Filed: 11/14/2023ACC: 0001739439-23-000023
📋 What this filing means
ROCKEFELLER CAPITAL MANAGEMENT L.P. filed this quarterly 13F‑HR report disclosing 1484 equity positions with a total reported market value of $25.93B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1484
Positions
$25.93B
Total AUM (reported)
338.89M
Total Shares
Allocation by class
COM$13.79B53.2%
TR UNIT$908.02M3.5%
CL A$807.68M3.1%
SHS$535.20M2.1%
COM NEW$465.08M1.8%
COM CL A$400.07M1.5%
CAP STK CL A$391.72M1.5%
Portfolio Concentration
Top 3$2.81B10.9%
4–10$2.44B9.4%
11–25$3.04B11.7%
Rest$17.63B68.0%
Top 3 weight
10.9%
Top 10 weight
20.3%
Voting Authority Distribution
Total shares with voting rights: 338.89M
Sole
Full voting authority
319.89M
shares
% of voting shares94.4%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
19.01M
shares
% of voting shares5.6%
Investment Discretion (by position count)
Sole0
Shared0
Other1484
Dominant voting typeSole · 94.4% of voting shares
Institutional Holdings1484
Rows:
APPLE INC
DFNDShares5.73M
TypeSH
Market value$981.07M
3.78%
Sole
5.39M
Shared
0.00
None
335.07K
MICROSOFT CORP
DFNDShares2.93M
TypeSH
Market value$924.38M
3.57%
Sole
2.59M
Shared
0.00
None
337K
SPDR S&P 500 ETF TR
DFNDShares2.12M
TypeSH
Market value$907.65M
3.50%
Sole
1.92M
Shared
0.00
None
200.66K
AMAZON COM INC
DFNDShares4.29M
TypeSH
Market value$544.86M
2.10%
Sole
3.85M
Shared
0.00
None
435.24K
ALPHABET INC
DFNDShares2.99M
TypeSH
Market value$391.72M
1.51%
Sole
2.97M
Shared
0.00
None
24.27K
META PLATFORMS INC
DFNDShares1.19M
TypeSH
Market value$356.54M
1.38%
Sole
850.58K
Shared
0.00
None
337.06K
NVIDIA CORPORATION
DFNDShares749.19K
TypeSH
Market value$325.89M
1.26%
Sole
749.16K
Shared
0.00
None
27.00
INVESCO QQQ TR
DFNDShares795.34K
TypeSH
Market value$284.95M
1.10%
Sole
794.39K
Shared
0.00
None
944.00
ELI LILLY & CO
DFNDShares509.60K
TypeSH
Market value$273.73M
1.06%
Sole
381.38K
Shared
0.00
None
128.22K
JPMORGAN CHASE & CO
DFNDShares1.84M
TypeSH
Market value$266.25M
1.03%
Sole
1.74M
Shared
0.00
None
96.18K
VISA INC
DFNDShares1.14M
TypeSH
Market value$261.59M
1.01%
Sole
944.90K
Shared
0.00
None
192.21K
ALPHABET INC
DFNDShares1.94M
TypeSH
Market value$255.73M
0.99%
Sole
1.86M
Shared
0.00
None
79.03K
VANGUARD INDEX FDS
DFNDShares627.29K
TypeSH
Market value$246.34M
0.95%
Sole
585.52K
Shared
0.00
None
41.77K
ISHARES TR
DFNDShares543.06K
TypeSH
Market value$233.21M
0.90%
Sole
538.18K
Shared
0.00
None
4.88K
ORACLE CORP
DFNDShares2M
TypeSH
Market value$211.73M
0.82%
Sole
2M
Shared
0.00
None
1.02K
ISHARES TR
DFNDShares795.27K
TypeSH
Market value$211.53M
0.82%
Sole
795.27K
Shared
0.00
None
0.00
SHELL PLC
DFNDShares3.12M
TypeSH
Market value$200.71M
0.77%
Sole
2.37M
Shared
0.00
None
746.79K
ISHARES TR
DFNDShares1.30M
TypeSH
Market value$197.82M
0.76%
Sole
1.29M
Shared
0.00
None
10.22K
BROADCOM INC
DFNDShares237.88K
TypeSH
Market value$197.60M
0.76%
Sole
235.42K
Shared
0.00
None
2.46K
CHEVRON CORP NEW
DFNDShares1.15M
TypeSH
Market value$193.34M
0.75%
Sole
977.50K
Shared
0.00
None
169.13K
UNITEDHEALTH GROUP INC
DFNDShares343.36K
TypeSH
Market value$173.12M
0.67%
Sole
335.75K
Shared
0.00
None
7.61K
COSTCO WHSL CORP NEW
DFNDShares300.95K
TypeSH
Market value$170.03M
0.66%
Sole
300.63K
Shared
0.00
None
322.00
REINSURANCE GRP OF AMERICA I
DFNDShares1.16M
TypeSH
Market value$168.22M
0.65%
Sole
675.53K
Shared
0.00
None
483.11K
HOME DEPOT INC
DFNDShares547.53K
TypeSH
Market value$165.41M
0.64%
Sole
530.29K
Shared
0.00
None
17.24K
VANGUARD INTL EQUITY INDEX F
DFNDShares1.62M
TypeSH
Market value$150.77M
0.58%
Sole
1.60M
Shared
0.00
None
21.65K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCDFND | COM | 5.73M | SH | $981.07M 3.78% | 5.39M | 0.00 | 335.07K |
MICROSOFT CORPDFND | COM | 2.93M | SH | $924.38M 3.57% | 2.59M | 0.00 | 337K |
SPDR S&P 500 ETF TRDFND | TR UNIT | 2.12M | SH | $907.65M 3.50% | 1.92M | 0.00 | 200.66K |
AMAZON COM INCDFND | COM | 4.29M | SH | $544.86M 2.10% | 3.85M | 0.00 | 435.24K |
ALPHABET INCDFND | CAP STK CL A | 2.99M | SH | $391.72M 1.51% | 2.97M | 0.00 | 24.27K |
META PLATFORMS INCDFND | CL A | 1.19M | SH | $356.54M 1.38% | 850.58K | 0.00 | 337.06K |
NVIDIA CORPORATIONDFND | COM | 749.19K | SH | $325.89M 1.26% | 749.16K | 0.00 | 27.00 |
INVESCO QQQ TRDFND | UNIT SER 1 | 795.34K | SH | $284.95M 1.10% | 794.39K | 0.00 | 944.00 |
ELI LILLY & CODFND | COM | 509.60K | SH | $273.73M 1.06% | 381.38K | 0.00 | 128.22K |
JPMORGAN CHASE & CODFND | COM | 1.84M | SH | $266.25M 1.03% | 1.74M | 0.00 | 96.18K |
VISA INCDFND | COM CL A | 1.14M | SH | $261.59M 1.01% | 944.90K | 0.00 | 192.21K |
ALPHABET INCDFND | CAP STK CL C | 1.94M | SH | $255.73M 0.99% | 1.86M | 0.00 | 79.03K |
VANGUARD INDEX FDSDFND | S&P 500 ETF SHS | 627.29K | SH | $246.34M 0.95% | 585.52K | 0.00 | 41.77K |
ISHARES TRDFND | CORE S&P500 ETF | 543.06K | SH | $233.21M 0.90% | 538.18K | 0.00 | 4.88K |
ORACLE CORPDFND | COM | 2M | SH | $211.73M 0.82% | 2M | 0.00 | 1.02K |
ISHARES TRDFND | RUS 1000 GRW ETF | 795.27K | SH | $211.53M 0.82% | 795.27K | 0.00 | 0.00 |
SHELL PLCDFND | SPON ADS | 3.12M | SH | $200.71M 0.77% | 2.37M | 0.00 | 746.79K |
ISHARES TRDFND | RUS 1000 VAL ETF | 1.30M | SH | $197.82M 0.76% | 1.29M | 0.00 | 10.22K |
BROADCOM INCDFND | COM | 237.88K | SH | $197.60M 0.76% | 235.42K | 0.00 | 2.46K |
CHEVRON CORP NEWDFND | COM | 1.15M | SH | $193.34M 0.75% | 977.50K | 0.00 | 169.13K |
UNITEDHEALTH GROUP INCDFND | COM | 343.36K | SH | $173.12M 0.67% | 335.75K | 0.00 | 7.61K |
COSTCO WHSL CORP NEWDFND | COM | 300.95K | SH | $170.03M 0.66% | 300.63K | 0.00 | 322.00 |
REINSURANCE GRP OF AMERICA IDFND | COM NEW | 1.16M | SH | $168.22M 0.65% | 675.53K | 0.00 | 483.11K |
HOME DEPOT INCDFND | COM | 547.53K | SH | $165.41M 0.64% | 530.29K | 0.00 | 17.24K |
VANGUARD INTL EQUITY INDEX FDFND | TT WRLD ST ETF | 1.62M | SH | $150.77M 0.58% | 1.60M | 0.00 | 21.65K |
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