Filed: 11/2/2022ACC: 0001739439-22-000024
📋 What this filing means
ROCKEFELLER CAPITAL MANAGEMENT L.P. filed this quarterly 13F‑HR report disclosing 4260 equity positions with a total reported market value of $19.35M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
4260
Positions
$19.35M
Total AUM (reported)
300M
Total Shares
Allocation by class
COM$11.09M57.3%
SHS$556.3K2.9%
CL A$517.2K2.7%
TR UNIT$417.4K2.2%
COM NEW$402.0K2.1%
COM CL A$342.5K1.8%
SPONSORED ADS$246.1K1.3%
Portfolio Concentration
Top 3$1.92M9.9%
4–10$1.74M9.0%
11–25$2.10M10.8%
Rest$13.59M70.2%
Top 3 weight
9.9%
Top 10 weight
18.9%
Voting Authority Distribution
Total shares with voting rights: 300M
Sole
Full voting authority
248.22M
shares
% of voting shares82.7%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
51.78M
shares
% of voting shares17.3%
Investment Discretion (by position count)
Sole0
Shared0
Other4260
Dominant voting typeSole · 82.7% of voting shares
Institutional Holdings4260
Rows:
APPLE INC
DFNDShares5.57M
TypeSH
Market value$769.8K
3.98%
Sole
4.93M
Shared
0.00
None
638.95K
MICROSOFT CORP
DFNDShares3.17M
TypeSH
Market value$737.3K
3.81%
Sole
2.42M
Shared
0.00
None
742.48K
SPDR S&P 500 ETF TR
DFNDShares1.17M
TypeSH
Market value$417.0K
2.16%
Sole
823.26K
Shared
0.00
None
344.26K
AMAZON COM INC
DFNDShares3.27M
TypeSH
Market value$369.5K
1.91%
Sole
3.21M
Shared
0.00
None
58.65K
LILLY ELI & CO
DFNDShares745.41K
TypeSH
Market value$241.0K
1.25%
Sole
431.46K
Shared
0.00
None
313.95K
REINSURANCE GRP OF AMERICA I
DFNDShares1.83M
TypeSH
Market value$230.6K
1.19%
Sole
880.46K
Shared
0.00
None
952.47K
VISA INC
DFNDShares1.29M
TypeSH
Market value$229.0K
1.18%
Sole
882.51K
Shared
0.00
None
406.51K
VANGUARD INDEX FDS
DFNDShares696.31K
TypeSH
Market value$228.6K
1.18%
Sole
563.17K
Shared
0.00
None
133.14K
ALPHABET INC
DFNDShares2.33M
TypeSH
Market value$223.0K
1.15%
Sole
2.30M
Shared
0.00
None
27.71K
CHEVRON CORP NEW
DFNDShares1.51M
TypeSH
Market value$217.6K
1.12%
Sole
1.22M
Shared
0.00
None
290.14K
DISCOVER FINL SVCS
DFNDShares2.30M
TypeSH
Market value$209.3K
1.08%
Sole
1.09M
Shared
0.00
None
1.21M
ALPHABET INC
DFNDShares1.72M
TypeSH
Market value$165.8K
0.86%
Sole
1.64M
Shared
0.00
None
81.83K
MEDTRONIC PLC
DFNDShares1.84M
TypeSH
Market value$148.6K
0.77%
Sole
941.17K
Shared
0.00
None
898.64K
UNITEDHEALTH GROUP INC
DFNDShares284.51K
TypeSH
Market value$143.7K
0.74%
Sole
275.15K
Shared
0.00
None
9.37K
JPMORGAN CHASE & CO
DFNDShares1.36M
TypeSH
Market value$141.8K
0.73%
Sole
1.26M
Shared
0.00
None
99.18K
ICICI BANK LIMITED
DFNDShares6.67M
TypeSH
Market value$139.8K
0.72%
Sole
3.67M
Shared
0.00
None
2.99M
INVESCO QQQ TR
DFNDShares522.07K
TypeSH
Market value$139.5K
0.72%
Sole
507.77K
Shared
0.00
None
14.30K
CENTENE CORP DEL
DFNDShares1.79M
TypeSH
Market value$139.5K
0.72%
Sole
754.87K
Shared
0.00
None
1.04M
META PLATFORMS INC
DFNDShares1.01M
TypeSH
Market value$136.8K
0.71%
Sole
486.05K
Shared
0.00
None
522.25K
TOTALENERGIES SE
DFNDShares2.69M
TypeSH
Market value$125.2K
0.65%
Sole
1.55M
Shared
0.00
None
1.14M
HOME DEPOT INC
DFNDShares452.21K
TypeSH
Market value$124.8K
0.64%
Sole
431.25K
Shared
0.00
None
20.96K
COSTCO WHSL CORP NEW
DFNDShares259.94K
TypeSH
Market value$122.8K
0.63%
Sole
257.81K
Shared
0.00
None
2.13K
WILLIS TOWERS WATSON PLC LTD
DFNDShares597.63K
TypeSH
Market value$120.1K
0.62%
Sole
254.83K
Shared
0.00
None
342.80K
NETFLIX INC
DFNDShares509.98K
TypeSH
Market value$120.1K
0.62%
Sole
280.98K
Shared
0.00
None
229K
GLOBE LIFE INC
DFNDShares1.20M
TypeSH
Market value$119.6K
0.62%
Sole
424.40K
Shared
0.00
None
775.41K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCDFND | COM | 5.57M | SH | $769.8K 3.98% | 4.93M | 0.00 | 638.95K |
MICROSOFT CORPDFND | COM | 3.17M | SH | $737.3K 3.81% | 2.42M | 0.00 | 742.48K |
SPDR S&P 500 ETF TRDFND | TR UNIT | 1.17M | SH | $417.0K 2.16% | 823.26K | 0.00 | 344.26K |
AMAZON COM INCDFND | COM | 3.27M | SH | $369.5K 1.91% | 3.21M | 0.00 | 58.65K |
LILLY ELI & CODFND | COM | 745.41K | SH | $241.0K 1.25% | 431.46K | 0.00 | 313.95K |
REINSURANCE GRP OF AMERICA IDFND | COM NEW | 1.83M | SH | $230.6K 1.19% | 880.46K | 0.00 | 952.47K |
VISA INCDFND | COM CL A | 1.29M | SH | $229.0K 1.18% | 882.51K | 0.00 | 406.51K |
VANGUARD INDEX FDSDFND | S&P 500 ETF SHS | 696.31K | SH | $228.6K 1.18% | 563.17K | 0.00 | 133.14K |
ALPHABET INCDFND | CAP STK CL A | 2.33M | SH | $223.0K 1.15% | 2.30M | 0.00 | 27.71K |
CHEVRON CORP NEWDFND | COM | 1.51M | SH | $217.6K 1.12% | 1.22M | 0.00 | 290.14K |
DISCOVER FINL SVCSDFND | COM | 2.30M | SH | $209.3K 1.08% | 1.09M | 0.00 | 1.21M |
ALPHABET INCDFND | CAP STK CL C | 1.72M | SH | $165.8K 0.86% | 1.64M | 0.00 | 81.83K |
MEDTRONIC PLCDFND | SHS | 1.84M | SH | $148.6K 0.77% | 941.17K | 0.00 | 898.64K |
UNITEDHEALTH GROUP INCDFND | COM | 284.51K | SH | $143.7K 0.74% | 275.15K | 0.00 | 9.37K |
JPMORGAN CHASE & CODFND | COM | 1.36M | SH | $141.8K 0.73% | 1.26M | 0.00 | 99.18K |
ICICI BANK LIMITEDDFND | ADR | 6.67M | SH | $139.8K 0.72% | 3.67M | 0.00 | 2.99M |
INVESCO QQQ TRDFND | UNIT SER 1 | 522.07K | SH | $139.5K 0.72% | 507.77K | 0.00 | 14.30K |
CENTENE CORP DELDFND | COM | 1.79M | SH | $139.5K 0.72% | 754.87K | 0.00 | 1.04M |
META PLATFORMS INCDFND | CL A | 1.01M | SH | $136.8K 0.71% | 486.05K | 0.00 | 522.25K |
TOTALENERGIES SEDFND | SPONSORED ADS | 2.69M | SH | $125.2K 0.65% | 1.55M | 0.00 | 1.14M |
HOME DEPOT INCDFND | COM | 452.21K | SH | $124.8K 0.64% | 431.25K | 0.00 | 20.96K |
COSTCO WHSL CORP NEWDFND | COM | 259.94K | SH | $122.8K 0.63% | 257.81K | 0.00 | 2.13K |
WILLIS TOWERS WATSON PLC LTDDFND | SHS | 597.63K | SH | $120.1K 0.62% | 254.83K | 0.00 | 342.80K |
NETFLIX INCDFND | COM | 509.98K | SH | $120.1K 0.62% | 280.98K | 0.00 | 229K |
GLOBE LIFE INCDFND | COM | 1.20M | SH | $119.6K 0.62% | 424.40K | 0.00 | 775.41K |
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