shared

0.00

None

19.17K

META PLATFORMS INC

DFND

CL A

Shares1.05M

TypeSH

Market value$603.56M

1.07%

Sole

1.02M

Shared

0.00

None

30.16K

TIDAL TRUST III

DFND

ROCKEFELLER GLOB

Shares19.36M

TypeSH

Market value$581.74M

1.03%

Sole

19.36M

Shared

0.00

None

0.00

TIDAL TRUST III

DFND

ROCKEFELLER US S

Shares21.58M

TypeSH

Market value$536.06M

0.95%

Sole

20.32M

Shared

0.00

None

1.26M

ISHARES TR

DFND

RUS 1000 GRW ETF

Shares1.14M

TypeSH

Market value$484.72M

0.86%

Sole

969.26K

Shared

0.00

None

167.50K

ELI LILLY & CO

DFND

COM

Shares503.73K

TypeSH

Market value$463.32M

0.82%

Sole

466.47K

Shared

0.00

None

37.26K

COSTCO WHOLESALE CORPORATION

DFND

COM

Shares424.49K

TypeSH

Market value$422.98M

0.75%

Sole

360.86K

Shared

0.00

None

63.63K

VISA INC

DFND

COM CL A

Shares1.36M

TypeSH

Market value$409.70M

0.73%

Sole

1.22M

Shared

0.00

None

133.40K

SPDR GOLD TR

DFND

GOLD SHS

Shares926.83K

TypeSH

Market value$398.81M

0.71%

Sole

830.99K

Shared

0.00

None

95.84K

VANGUARD INDEX FDS

DFND

TOTAL STK MKT

Shares1.10M

TypeSH

Market value$353.89M

0.63%

Sole

1.04M

Shared

0.00

None

65.06K

EXXON MOBIL CORP

DFND

COM

Shares2.04M

TypeSH

Market value$346.69M

0.61%

Sole

1.97M

Shared

0.00

None

77.43K

GE VERNOVA INC

DFND

COM

Shares382.87K

TypeSH

Market value$334.25M

0.59%

Sole

342.27K

Shared

0.00

None

40.59K

ISHARES TR

DFND

RUS 1000 VAL ETF

Shares1.54M

TypeSH

Market value$328.79M

0.58%

Sole

1.24M

Shared

0.00

None

299.02K

HOME DEPOT INC

DFND

COM

Shares985.01K

TypeSH

Market value$323.96M

0.57%

Sole

810.93K

Shared

0.00

None

174.08K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
STATE STR SPDR S&P 500 ETF TDFND	TR UNIT	2.95M	SH	$1.92B 3.40%	2.91M	40.53K
APPLE INCDFND	COM	6.68M	SH	$1.70B 3.01%	6.51M	171.51K
NVIDIA CORPORATIONDFND	COM	9.03M	SH	$1.57B 2.79%	8.62M	414.45K
MICROSOFT CORPDFND	COM	4.03M	SH	$1.49B 2.65%	3.77M	261.72K
ALPHABET INCDFND	CAP STK CL A	4.30M	SH	$1.24B 2.19%	3.94M	357.10K
AMAZON COM INCDFND	COM	5.90M	SH	$1.23B 2.18%	5.52M	379.98K
BROADCOM INCDFND	COM	3M	SH	$927.45M 1.64%	2.74M	257.19K
VANGUARD INDEX FDSDFND	S&P 500 ETF SHS	1.40M	SH	$834.57M 1.48%	1.23M	168.53K
ISHARES TRDFND	CORE S&P500 ETF	1.15M	SH	$750.05M 1.33%	900.14K	248.12K
JPMORGAN CHASE & CODFND	COM	2.41M	SH	$708.80M 1.26%	2.16M	245.45K
INVESCO QQQ TRDFND	UNIT SER 1	1.13M	SH	$652.26M 1.16%	1.06M	71.25K
ALPHABET INCDFND	CAP STK CL C	2.14M	SH	$614.53M 1.09%	2.12M	19.17K
META PLATFORMS INCDFND	CL A	1.05M	SH	$603.56M 1.07%	1.02M	30.16K
TIDAL TRUST IIIDFND	ROCKEFELLER GLOB	19.36M	SH	$581.74M 1.03%	19.36M	0.00
TIDAL TRUST IIIDFND	ROCKEFELLER US S	21.58M	SH	$536.06M 0.95%	20.32M	1.26M
ISHARES TRDFND	RUS 1000 GRW ETF	1.14M	SH	$484.72M 0.86%	969.26K	167.50K
ELI LILLY & CODFND	COM	503.73K	SH	$463.32M 0.82%	466.47K	37.26K
COSTCO WHOLESALE CORPORATIONDFND	COM	424.49K	SH	$422.98M 0.75%	360.86K	63.63K
VISA INCDFND	COM CL A	1.36M	SH	$409.70M 0.73%	1.22M	133.40K
SPDR GOLD TRDFND	GOLD SHS	926.83K	SH	$398.81M 0.71%	830.99K	95.84K
VANGUARD INDEX FDSDFND	TOTAL STK MKT	1.10M	SH	$353.89M 0.63%	1.04M	65.06K
EXXON MOBIL CORPDFND	COM	2.04M	SH	$346.69M 0.61%	1.97M	77.43K
GE VERNOVA INCDFND	COM	382.87K	SH	$334.25M 0.59%	342.27K	40.59K
ISHARES TRDFND	RUS 1000 VAL ETF	1.54M	SH	$328.79M 0.58%	1.24M	299.02K
HOME DEPOT INCDFND	COM	985.01K	SH	$323.96M 0.57%	810.93K	174.08K

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