Filed: 3/6/2023ACC: 0001739439-23-000005
📋 What this filing means
ROCKEFELLER CAPITAL MANAGEMENT L.P. filed this quarterly 13F‑HR report disclosing 4244 equity positions with a total reported market value of $19.90M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
4244
Positions
$19.90M
Total AUM (reported)
284.07M
Total Shares
Allocation by class
COM$11.06M55.6%
CL A$533.0K2.7%
SHS$519.6K2.6%
TR UNIT$433.5K2.2%
COM NEW$426.3K2.1%
COM CL A$301.5K1.5%
SPONSORED ADR$232.9K1.2%
Portfolio Concentration
Top 3$1.82M9.2%
4–10$1.69M8.5%
11–25$2.11M10.6%
Rest$14.28M71.7%
Top 3 weight
9.2%
Top 10 weight
17.6%
Voting Authority Distribution
Total shares with voting rights: 284.07M
Sole
Full voting authority
259.18M
shares
% of voting shares91.2%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
24.88M
shares
% of voting shares8.8%
Investment Discretion (by position count)
Sole0
Shared0
Other4244
Dominant voting typeSole · 91.2% of voting shares
Institutional Holdings4244
Rows:
MICROSOFT CORP
DFNDShares2.97M
TypeSH
Market value$711.6K
3.58%
Sole
2.48M
Shared
0.00
None
491.68K
APPLE INC
DFNDShares5.23M
TypeSH
Market value$679.6K
3.42%
Sole
4.84M
Shared
0.00
None
394.81K
SPDR S&P 500 ETF TR
DFNDShares1.13M
TypeSH
Market value$433.0K
2.18%
Sole
800.23K
Shared
0.00
None
331.88K
AMAZON COM INC
DFNDShares3.58M
TypeSH
Market value$300.6K
1.51%
Sole
3.28M
Shared
0.00
None
295.79K
CHEVRON CORP NEW
DFNDShares1.57M
TypeSH
Market value$281.5K
1.41%
Sole
1.32M
Shared
0.00
None
246.41K
VISA INC
DFNDShares1.16M
TypeSH
Market value$241.5K
1.21%
Sole
909.55K
Shared
0.00
None
253.03K
JPMORGAN CHASE & CO
DFNDShares1.72M
TypeSH
Market value$230.2K
1.16%
Sole
1.62M
Shared
0.00
None
97.88K
ALPHABET INC
DFNDShares2.53M
TypeSH
Market value$223.6K
1.12%
Sole
2.51M
Shared
0.00
None
27.20K
VANGUARD INDEX FDS
DFNDShares608.18K
TypeSH
Market value$213.7K
1.07%
Sole
459.69K
Shared
0.00
None
148.49K
LILLY ELI & CO
DFNDShares530.09K
TypeSH
Market value$193.9K
0.97%
Sole
362.38K
Shared
0.00
None
167.72K
REINSURANCE GRP OF AMERICA I
DFNDShares1.19M
TypeSH
Market value$168.9K
0.85%
Sole
651.70K
Shared
0.00
None
537.20K
ALPHABET INC
DFNDShares1.89M
TypeSH
Market value$167.4K
0.84%
Sole
1.81M
Shared
0.00
None
76.90K
META PLATFORMS INC
DFNDShares1.37M
TypeSH
Market value$165.3K
0.83%
Sole
976.30K
Shared
0.00
None
397.20K
DISCOVER FINL SVCS
DFNDShares1.63M
TypeSH
Market value$159.8K
0.80%
Sole
923.40K
Shared
0.00
None
709.63K
UNITEDHEALTH GROUP INC
DFNDShares300.94K
TypeSH
Market value$159.5K
0.80%
Sole
292.69K
Shared
0.00
None
8.24K
HOME DEPOT INC
DFNDShares497.93K
TypeSH
Market value$157.3K
0.79%
Sole
473.86K
Shared
0.00
None
24.07K
TOTALENERGIES SE
DFNDShares2.39M
TypeSH
Market value$148.5K
0.75%
Sole
1.66M
Shared
0.00
None
728.36K
INVESCO QQQ TR
DFNDShares552.24K
TypeSH
Market value$147.0K
0.74%
Sole
536.73K
Shared
0.00
None
15.51K
MCDONALDS CORP
DFNDShares470.90K
TypeSH
Market value$124.1K
0.62%
Sole
455.54K
Shared
0.00
None
15.36K
MERCK & CO INC
DFNDShares1.11M
TypeSH
Market value$123.6K
0.62%
Sole
968.20K
Shared
0.00
None
145.65K
BROADCOM INC
DFNDShares216.56K
TypeSH
Market value$121.1K
0.61%
Sole
210.24K
Shared
0.00
None
6.31K
COSTCO WHSL CORP NEW
DFNDShares262.97K
TypeSH
Market value$120.0K
0.60%
Sole
261.34K
Shared
0.00
None
1.63K
NVIDIA CORPORATION
DFNDShares815.52K
TypeSH
Market value$119.2K
0.60%
Sole
815.15K
Shared
0.00
None
369.00
ISHARES TR
DFNDShares785.48K
TypeSH
Market value$119.1K
0.60%
Sole
775.26K
Shared
0.00
None
10.22K
ADOBE SYSTEMS INCORPORATED
DFNDShares332.93K
TypeSH
Market value$112.0K
0.56%
Sole
308.38K
Shared
0.00
None
24.55K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
MICROSOFT CORPDFND | COM | 2.97M | SH | $711.6K 3.58% | 2.48M | 0.00 | 491.68K |
APPLE INCDFND | COM | 5.23M | SH | $679.6K 3.42% | 4.84M | 0.00 | 394.81K |
SPDR S&P 500 ETF TRDFND | TR UNIT | 1.13M | SH | $433.0K 2.18% | 800.23K | 0.00 | 331.88K |
AMAZON COM INCDFND | COM | 3.58M | SH | $300.6K 1.51% | 3.28M | 0.00 | 295.79K |
CHEVRON CORP NEWDFND | COM | 1.57M | SH | $281.5K 1.41% | 1.32M | 0.00 | 246.41K |
VISA INCDFND | COM CL A | 1.16M | SH | $241.5K 1.21% | 909.55K | 0.00 | 253.03K |
JPMORGAN CHASE & CODFND | COM | 1.72M | SH | $230.2K 1.16% | 1.62M | 0.00 | 97.88K |
ALPHABET INCDFND | CAP STK CL A | 2.53M | SH | $223.6K 1.12% | 2.51M | 0.00 | 27.20K |
VANGUARD INDEX FDSDFND | S&P 500 ETF SHS | 608.18K | SH | $213.7K 1.07% | 459.69K | 0.00 | 148.49K |
LILLY ELI & CODFND | COM | 530.09K | SH | $193.9K 0.97% | 362.38K | 0.00 | 167.72K |
REINSURANCE GRP OF AMERICA IDFND | COM NEW | 1.19M | SH | $168.9K 0.85% | 651.70K | 0.00 | 537.20K |
ALPHABET INCDFND | CAP STK CL C | 1.89M | SH | $167.4K 0.84% | 1.81M | 0.00 | 76.90K |
META PLATFORMS INCDFND | CL A | 1.37M | SH | $165.3K 0.83% | 976.30K | 0.00 | 397.20K |
DISCOVER FINL SVCSDFND | COM | 1.63M | SH | $159.8K 0.80% | 923.40K | 0.00 | 709.63K |
UNITEDHEALTH GROUP INCDFND | COM | 300.94K | SH | $159.5K 0.80% | 292.69K | 0.00 | 8.24K |
HOME DEPOT INCDFND | COM | 497.93K | SH | $157.3K 0.79% | 473.86K | 0.00 | 24.07K |
TOTALENERGIES SEDFND | SPONSORED ADS | 2.39M | SH | $148.5K 0.75% | 1.66M | 0.00 | 728.36K |
INVESCO QQQ TRDFND | UNIT SER 1 | 552.24K | SH | $147.0K 0.74% | 536.73K | 0.00 | 15.51K |
MCDONALDS CORPDFND | COM | 470.90K | SH | $124.1K 0.62% | 455.54K | 0.00 | 15.36K |
MERCK & CO INCDFND | COM | 1.11M | SH | $123.6K 0.62% | 968.20K | 0.00 | 145.65K |
BROADCOM INCDFND | COM | 216.56K | SH | $121.1K 0.61% | 210.24K | 0.00 | 6.31K |
COSTCO WHSL CORP NEWDFND | COM | 262.97K | SH | $120.0K 0.60% | 261.34K | 0.00 | 1.63K |
NVIDIA CORPORATIONDFND | COM | 815.52K | SH | $119.2K 0.60% | 815.15K | 0.00 | 369.00 |
ISHARES TRDFND | RUS 1000 VAL ETF | 785.48K | SH | $119.1K 0.60% | 775.26K | 0.00 | 10.22K |
ADOBE SYSTEMS INCORPORATEDDFND | COM | 332.93K | SH | $112.0K 0.56% | 308.38K | 0.00 | 24.55K |
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