Filed: 8/14/2023ACC: 0001739439-23-000017
📋 What this filing means
ROCKEFELLER CAPITAL MANAGEMENT L.P. filed this quarterly 13F‑HR report disclosing 1805 equity positions with a total reported market value of $25.82B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1805
Positions
$25.82B
Total AUM (reported)
329.29M
Total Shares
Allocation by class
COM$13.89B53.8%
TR UNIT$867.34M3.4%
CL A$784.05M3.0%
SHS$550.45M2.1%
COM NEW$498.71M1.9%
COM CL A$427.82M1.7%
CAP STK CL A$345.16M1.3%
Portfolio Concentration
Top 3$2.92B11.3%
4–10$2.32B9.0%
11–25$2.79B10.8%
Rest$17.79B68.9%
Top 3 weight
11.3%
Top 10 weight
20.3%
Voting Authority Distribution
Total shares with voting rights: 329.29M
Sole
Full voting authority
307.31M
shares
% of voting shares93.3%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
21.98M
shares
% of voting shares6.7%
Investment Discretion (by position count)
Sole0
Shared0
Other1805
Dominant voting typeSole · 93.3% of voting shares
Institutional Holdings1805
Rows:
APPLE INC
DFNDShares5.51M
TypeSH
Market value$1.07B
4.13%
Sole
5.12M
Shared
0.00
None
386.23K
MICROSOFT CORP
DFNDShares2.92M
TypeSH
Market value$986.92M
3.82%
Sole
2.51M
Shared
0.00
None
409.67K
SPDR S&P 500 ETF TR
DFNDShares1.96M
TypeSH
Market value$866.84M
3.36%
Sole
1.75M
Shared
0.00
None
212.92K
AMAZON COM INC
DFNDShares4.10M
TypeSH
Market value$532.82M
2.06%
Sole
3.62M
Shared
0.00
None
485.13K
ALPHABET INC
DFNDShares2.89M
TypeSH
Market value$345.16M
1.34%
Sole
2.87M
Shared
0.00
None
26.70K
META PLATFORMS INC
DFNDShares1.14M
TypeSH
Market value$324.43M
1.26%
Sole
757.04K
Shared
0.00
None
379.48K
NVIDIA CORPORATION
DFNDShares719K
TypeSH
Market value$304.05M
1.18%
Sole
718.81K
Shared
0.00
None
187.00
INVESCO QQQ TR
DFNDShares761.34K
TypeSH
Market value$281.26M
1.09%
Sole
760.40K
Shared
0.00
None
944.00
VISA INC
DFNDShares1.17M
TypeSH
Market value$276.90M
1.07%
Sole
919.11K
Shared
0.00
None
254.14K
LILLY ELI & CO
DFNDShares541.67K
TypeSH
Market value$253.90M
0.98%
Sole
386.14K
Shared
0.00
None
155.53K
JPMORGAN CHASE & CO
DFNDShares1.75M
TypeSH
Market value$253.54M
0.98%
Sole
1.63M
Shared
0.00
None
115.99K
ALPHABET INC
DFNDShares1.93M
TypeSH
Market value$232.43M
0.90%
Sole
1.83M
Shared
0.00
None
106.67K
VANGUARD INDEX FDS
DFNDShares557.85K
TypeSH
Market value$227.17M
0.88%
Sole
491.38K
Shared
0.00
None
66.47K
ISHARES TR
DFNDShares784.80K
TypeSH
Market value$215.96M
0.84%
Sole
784.80K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares450.23K
TypeSH
Market value$200.67M
0.78%
Sole
441.17K
Shared
0.00
None
9.05K
BROADCOM INC
DFNDShares223.45K
TypeSH
Market value$193.56M
0.75%
Sole
217.40K
Shared
0.00
None
6.05K
ISHARES TR
DFNDShares1.22M
TypeSH
Market value$193.19M
0.75%
Sole
1.21M
Shared
0.00
None
10.22K
CHEVRON CORP NEW
DFNDShares1.11M
TypeSH
Market value$172.77M
0.67%
Sole
891.34K
Shared
0.00
None
214.64K
DISCOVER FINL SVCS
DFNDShares1.44M
TypeSH
Market value$167.83M
0.65%
Sole
747.59K
Shared
0.00
None
696.55K
HOME DEPOT INC
DFNDShares529.67K
TypeSH
Market value$162.13M
0.63%
Sole
512.25K
Shared
0.00
None
17.41K
UNITEDHEALTH GROUP INC
DFNDShares336.43K
TypeSH
Market value$161.68M
0.63%
Sole
328.82K
Shared
0.00
None
7.61K
REINSURANCE GRP OF AMERICA I
DFNDShares1.15M
TypeSH
Market value$159.89M
0.62%
Sole
628.16K
Shared
0.00
None
524.71K
SHELL PLC
DFNDShares2.63M
TypeSH
Market value$158.74M
0.61%
Sole
1.80M
Shared
0.00
None
834.81K
COSTCO WHSL CORP NEW
DFNDShares284.41K
TypeSH
Market value$152.64M
0.59%
Sole
284.04K
Shared
0.00
None
374.00
ISHARES TR
DFNDShares1.94M
TypeSH
Market value$139.65M
0.54%
Sole
1.42M
Shared
0.00
None
514.43K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCDFND | COM | 5.51M | SH | $1.07B 4.13% | 5.12M | 0.00 | 386.23K |
MICROSOFT CORPDFND | COM | 2.92M | SH | $986.92M 3.82% | 2.51M | 0.00 | 409.67K |
SPDR S&P 500 ETF TRDFND | TR UNIT | 1.96M | SH | $866.84M 3.36% | 1.75M | 0.00 | 212.92K |
AMAZON COM INCDFND | COM | 4.10M | SH | $532.82M 2.06% | 3.62M | 0.00 | 485.13K |
ALPHABET INCDFND | CAP STK CL A | 2.89M | SH | $345.16M 1.34% | 2.87M | 0.00 | 26.70K |
META PLATFORMS INCDFND | CL A | 1.14M | SH | $324.43M 1.26% | 757.04K | 0.00 | 379.48K |
NVIDIA CORPORATIONDFND | COM | 719K | SH | $304.05M 1.18% | 718.81K | 0.00 | 187.00 |
INVESCO QQQ TRDFND | UNIT SER 1 | 761.34K | SH | $281.26M 1.09% | 760.40K | 0.00 | 944.00 |
VISA INCDFND | COM CL A | 1.17M | SH | $276.90M 1.07% | 919.11K | 0.00 | 254.14K |
LILLY ELI & CODFND | COM | 541.67K | SH | $253.90M 0.98% | 386.14K | 0.00 | 155.53K |
JPMORGAN CHASE & CODFND | COM | 1.75M | SH | $253.54M 0.98% | 1.63M | 0.00 | 115.99K |
ALPHABET INCDFND | CAP STK CL C | 1.93M | SH | $232.43M 0.90% | 1.83M | 0.00 | 106.67K |
VANGUARD INDEX FDSDFND | S&P 500 ETF SHS | 557.85K | SH | $227.17M 0.88% | 491.38K | 0.00 | 66.47K |
ISHARES TRDFND | RUS 1000 GRW ETF | 784.80K | SH | $215.96M 0.84% | 784.80K | 0.00 | 0.00 |
ISHARES TRDFND | CORE S&P500 ETF | 450.23K | SH | $200.67M 0.78% | 441.17K | 0.00 | 9.05K |
BROADCOM INCDFND | COM | 223.45K | SH | $193.56M 0.75% | 217.40K | 0.00 | 6.05K |
ISHARES TRDFND | RUS 1000 VAL ETF | 1.22M | SH | $193.19M 0.75% | 1.21M | 0.00 | 10.22K |
CHEVRON CORP NEWDFND | COM | 1.11M | SH | $172.77M 0.67% | 891.34K | 0.00 | 214.64K |
DISCOVER FINL SVCSDFND | COM | 1.44M | SH | $167.83M 0.65% | 747.59K | 0.00 | 696.55K |
HOME DEPOT INCDFND | COM | 529.67K | SH | $162.13M 0.63% | 512.25K | 0.00 | 17.41K |
UNITEDHEALTH GROUP INCDFND | COM | 336.43K | SH | $161.68M 0.63% | 328.82K | 0.00 | 7.61K |
REINSURANCE GRP OF AMERICA IDFND | COM NEW | 1.15M | SH | $159.89M 0.62% | 628.16K | 0.00 | 524.71K |
SHELL PLCDFND | SPON ADS | 2.63M | SH | $158.74M 0.61% | 1.80M | 0.00 | 834.81K |
COSTCO WHSL CORP NEWDFND | COM | 284.41K | SH | $152.64M 0.59% | 284.04K | 0.00 | 374.00 |
ISHARES TRDFND | MSCI EAFE ETF | 1.94M | SH | $139.65M 0.54% | 1.42M | 0.00 | 514.43K |
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