ROCK POINT ADVISORS, LLC

PrivateCIK: 1301540
Location

BURLINGTON, VT

123
Positions
$408.91M
Total AUM (reported)
10.58M
Total Shares

Allocation by class

TOTAL AUM$408.91M123 positions
COM$230.01M56.2%
COM NEW$50.66M12.4%
SHS$16.64M4.1%
CL A$16.39M4.0%
SPON ADR$15.50M3.8%
CAP STK CL A$14.47M3.5%
SPONSORED ADR$11.81M2.9%

Portfolio Concentration

Top 312.2%4–1020.8%11–2530.8%Rest36.2%TOP 1033.0%0%100%
Top 3$49.82M12.2%
4–10$84.97M20.8%
11–25$125.90M30.8%
Rest$148.22M36.2%

Top 3 weight

12.2%

Top 10 weight

33.0%

Voting Authority Distribution

Total shares with voting rights: 10.58M

Sole

Full voting authority

10.49M

shares

% of voting shares99.1%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

90.58K

shares

% of voting shares0.9%

Investment Discretion (by position count)

Sole123
Shared0
Other0
Dominant voting typeSole · 99.1% of voting shares
Institutional Holdings123
Rows:

Citigroup

SOLE
COM NEW
Shares141.93K
TypeSH
Market value$19.86M
4.86%
Sole
140.09K
Shared
0.00
None
1.84K

Apple Computer

SOLE
COM
Shares53.32K
TypeSH
Market value$15.43M
3.77%
Sole
52.47K
Shared
0.00
None
855.00

Cisco Systems

SOLE
COM
Shares123.69K
TypeSH
Market value$14.53M
3.55%
Sole
121.66K
Shared
0.00
None
2.04K

Google

SOLE
CAP STK CL A
Shares40.49K
TypeSH
Market value$14.47M
3.54%
Sole
40.03K
Shared
0.00
None
460.00

TJX Companies

SOLE
COM
Shares90.58K
TypeSH
Market value$13.72M
3.36%
Sole
89.37K
Shared
0.00
None
1.21K

Broadcom Ltd

SOLE
COM
Shares31.99K
TypeSH
Market value$12.08M
2.96%
Sole
31.56K
Shared
0.00
None
425.00

AES

SOLE
COM
Shares801.43K
TypeSH
Market value$11.75M
2.87%
Sole
795.83K
Shared
0.00
None
5.60K

Sony Group

SOLE
SPONSORED ADR
Shares576.96K
TypeSH
Market value$11.57M
2.83%
Sole
571.91K
Shared
0.00
None
5.05K

Aptiv Plc

SOLE
SHS
Shares176.63K
TypeSH
Market value$10.84M
2.65%
Sole
175.29K
Shared
0.00
None
1.34K

Nextera Energy

SOLE
COM
Shares119.95K
TypeSH
Market value$10.53M
2.57%
Sole
119.20K
Shared
0.00
None
750.00

Delta Air Lines

SOLE
COM NEW
Shares106.05K
TypeSH
Market value$9.93M
2.43%
Sole
104.87K
Shared
0.00
None
1.19K

Jefferies Financial Group

SOLE
COM
Shares194.27K
TypeSH
Market value$9.71M
2.37%
Sole
192.09K
Shared
0.00
None
2.17K

Evolent Health Inc

SOLE
CL A
Shares1.72M
TypeSH
Market value$9.32M
2.28%
Sole
1.71M
Shared
0.00
None
13.40K

First BanCorp PR

SOLE
COM NEW
Shares351.10K
TypeSH
Market value$9.15M
2.24%
Sole
346.65K
Shared
0.00
None
4.45K

Texas Instruments

SOLE
COM
Shares29.85K
TypeSH
Market value$8.90M
2.18%
Sole
29.69K
Shared
0.00
None
165.00

American International Group

SOLE
COM NEW
Shares115.45K
TypeSH
Market value$8.60M
2.10%
Sole
114.62K
Shared
0.00
None
835.00

Accenture

SOLE
SHS Class A
Shares65.76K
TypeSH
Market value$8.18M
2.00%
Sole
65.24K
Shared
0.00
None
520.00

Best Buy

SOLE
COM
Shares105K
TypeSH
Market value$7.97M
1.95%
Sole
104.71K
Shared
0.00
None
295.00

W. P. Carey

SOLE
COM
Shares110.73K
TypeSH
Market value$7.92M
1.94%
Sole
109.90K
Shared
0.00
None
830.00

SAP

SOLE
SPON ADR
Shares51.17K
TypeSH
Market value$7.89M
1.93%
Sole
50.84K
Shared
0.00
None
335.00

Rayonier Inc

SOLE
COM
Shares367.73K
TypeSH
Market value$7.83M
1.91%
Sole
365.59K
Shared
0.00
None
2.13K

Global Payments Inc

SOLE
COM
Shares107.08K
TypeSH
Market value$7.77M
1.90%
Sole
106.26K
Shared
0.00
None
825.00

Americold Realty Trust Inc

SOLE
COM
Shares493.14K
TypeSH
Market value$7.75M
1.90%
Sole
489.59K
Shared
0.00
None
3.55K

Nexxen International

SOLE
SPON ADR
Shares843.22K
TypeSH
Market value$7.61M
1.86%
Sole
834.50K
Shared
0.00
None
8.72K

Materialise

SOLE
SPONSORED ADS
Shares990.87K
TypeSH
Market value$7.36M
1.80%
Sole
980.62K
Shared
0.00
None
10.25K
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