ROCK POINT ADVISORS, LLC

PrivateCIK: 1301540
Location

BURLINGTON, VT

118
Positions
$369.59M
Total AUM (reported)
11.80M
Total Shares

Allocation by class

TOTAL AUM$369.59M118 positions
COM$214.96M58.2%
COM NEW$45.03M12.2%
CL A$17.13M4.6%
SPON ADR$14.74M4.0%
SHS$14.61M4.0%
CAP STK CL A$11.79M3.2%
SPONSORED ADR$10.92M3.0%

Portfolio Concentration

Top 312.1%4–1021.9%11–2531.8%Rest34.2%TOP 1034.0%0%100%
Top 3$44.69M12.1%
4–10$80.84M21.9%
11–25$117.71M31.8%
Rest$126.35M34.2%

Top 3 weight

12.1%

Top 10 weight

34.0%

Voting Authority Distribution

Total shares with voting rights: 11.80M

Sole

Full voting authority

11.70M

shares

% of voting shares99.1%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

103.22K

shares

% of voting shares0.9%

Investment Discretion (by position count)

Sole118
Shared0
Other0
Dominant voting typeSole · 99.1% of voting shares
Institutional Holdings118
Rows:

Citigroup

SOLE
COM NEW
Shares145.92K
TypeSH
Market value$16.55M
4.48%
Sole
144.08K
Shared
0.00
None
1.84K

TJX Companies

SOLE
COM
Shares91.06K
TypeSH
Market value$14.54M
3.93%
Sole
89.85K
Shared
0.00
None
1.21K

Apple Computer

SOLE
COM
Shares53.58K
TypeSH
Market value$13.60M
3.68%
Sole
52.72K
Shared
0.00
None
855.00

Kennedy-Wilson Holdings

SOLE
COM
Shares1.22M
TypeSH
Market value$13.22M
3.58%
Sole
1.21M
Shared
0.00
None
11.25K

Google

SOLE
CAP STK CL A
Shares40.99K
TypeSH
Market value$11.79M
3.19%
Sole
40.53K
Shared
0.00
None
460.00

Broadcom Ltd

SOLE
COM
Shares37.15K
TypeSH
Market value$11.50M
3.11%
Sole
36.66K
Shared
0.00
None
488.00

AES

SOLE
COM
Shares806.02K
TypeSH
Market value$11.36M
3.07%
Sole
800.42K
Shared
0.00
None
5.60K

Cisco Systems

SOLE
COM
Shares145.35K
TypeSH
Market value$11.28M
3.05%
Sole
143.08K
Shared
0.00
None
2.27K

Nextera Energy

SOLE
COM
Shares118.80K
TypeSH
Market value$11.03M
2.99%
Sole
118.05K
Shared
0.00
None
750.00

Sony Group

SOLE
SPONSORED ADR
Shares515.47K
TypeSH
Market value$10.67M
2.89%
Sole
510.59K
Shared
0.00
None
4.88K

Aptiv Plc

SOLE
SHS
Shares140.01K
TypeSH
Market value$9.72M
2.63%
Sole
138.69K
Shared
0.00
None
1.32K

Delta Air Lines

SOLE
COM NEW
Shares146.21K
TypeSH
Market value$9.72M
2.63%
Sole
144.96K
Shared
0.00
None
1.25K

Jefferies Financial Group

SOLE
COM
Shares235.13K
TypeSH
Market value$9.70M
2.63%
Sole
232.88K
Shared
0.00
None
2.25K

Accenture

SOLE
SHS Class A
Shares44.26K
TypeSH
Market value$8.78M
2.37%
Sole
43.79K
Shared
0.00
None
473.00

American International Group

SOLE
COM NEW
Shares114.58K
TypeSH
Market value$8.62M
2.33%
Sole
113.75K
Shared
0.00
None
835.00

SAP

SOLE
SPON ADR
Shares47.14K
TypeSH
Market value$8.07M
2.18%
Sole
46.89K
Shared
0.00
None
245.00

W. P. Carey

SOLE
COM
Shares111.39K
TypeSH
Market value$7.57M
2.05%
Sole
110.56K
Shared
0.00
None
830.00

First BanCorp PR

SOLE
COM NEW
Shares354.20K
TypeSH
Market value$7.57M
2.05%
Sole
349.75K
Shared
0.00
None
4.45K

Rayonier Inc

SOLE
COM
Shares361.01K
TypeSH
Market value$7.44M
2.01%
Sole
358.88K
Shared
0.00
None
2.13K

Akamai Technologies

SOLE
COM
Shares60.92K
TypeSH
Market value$7.00M
1.89%
Sole
60.46K
Shared
0.00
None
467.00

Clearway Energy Inc

SOLE
CL A
Shares177.67K
TypeSH
Market value$6.96M
1.88%
Sole
176.31K
Shared
0.00
None
1.36K

Texas Instruments

SOLE
COM
Shares35.52K
TypeSH
Market value$6.90M
1.87%
Sole
35.36K
Shared
0.00
None
165.00

Nexxen International

SOLE
SPON ADR
Shares1.02M
TypeSH
Market value$6.67M
1.81%
Sole
1.01M
Shared
0.00
None
9.50K

Best Buy

SOLE
COM
Shares103.73K
TypeSH
Market value$6.66M
1.80%
Sole
103.43K
Shared
0.00
None
295.00

Global Payments Inc

SOLE
COM
Shares94.07K
TypeSH
Market value$6.33M
1.71%
Sole
93.53K
Shared
0.00
None
540.00
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