ROCKEFELLER CAPITAL MANAGEMENT L.P.

PrivateCIK: 1739439
Location

NEW YORK, NY

📋 What this filing means

ROCKEFELLER CAPITAL MANAGEMENT L.P. filed this quarterly 13F‑HR report disclosing 4673 equity positions with a total reported market value of $55.55B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

4673
Positions
$55.55B
Total AUM (reported)
698.15M
Total Shares

Allocation by class

TOTAL AUM$55.55B4673 positions
COM$25.35B45.6%
TR UNIT$1.94B3.5%
CL A$1.80B3.2%
CAP STK CL A$1.33B2.4%
COM NEW$966.70M1.7%
S&P 500 ETF SHS$863.47M1.6%
COM CL A$844.51M1.5%

Portfolio Concentration

Top 310.1%4–1013.7%11–2512.6%Rest63.7%TOP 1023.8%0%100%
Top 3$5.62B10.1%
4–10$7.59B13.7%
11–25$6.97B12.6%
Rest$35.37B63.7%

Top 3 weight

10.1%

Top 10 weight

23.8%

Voting Authority Distribution

Total shares with voting rights: 698.15M

Sole

Full voting authority

698.08M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

65.51K

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole0
Shared0
Other4673
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings4673
Rows:

SPDR S&P 500 ETF TR

DFND
TR UNIT
Shares7.70M
TypeSH
Market value$1.94B
3.48%
Sole
7.70M
Shared
0.00
None
0.00

MICROSOFT CORP

DFND
COM
Shares8.09M
TypeSH
Market value$1.91B
3.44%
Sole
8.09M
Shared
0.00
None
2.16K

APPLE INC

DFND
COM
Shares10.27M
TypeSH
Market value$1.77B
3.19%
Sole
10.27M
Shared
0.00
None
3.25K

NVIDIA CORPORATION

DFND
COM
Shares9.36M
TypeSH
Market value$1.62B
2.91%
Sole
9.36M
Shared
0.00
None
0.00

ALPHABET INC

DFND
CAP STK CL A
Shares4.32M
TypeSH
Market value$1.33B
2.40%
Sole
4.32M
Shared
0.00
None
2.34K

AMAZON COM INC

DFND
COM
Shares9.95M
TypeSH
Market value$1.29B
2.33%
Sole
9.94M
Shared
0.00
None
3.20K

BROADCOM INC

DFND
COM
Shares3.11M
TypeSH
Market value$988.12M
1.78%
Sole
3.11M
Shared
0.00
None
0.00

VANGUARD INDEX FDS

DFND
S&P 500 ETF SHS
Shares7.96M
TypeSH
Market value$863.47M
1.55%
Sole
7.96M
Shared
0.00
None
0.00

JPMORGAN CHASE & CO.

DFND
COM
Shares4.23M
TypeSH
Market value$749.20M
1.35%
Sole
4.23M
Shared
0.00
None
639.00

ISHARES TR

DFND
CORE S&P500 ETF
Shares1.08M
TypeSH
Market value$741.43M
1.33%
Sole
1.08M
Shared
0.00
None
0.00

INVESCO QQQ TR

DFND
UNIT SER 1
Shares2.17M
TypeSH
Market value$709.58M
1.28%
Sole
2.17M
Shared
0.00
None
0.00

META PLATFORMS INC

DFND
CL A
Shares5.52M
TypeSH
Market value$681.36M
1.23%
Sole
5.52M
Shared
0.00
None
940.00

ALPHABET INC

DFND
CAP STK CL C
Shares7.56M
TypeSH
Market value$678.03M
1.22%
Sole
7.56M
Shared
0.00
None
1.08K

TIDAL TRUST III

DFND
ROCKEFELLER GLOB
Shares20.29M
TypeSH
Market value$622.07M
1.12%
Sole
20.29M
Shared
0.00
None
0.00

TIDAL TRUST III

DFND
ROCKEFELLER US S
Shares20.69M
TypeSH
Market value$522.53M
0.94%
Sole
20.69M
Shared
0.00
None
0.00

ISHARES TR

DFND
RUS 1000 GRW ETF
Shares1.07M
TypeSH
Market value$508.75M
0.92%
Sole
1.07M
Shared
0.00
None
0.00

ELI LILLY & CO

DFND
COM
Shares458.92K
TypeSH
Market value$490.97M
0.88%
Sole
458.92K
Shared
0.00
None
0.00

VISA INC

DFND
COM CL A
Shares5.03M
TypeSH
Market value$486.26M
0.88%
Sole
5.03M
Shared
0.00
None
499.00

SPDR GOLD TR

DFND
GOLD SHS
Shares938.15K
TypeSH
Market value$372.01M
0.67%
Sole
938.15K
Shared
0.00
None
0.00

VANGUARD INDEX FDS

DFND
TOTAL STK MKT
Shares1.07M
TypeSH
Market value$358.29M
0.65%
Sole
1.07M
Shared
0.00
None
0.00

COSTCO WHSL CORP NEW

DFND
COM
Shares1.91M
TypeSH
Market value$340.13M
0.61%
Sole
1.91M
Shared
0.00
None
0.00

HOME DEPOT INC

DFND
COM
Shares2.64M
TypeSH
Market value$318.10M
0.57%
Sole
2.64M
Shared
0.00
None
3.08K

ISHARES TR

DFND
RUS 1000 VAL ETF
Shares1.44M
TypeSH
Market value$302.95M
0.55%
Sole
1.44M
Shared
0.00
None
0.00

VANGUARD TAX-MANAGED FDS

DFND
VAN FTSE DEV MKT
Shares5.49M
TypeSH
Market value$291.66M
0.53%
Sole
5.49M
Shared
0.00
None
0.00

VANGUARD INDEX FDS

DFND
GROWTH ETF
Shares592.83K
TypeSH
Market value$289.59M
0.52%
Sole
592.83K
Shared
0.00
None
0.00
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