Filed: 8/13/2026ACC: 0001739439-26-000006
📋 What this filing means
ROCKEFELLER CAPITAL MANAGEMENT L.P. filed this quarterly 13F‑HR report disclosing 4732 equity positions with a total reported market value of $65.22B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
4732
Positions
$65.22B
Total AUM (reported)
598.29M
Total Shares
Allocation by class
COM$29.49B45.2%
TR UNIT$2.11B3.2%
CL A$1.88B2.9%
CAP STK CL A$1.52B2.3%
COM NEW$1.17B1.8%
S&P 500 ETF SHS$997.41M1.5%
COM CL A$960.06M1.5%
Portfolio Concentration
Top 3$6.01B9.2%
4–10$8.32B12.8%
11–25$8.25B12.6%
Rest$42.63B65.4%
Top 3 weight
9.2%
Top 10 weight
22.0%
Voting Authority Distribution
Total shares with voting rights: 598.29M
Sole
Full voting authority
523.78M
shares
% of voting shares87.5%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
74.50M
shares
% of voting shares12.5%
Investment Discretion (by position count)
Sole0
Shared0
Other4732
Dominant voting typeSole · 87.5% of voting shares
Institutional Holdings4732
Rows:
STATE STR SPDR S&P 500 ETF T
DFNDShares2.83M
TypeSH
Market value$2.11B
3.24%
Sole
2.79M
Shared
0.00
None
40.80K
APPLE INC
DFNDShares7.08M
TypeSH
Market value$2.05B
3.14%
Sole
6.77M
Shared
0.00
None
310.99K
NVIDIA CORPORATION
DFNDShares9.26M
TypeSH
Market value$1.85B
2.84%
Sole
8.86M
Shared
0.00
None
402K
ALPHABET INC
DFNDShares4.25M
TypeSH
Market value$1.52B
2.33%
Sole
3.92M
Shared
0.00
None
336.56K
MICROSOFT CORP
DFNDShares3.93M
TypeSH
Market value$1.47B
2.25%
Sole
3.71M
Shared
0.00
None
226.20K
AMAZON COM INC
DFNDShares6.09M
TypeSH
Market value$1.45B
2.22%
Sole
5.71M
Shared
0.00
None
375.46K
BROADCOM INC
DFNDShares3.02M
TypeSH
Market value$1.14B
1.75%
Sole
2.77M
Shared
0.00
None
249.96K
VANGUARD INDEX FDS
DFNDShares1.45M
TypeSH
Market value$997.41M
1.53%
Sole
1.28M
Shared
0.00
None
168.25K
ISHARES TR
DFNDShares1.20M
TypeSH
Market value$901.21M
1.38%
Sole
937.13K
Shared
0.00
None
266.26K
INVESCO QQQ TR
DFNDShares1.15M
TypeSH
Market value$847.28M
1.30%
Sole
1.08M
Shared
0.00
None
69.28K
JPMORGAN CHASE & CO
DFNDShares2.46M
TypeSH
Market value$805.14M
1.23%
Sole
2.21M
Shared
0.00
None
248.21K
ALPHABET INC
DFNDShares2.19M
TypeSH
Market value$774.67M
1.19%
Sole
2.17M
Shared
0.00
None
21.27K
ELI LILLY & CO
DFNDShares559.34K
TypeSH
Market value$670.89M
1.03%
Sole
523.85K
Shared
0.00
None
35.48K
TIDAL TRUST III
DFNDShares19.04M
TypeSH
Market value$666.24M
1.02%
Sole
19.01M
Shared
0.00
None
35.04K
TIDAL TRUST III
DFNDShares21.36M
TypeSH
Market value$617.61M
0.95%
Sole
20.08M
Shared
0.00
None
1.28M
META PLATFORMS INC
DFNDShares1.07M
TypeSH
Market value$601.42M
0.92%
Sole
1.04M
Shared
0.00
None
28.53K
ISHARES TR
DFNDShares4.61M
TypeSH
Market value$572.80M
0.88%
Sole
3.93M
Shared
0.00
None
678.44K
GE VERNOVA INC
DFNDShares420.59K
TypeSH
Market value$494.17M
0.76%
Sole
363.84K
Shared
0.00
None
56.75K
VISA INC
DFNDShares1.39M
TypeSH
Market value$478.25M
0.73%
Sole
1.26M
Shared
0.00
None
136.33K
ADVANCED MICRO DEVICES INC
DFNDShares804.66K
TypeSH
Market value$467.44M
0.72%
Sole
777.59K
Shared
0.00
None
27.08K
TAIWAN SEMICONDUCTOR MANUFAC
DFNDShares960.27K
TypeSH
Market value$458.93M
0.70%
Sole
937.34K
Shared
0.00
None
22.93K
VANGUARD INDEX FDS
DFNDShares1.15M
TypeSH
Market value$425.67M
0.65%
Sole
1.09M
Shared
0.00
None
63.98K
MICRON TECHNOLOGY INC
DFNDShares360.84K
TypeSH
Market value$416.51M
0.64%
Sole
349.57K
Shared
0.00
None
11.27K
COSTCO WHOLESALE CORPORATION
DFNDShares432.65K
TypeSH
Market value$404.73M
0.62%
Sole
367.79K
Shared
0.00
None
64.86K
CROWDSTRIKE HLDGS INC
DFNDShares517.58K
TypeSH
Market value$394.98M
0.61%
Sole
437.92K
Shared
0.00
None
79.65K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
STATE STR SPDR S&P 500 ETF TDFND | TR UNIT | 2.83M | SH | $2.11B 3.24% | 2.79M | 0.00 | 40.80K |
APPLE INCDFND | COM | 7.08M | SH | $2.05B 3.14% | 6.77M | 0.00 | 310.99K |
NVIDIA CORPORATIONDFND | COM | 9.26M | SH | $1.85B 2.84% | 8.86M | 0.00 | 402K |
ALPHABET INCDFND | CAP STK CL A | 4.25M | SH | $1.52B 2.33% | 3.92M | 0.00 | 336.56K |
MICROSOFT CORPDFND | COM | 3.93M | SH | $1.47B 2.25% | 3.71M | 0.00 | 226.20K |
AMAZON COM INCDFND | COM | 6.09M | SH | $1.45B 2.22% | 5.71M | 0.00 | 375.46K |
BROADCOM INCDFND | COM | 3.02M | SH | $1.14B 1.75% | 2.77M | 0.00 | 249.96K |
VANGUARD INDEX FDSDFND | S&P 500 ETF SHS | 1.45M | SH | $997.41M 1.53% | 1.28M | 0.00 | 168.25K |
ISHARES TRDFND | CORE S&P500 ETF | 1.20M | SH | $901.21M 1.38% | 937.13K | 0.00 | 266.26K |
INVESCO QQQ TRDFND | UNIT SER 1 | 1.15M | SH | $847.28M 1.30% | 1.08M | 0.00 | 69.28K |
JPMORGAN CHASE & CODFND | COM | 2.46M | SH | $805.14M 1.23% | 2.21M | 0.00 | 248.21K |
ALPHABET INCDFND | CAP STK CL C | 2.19M | SH | $774.67M 1.19% | 2.17M | 0.00 | 21.27K |
ELI LILLY & CODFND | COM | 559.34K | SH | $670.89M 1.03% | 523.85K | 0.00 | 35.48K |
TIDAL TRUST IIIDFND | ROCK GL EQUI ETF | 19.04M | SH | $666.24M 1.02% | 19.01M | 0.00 | 35.04K |
TIDAL TRUST IIIDFND | ROCK US SMAL ETF | 21.36M | SH | $617.61M 0.95% | 20.08M | 0.00 | 1.28M |
META PLATFORMS INCDFND | CL A | 1.07M | SH | $601.42M 0.92% | 1.04M | 0.00 | 28.53K |
ISHARES TRDFND | RUS 1000 GRW ETF | 4.61M | SH | $572.80M 0.88% | 3.93M | 0.00 | 678.44K |
GE VERNOVA INCDFND | COM | 420.59K | SH | $494.17M 0.76% | 363.84K | 0.00 | 56.75K |
VISA INCDFND | COM CL A | 1.39M | SH | $478.25M 0.73% | 1.26M | 0.00 | 136.33K |
ADVANCED MICRO DEVICES INCDFND | COM | 804.66K | SH | $467.44M 0.72% | 777.59K | 0.00 | 27.08K |
TAIWAN SEMICONDUCTOR MANUFACDFND | SPONSORED ADS | 960.27K | SH | $458.93M 0.70% | 937.34K | 0.00 | 22.93K |
VANGUARD INDEX FDSDFND | TOTAL STK MKT | 1.15M | SH | $425.67M 0.65% | 1.09M | 0.00 | 63.98K |
MICRON TECHNOLOGY INCDFND | COM | 360.84K | SH | $416.51M 0.64% | 349.57K | 0.00 | 11.27K |
COSTCO WHOLESALE CORPORATIONDFND | COM | 432.65K | SH | $404.73M 0.62% | 367.79K | 0.00 | 64.86K |
CROWDSTRIKE HLDGS INCDFND | CL A | 517.58K | SH | $394.98M 0.61% | 437.92K | 0.00 | 79.65K |
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