Filed: 2/14/2024ACC: 0001739439-24-000002
📋 What this filing means
ROCKEFELLER CAPITAL MANAGEMENT L.P. filed this quarterly 13F‑HR report disclosing 1532 equity positions with a total reported market value of $29.93B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1532
Positions
$29.93B
Total AUM (reported)
350.02M
Total Shares
Allocation by class
COM$15.92B53.2%
TR UNIT$1.02B3.4%
CL A$946.66M3.2%
SHS$623.22M2.1%
COM NEW$602.83M2.0%
COM CL A$443.23M1.5%
CAP STK CL A$434.31M1.5%
Portfolio Concentration
Top 3$3.27B10.9%
4–10$2.85B9.5%
11–25$3.52B11.8%
Rest$20.29B67.8%
Top 3 weight
10.9%
Top 10 weight
20.4%
Voting Authority Distribution
Total shares with voting rights: 350.02M
Sole
Full voting authority
331.54M
shares
% of voting shares94.7%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
18.47M
shares
% of voting shares5.3%
Investment Discretion (by position count)
Sole0
Shared0
Other1532
Dominant voting typeSole · 94.7% of voting shares
Institutional Holdings1532
Rows:
APPLE INC
DFNDShares5.95M
TypeSH
Market value$1.15B
3.83%
Sole
5.63M
Shared
0.00
None
320.03K
MICROSOFT CORP
DFNDShares2.94M
TypeSH
Market value$1.10B
3.69%
Sole
2.62M
Shared
0.00
None
322.21K
SPDR S&P 500 ETF TR
DFNDShares2.14M
TypeSH
Market value$1.02B
3.40%
Sole
1.95M
Shared
0.00
None
196.57K
AMAZON COM INC
DFNDShares4.38M
TypeSH
Market value$665.94M
2.23%
Sole
3.96M
Shared
0.00
None
422.63K
ALPHABET INC
DFNDShares3.11M
TypeSH
Market value$434.31M
1.45%
Sole
3.08M
Shared
0.00
None
25.14K
NVIDIA CORPORATION
DFNDShares769.51K
TypeSH
Market value$381.08M
1.27%
Sole
769.48K
Shared
0.00
None
27.00
META PLATFORMS INC
DFNDShares1.03M
TypeSH
Market value$363.32M
1.21%
Sole
722.52K
Shared
0.00
None
303.92K
VANGUARD INDEX FDS
DFNDShares808.95K
TypeSH
Market value$353.35M
1.18%
Sole
775.04K
Shared
0.00
None
33.91K
INVESCO QQQ TR
DFNDShares852.12K
TypeSH
Market value$348.96M
1.17%
Sole
851.17K
Shared
0.00
None
944.00
JPMORGAN CHASE & CO
DFNDShares1.79M
TypeSH
Market value$303.80M
1.02%
Sole
1.69M
Shared
0.00
None
96.18K
ELI LILLY & CO
DFNDShares516.36K
TypeSH
Market value$301.00M
1.01%
Sole
392.13K
Shared
0.00
None
124.23K
VISA INC
DFNDShares1.14M
TypeSH
Market value$297.52M
0.99%
Sole
957.53K
Shared
0.00
None
185.25K
ISHARES TR
DFNDShares586.46K
TypeSH
Market value$280.11M
0.94%
Sole
583.76K
Shared
0.00
None
2.70K
ALPHABET INC
DFNDShares1.93M
TypeSH
Market value$272.14M
0.91%
Sole
1.86M
Shared
0.00
None
74.75K
BROADCOM INC
DFNDShares241.72K
TypeSH
Market value$269.82M
0.90%
Sole
237.57K
Shared
0.00
None
4.15K
ORACLE CORP
DFNDShares2.52M
TypeSH
Market value$266.13M
0.89%
Sole
2.52M
Shared
0.00
None
1.02K
ISHARES TR
DFNDShares763.88K
TypeSH
Market value$231.59M
0.77%
Sole
763.88K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares1.31M
TypeSH
Market value$215.76M
0.72%
Sole
1.30M
Shared
0.00
None
10.22K
SHELL PLC
DFNDShares3.25M
TypeSH
Market value$214.10M
0.72%
Sole
2.53M
Shared
0.00
None
719.22K
COSTCO WHSL CORP NEW
DFNDShares314.73K
TypeSH
Market value$207.75M
0.69%
Sole
314.41K
Shared
0.00
None
321.00
HOME DEPOT INC
DFNDShares574.30K
TypeSH
Market value$199.03M
0.67%
Sole
557.22K
Shared
0.00
None
17.08K
REINSURANCE GRP OF AMERICA I
DFNDShares1.23M
TypeSH
Market value$198.44M
0.66%
Sole
760.03K
Shared
0.00
None
466.54K
VANGUARD INTL EQUITY INDEX F
DFNDShares1.86M
TypeSH
Market value$191.10M
0.64%
Sole
1.84M
Shared
0.00
None
21.07K
ADVANCED MICRO DEVICES INC
DFNDShares1.28M
TypeSH
Market value$188.93M
0.63%
Sole
930.18K
Shared
0.00
None
351.47K
UNITEDHEALTH GROUP INC
DFNDShares356.75K
TypeSH
Market value$187.82M
0.63%
Sole
349.40K
Shared
0.00
None
7.35K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCDFND | COM | 5.95M | SH | $1.15B 3.83% | 5.63M | 0.00 | 320.03K |
MICROSOFT CORPDFND | COM | 2.94M | SH | $1.10B 3.69% | 2.62M | 0.00 | 322.21K |
SPDR S&P 500 ETF TRDFND | TR UNIT | 2.14M | SH | $1.02B 3.40% | 1.95M | 0.00 | 196.57K |
AMAZON COM INCDFND | COM | 4.38M | SH | $665.94M 2.23% | 3.96M | 0.00 | 422.63K |
ALPHABET INCDFND | CAP STK CL A | 3.11M | SH | $434.31M 1.45% | 3.08M | 0.00 | 25.14K |
NVIDIA CORPORATIONDFND | COM | 769.51K | SH | $381.08M 1.27% | 769.48K | 0.00 | 27.00 |
META PLATFORMS INCDFND | CL A | 1.03M | SH | $363.32M 1.21% | 722.52K | 0.00 | 303.92K |
VANGUARD INDEX FDSDFND | S&P 500 ETF SHS | 808.95K | SH | $353.35M 1.18% | 775.04K | 0.00 | 33.91K |
INVESCO QQQ TRDFND | UNIT SER 1 | 852.12K | SH | $348.96M 1.17% | 851.17K | 0.00 | 944.00 |
JPMORGAN CHASE & CODFND | COM | 1.79M | SH | $303.80M 1.02% | 1.69M | 0.00 | 96.18K |
ELI LILLY & CODFND | COM | 516.36K | SH | $301.00M 1.01% | 392.13K | 0.00 | 124.23K |
VISA INCDFND | COM CL A | 1.14M | SH | $297.52M 0.99% | 957.53K | 0.00 | 185.25K |
ISHARES TRDFND | CORE S&P500 ETF | 586.46K | SH | $280.11M 0.94% | 583.76K | 0.00 | 2.70K |
ALPHABET INCDFND | CAP STK CL C | 1.93M | SH | $272.14M 0.91% | 1.86M | 0.00 | 74.75K |
BROADCOM INCDFND | COM | 241.72K | SH | $269.82M 0.90% | 237.57K | 0.00 | 4.15K |
ORACLE CORPDFND | COM | 2.52M | SH | $266.13M 0.89% | 2.52M | 0.00 | 1.02K |
ISHARES TRDFND | RUS 1000 GRW ETF | 763.88K | SH | $231.59M 0.77% | 763.88K | 0.00 | 0.00 |
ISHARES TRDFND | RUS 1000 VAL ETF | 1.31M | SH | $215.76M 0.72% | 1.30M | 0.00 | 10.22K |
SHELL PLCDFND | SPON ADS | 3.25M | SH | $214.10M 0.72% | 2.53M | 0.00 | 719.22K |
COSTCO WHSL CORP NEWDFND | COM | 314.73K | SH | $207.75M 0.69% | 314.41K | 0.00 | 321.00 |
HOME DEPOT INCDFND | COM | 574.30K | SH | $199.03M 0.67% | 557.22K | 0.00 | 17.08K |
REINSURANCE GRP OF AMERICA IDFND | COM NEW | 1.23M | SH | $198.44M 0.66% | 760.03K | 0.00 | 466.54K |
VANGUARD INTL EQUITY INDEX FDFND | TT WRLD ST ETF | 1.86M | SH | $191.10M 0.64% | 1.84M | 0.00 | 21.07K |
ADVANCED MICRO DEVICES INCDFND | COM | 1.28M | SH | $188.93M 0.63% | 930.18K | 0.00 | 351.47K |
UNITEDHEALTH GROUP INCDFND | COM | 356.75K | SH | $187.82M 0.63% | 349.40K | 0.00 | 7.35K |
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