ROCKEFELLER CAPITAL MANAGEMENT L.P.

PrivateCIK: 1739439

Location

NEW YORK, NY

4732

Positions

$65.22B

Total AUM (reported)

598.29M

Total Shares

Allocation by class

COM$29.49B45.2%

TR UNIT$2.11B3.2%

CL A$1.88B2.9%

CAP STK CL A$1.52B2.3%

COM NEW$1.17B1.8%

S&P 500 ETF SHS$997.41M1.5%

COM CL A$960.06M1.5%

Portfolio Concentration

Top 3$6.01B9.2%

4–10$8.32B12.8%

11–25$8.25B12.6%

Rest$42.63B65.4%

Top 3 weight

9.2%

Top 10 weight

22.0%

Voting Authority Distribution

Total shares with voting rights: 598.29M

Sole

Full voting authority

523.78M

% of voting shares87.5%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

74.50M

% of voting shares12.5%

Investment Discretion (by position count)

Sole0

Shared0

Other4732

Dominant voting typeSole · 87.5% of voting shares

Institutional Holdings4732

Rows:

STATE STR SPDR S&P 500 ETF T

DFND

TR UNIT

Shares2.83M

TypeSH

Market value$2.11B

3.24%

Sole

2.79M

Shared

0.00

None

40.80K

APPLE INC

DFND

COM

Shares7.08M

TypeSH

Market value$2.05B

3.14%

Sole

6.77M

Shared

0.00

None

310.99K

NVIDIA CORPORATION

DFND

COM

Shares9.26M

TypeSH

Market value$1.85B

2.84%

Sole

8.86M

Shared

0.00

None

402K

ALPHABET INC

DFND

CAP STK CL A

Shares4.25M

TypeSH

Market value$1.52B

2.33%

Sole

3.92M

Shared

0.00

None

336.56K

MICROSOFT CORP

DFND

COM

Shares3.93M

TypeSH

Market value$1.47B

2.25%

Sole

3.71M

Shared

0.00

None

226.20K

AMAZON COM INC

DFND

COM

Shares6.09M

TypeSH

Market value$1.45B

2.22%

Sole

5.71M

Shared

0.00

None

375.46K

BROADCOM INC

DFND

COM

Shares3.02M

TypeSH

Market value$1.14B

1.75%

Sole

2.77M

Shared

0.00

None

249.96K

VANGUARD INDEX FDS

DFND

S&P 500 ETF SHS

Shares1.45M

TypeSH

Market value$997.41M

1.53%

Sole

1.28M

Shared

0.00

None

168.25K

ISHARES TR

DFND

CORE S&P500 ETF

Shares1.20M

TypeSH

Market value$901.21M

1.38%

Sole

937.13K

Shared

0.00

None

266.26K

INVESCO QQQ TR

DFND

UNIT SER 1

Shares1.15M

TypeSH

Market value$847.28M

1.30%

Sole

1.08M

Shared

0.00

None

69.28K

JPMORGAN CHASE & CO

DFND

COM

Shares2.46M

TypeSH

Market value$805.14M

1.23%

Sole

2.21M

Shared

0.00

None

248.21K

ALPHABET INC

DFND

CAP STK CL C

Shares2.19M

TypeSH

Market value$774.67M

1.19%

Sole

2.17M

Shared

0.00

None

21.27K

ELI LILLY & CO

DFND

COM

Shares559.34K

TypeSH

Market value$670.89M

1.03%

Sole

523.85K

Shared

0.00

None

35.48K

TIDAL TRUST III

DFND

ROCK GL EQUI ETF

Shares19.04M

TypeSH

Market value$666.24M

1.02%

Sole

19.01M

Shared

0.00

None

35.04K

TIDAL TRUST III

DFND

ROCK US SMAL ETF

Shares21.36M

TypeSH

Market value$617.61M

0.95%

Sole

20.08M

Shared

0.00

None

1.28M

META PLATFORMS INC

DFND

CL A

Shares1.07M

TypeSH

Market value$601.42M

0.92%

Sole

1.04M

Shared

0.00

None

28.53K

ISHARES TR

DFND

RUS 1000 GRW ETF

Shares4.61M

TypeSH

Market value$572.80M

0.88%

Sole

3.93M

Shared

0.00

None

678.44K

GE VERNOVA INC

DFND

COM

Shares420.59K

TypeSH

Market value$494.17M

0.76%

Sole

363.84K

Shared

0.00

None

56.75K

VISA INC

DFND

COM CL A

Shares1.39M

TypeSH

Market value$478.25M

0.73%

Sole

1.26M

Shared

0.00

None

136.33K

ADVANCED MICRO DEVICES INC

DFND

COM

Shares804.66K

TypeSH

Market value$467.44M

0.72%

Sole

777.59K

Shared

0.00

None

27.08K

TAIWAN SEMICONDUCTOR MANUFAC

DFND

VANGUARD INDEX FDS

DFND

TOTAL STK MKT

Shares1.15M

TypeSH

Market value$425.67M

0.65%

Sole

1.09M

Shared

0.00

None

63.98K

MICRON TECHNOLOGY INC

DFND

COM

Shares360.84K

TypeSH

Market value$416.51M

0.64%

Sole

349.57K

Shared

0.00

None

11.27K

COSTCO WHOLESALE CORPORATION

DFND

COM

Shares432.65K

TypeSH

Market value$404.73M

0.62%

Sole

367.79K

Shared

0.00

None

64.86K

CROWDSTRIKE HLDGS INC

DFND

CL A

Shares517.58K

TypeSH

Market value$394.98M

0.61%

Sole

437.92K

Shared

0.00

None

79.65K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
STATE STR SPDR S&P 500 ETF TDFND	TR UNIT	2.83M	SH	$2.11B 3.24%	2.79M	40.80K
APPLE INCDFND	COM	7.08M	SH	$2.05B 3.14%	6.77M	310.99K
NVIDIA CORPORATIONDFND	COM	9.26M	SH	$1.85B 2.84%	8.86M	402K
ALPHABET INCDFND	CAP STK CL A	4.25M	SH	$1.52B 2.33%	3.92M	336.56K
MICROSOFT CORPDFND	COM	3.93M	SH	$1.47B 2.25%	3.71M	226.20K
AMAZON COM INCDFND	COM	6.09M	SH	$1.45B 2.22%	5.71M	375.46K
BROADCOM INCDFND	COM	3.02M	SH	$1.14B 1.75%	2.77M	249.96K
VANGUARD INDEX FDSDFND	S&P 500 ETF SHS	1.45M	SH	$997.41M 1.53%	1.28M	168.25K
ISHARES TRDFND	CORE S&P500 ETF	1.20M	SH	$901.21M 1.38%	937.13K	266.26K
INVESCO QQQ TRDFND	UNIT SER 1	1.15M	SH	$847.28M 1.30%	1.08M	69.28K
JPMORGAN CHASE & CODFND	COM	2.46M	SH	$805.14M 1.23%	2.21M	248.21K
ALPHABET INCDFND	CAP STK CL C	2.19M	SH	$774.67M 1.19%	2.17M	21.27K
ELI LILLY & CODFND	COM	559.34K	SH	$670.89M 1.03%	523.85K	35.48K
TIDAL TRUST IIIDFND	ROCK GL EQUI ETF	19.04M	SH	$666.24M 1.02%	19.01M	35.04K
TIDAL TRUST IIIDFND	ROCK US SMAL ETF	21.36M	SH	$617.61M 0.95%	20.08M	1.28M
META PLATFORMS INCDFND	CL A	1.07M	SH	$601.42M 0.92%	1.04M	28.53K
ISHARES TRDFND	RUS 1000 GRW ETF	4.61M	SH	$572.80M 0.88%	3.93M	678.44K
GE VERNOVA INCDFND	COM	420.59K	SH	$494.17M 0.76%	363.84K	56.75K
VISA INCDFND	COM CL A	1.39M	SH	$478.25M 0.73%	1.26M	136.33K
ADVANCED MICRO DEVICES INCDFND	COM	804.66K	SH	$467.44M 0.72%	777.59K	27.08K
TAIWAN SEMICONDUCTOR MANUFACDFND	SPONSORED ADS	960.27K	SH	$458.93M 0.70%	937.34K	22.93K
VANGUARD INDEX FDSDFND	TOTAL STK MKT	1.15M	SH	$425.67M 0.65%	1.09M	63.98K
MICRON TECHNOLOGY INCDFND	COM	360.84K	SH	$416.51M 0.64%	349.57K	11.27K
COSTCO WHOLESALE CORPORATIONDFND	COM	432.65K	SH	$404.73M 0.62%	367.79K	64.86K
CROWDSTRIKE HLDGS INCDFND	CL A	517.58K	SH	$394.98M 0.61%	437.92K	79.65K

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