Filed: 5/16/2023ACC: 0001739439-23-000013
📋 What this filing means
ROCKEFELLER CAPITAL MANAGEMENT L.P. filed this quarterly 13F‑HR report disclosing 1971 equity positions with a total reported market value of $23.25M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1971
Positions
$23.25M
Total AUM (reported)
319.51M
Total Shares
Allocation by class
COM$13.01M56.0%
CL A$720.4K3.1%
SHS$586.6K2.5%
TR UNIT$478.3K2.1%
COM NEW$452.5K1.9%
COM CL A$415.6K1.8%
CAP STK CL A$302.8K1.3%
Portfolio Concentration
Top 3$2.29M9.9%
4–10$1.93M8.3%
11–25$2.50M10.8%
Rest$16.53M71.1%
Top 3 weight
9.9%
Top 10 weight
18.2%
Voting Authority Distribution
Total shares with voting rights: 319.51M
Sole
Full voting authority
293.55M
shares
% of voting shares91.9%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
25.96M
shares
% of voting shares8.1%
Investment Discretion (by position count)
Sole0
Shared0
Other1971
Dominant voting typeSole · 91.9% of voting shares
Institutional Holdings1971
Rows:
MICROSOFT CORP
DFNDShares3.17M
TypeSH
Market value$914.8K
3.93%
Sole
2.68M
Shared
0.00
None
490.18K
APPLE INC
DFNDShares5.46M
TypeSH
Market value$900.3K
3.87%
Sole
5.07M
Shared
0.00
None
393.09K
SPDR S&P 500 ETF TR
DFNDShares1.17M
TypeSH
Market value$477.9K
2.06%
Sole
846.41K
Shared
0.00
None
320.88K
AMAZON COM INC
DFNDShares4.11M
TypeSH
Market value$424.5K
1.83%
Sole
3.67M
Shared
0.00
None
437.88K
ALPHABET INC
DFNDShares2.92M
TypeSH
Market value$302.8K
1.30%
Sole
2.89M
Shared
0.00
None
27.52K
VISA INC
DFNDShares1.27M
TypeSH
Market value$286.2K
1.23%
Sole
1.01M
Shared
0.00
None
258.37K
META PLATFORMS INC
DFNDShares1.32M
TypeSH
Market value$279.7K
1.20%
Sole
918.50K
Shared
0.00
None
401.04K
VANGUARD INDEX FDS
DFNDShares571.36K
TypeSH
Market value$214.9K
0.92%
Sole
426.46K
Shared
0.00
None
144.90K
CHEVRON CORP NEW
DFNDShares1.30M
TypeSH
Market value$211.8K
0.91%
Sole
1.05M
Shared
0.00
None
246.05K
JPMORGAN CHASE & CO
DFNDShares1.61M
TypeSH
Market value$209.6K
0.90%
Sole
1.49M
Shared
0.00
None
116.72K
NVIDIA CORPORATION
DFNDShares745.59K
TypeSH
Market value$207.1K
0.89%
Sole
745.41K
Shared
0.00
None
185.00
LILLY ELI & CO
DFNDShares588.54K
TypeSH
Market value$202.1K
0.87%
Sole
411.44K
Shared
0.00
None
177.10K
DISCOVER FINL SVCS
DFNDShares2.01M
TypeSH
Market value$198.9K
0.86%
Sole
1.31M
Shared
0.00
None
705.71K
ALPHABET INC
DFNDShares1.90M
TypeSH
Market value$198.0K
0.85%
Sole
1.79M
Shared
0.00
None
109.41K
REINSURANCE GRP OF AMERICA I
DFNDShares1.37M
TypeSH
Market value$181.3K
0.78%
Sole
833.37K
Shared
0.00
None
532.28K
TOTALENERGIES SE
DFNDShares3.03M
TypeSH
Market value$178.9K
0.77%
Sole
2.36M
Shared
0.00
None
668.45K
INVESCO QQQ TR
DFNDShares534.70K
TypeSH
Market value$171.6K
0.74%
Sole
533.76K
Shared
0.00
None
944.00
ISHARES TR
DFNDShares392.43K
TypeSH
Market value$161.3K
0.69%
Sole
382.87K
Shared
0.00
None
9.56K
HOME DEPOT INC
DFNDShares527.26K
TypeSH
Market value$155.6K
0.67%
Sole
508.53K
Shared
0.00
None
18.73K
UNITEDHEALTH GROUP INC
DFNDShares320.51K
TypeSH
Market value$151.5K
0.65%
Sole
312.83K
Shared
0.00
None
7.69K
BROADCOM INC
DFNDShares233.64K
TypeSH
Market value$149.9K
0.64%
Sole
227.38K
Shared
0.00
None
6.26K
TE CONNECTIVITY LTD
DFNDShares1.05M
TypeSH
Market value$137.8K
0.59%
Sole
787.53K
Shared
0.00
None
263.51K
MCDONALDS CORP
DFNDShares487.65K
TypeSH
Market value$136.3K
0.59%
Sole
472.29K
Shared
0.00
None
15.36K
COSTCO WHSL CORP NEW
DFNDShares274.30K
TypeSH
Market value$136.3K
0.59%
Sole
273.63K
Shared
0.00
None
674.00
ADVANCED MICRO DEVICES INC
DFNDShares1.38M
TypeSH
Market value$135.0K
0.58%
Sole
942.36K
Shared
0.00
None
435.56K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
MICROSOFT CORPDFND | COM | 3.17M | SH | $914.8K 3.93% | 2.68M | 0.00 | 490.18K |
APPLE INCDFND | COM | 5.46M | SH | $900.3K 3.87% | 5.07M | 0.00 | 393.09K |
SPDR S&P 500 ETF TRDFND | TR UNIT | 1.17M | SH | $477.9K 2.06% | 846.41K | 0.00 | 320.88K |
AMAZON COM INCDFND | COM | 4.11M | SH | $424.5K 1.83% | 3.67M | 0.00 | 437.88K |
ALPHABET INCDFND | CAP STK CL A | 2.92M | SH | $302.8K 1.30% | 2.89M | 0.00 | 27.52K |
VISA INCDFND | COM CL A | 1.27M | SH | $286.2K 1.23% | 1.01M | 0.00 | 258.37K |
META PLATFORMS INCDFND | CL A | 1.32M | SH | $279.7K 1.20% | 918.50K | 0.00 | 401.04K |
VANGUARD INDEX FDSDFND | S&P 500 ETF SHS | 571.36K | SH | $214.9K 0.92% | 426.46K | 0.00 | 144.90K |
CHEVRON CORP NEWDFND | COM | 1.30M | SH | $211.8K 0.91% | 1.05M | 0.00 | 246.05K |
JPMORGAN CHASE & CODFND | COM | 1.61M | SH | $209.6K 0.90% | 1.49M | 0.00 | 116.72K |
NVIDIA CORPORATIONDFND | COM | 745.59K | SH | $207.1K 0.89% | 745.41K | 0.00 | 185.00 |
LILLY ELI & CODFND | COM | 588.54K | SH | $202.1K 0.87% | 411.44K | 0.00 | 177.10K |
DISCOVER FINL SVCSDFND | COM | 2.01M | SH | $198.9K 0.86% | 1.31M | 0.00 | 705.71K |
ALPHABET INCDFND | CAP STK CL C | 1.90M | SH | $198.0K 0.85% | 1.79M | 0.00 | 109.41K |
REINSURANCE GRP OF AMERICA IDFND | COM NEW | 1.37M | SH | $181.3K 0.78% | 833.37K | 0.00 | 532.28K |
TOTALENERGIES SEDFND | SPONSORED ADS | 3.03M | SH | $178.9K 0.77% | 2.36M | 0.00 | 668.45K |
INVESCO QQQ TRDFND | UNIT SER 1 | 534.70K | SH | $171.6K 0.74% | 533.76K | 0.00 | 944.00 |
ISHARES TRDFND | CORE S&P500 ETF | 392.43K | SH | $161.3K 0.69% | 382.87K | 0.00 | 9.56K |
HOME DEPOT INCDFND | COM | 527.26K | SH | $155.6K 0.67% | 508.53K | 0.00 | 18.73K |
UNITEDHEALTH GROUP INCDFND | COM | 320.51K | SH | $151.5K 0.65% | 312.83K | 0.00 | 7.69K |
BROADCOM INCDFND | COM | 233.64K | SH | $149.9K 0.64% | 227.38K | 0.00 | 6.26K |
TE CONNECTIVITY LTDDFND | SHS | 1.05M | SH | $137.8K 0.59% | 787.53K | 0.00 | 263.51K |
MCDONALDS CORPDFND | COM | 487.65K | SH | $136.3K 0.59% | 472.29K | 0.00 | 15.36K |
COSTCO WHSL CORP NEWDFND | COM | 274.30K | SH | $136.3K 0.59% | 273.63K | 0.00 | 674.00 |
ADVANCED MICRO DEVICES INCDFND | COM | 1.38M | SH | $135.0K 0.58% | 942.36K | 0.00 | 435.56K |
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