Filed: 11/9/2023ACC: 0001301540-23-000005
📋 What this filing means
ROCK POINT ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 99 equity positions with a total reported market value of $288.95M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
99
Positions
$288.95M
Total AUM (reported)
15.25M
Total Shares
Allocation by class
COM$168.67M58.4%
COM NEW$33.19M11.5%
CL A$17.40M6.0%
SHS$12.12M4.2%
SPONSORED ADR$8.26M2.9%
SHS CLASS A$7.83M2.7%
CLASS B COM$7.39M2.6%
Portfolio Concentration
Top 3$43.71M15.1%
4–10$65.38M22.6%
11–25$89.35M30.9%
Rest$90.51M31.3%
Top 3 weight
15.1%
Top 10 weight
37.8%
Voting Authority Distribution
Total shares with voting rights: 15.25M
Sole
Full voting authority
14.87M
shares
% of voting shares97.5%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
386.34K
shares
% of voting shares2.5%
Investment Discretion (by position count)
Sole99
Shared0
Other0
Dominant voting typeSole · 97.5% of voting shares
Institutional Holdings99
Rows:
Kennedy-Wilson Holdings
SOLEShares1.23M
TypeSH
Market value$18.14M
6.28%
Sole
1.20M
Shared
0.00
None
31.05K
Jefferies Financial Group
SOLEShares351.92K
TypeSH
Market value$12.89M
4.46%
Sole
343.36K
Shared
0.00
None
8.56K
Citigroup
SOLEShares308.42K
TypeSH
Market value$12.69M
4.39%
Sole
300.54K
Shared
0.00
None
7.88K
TJX Companies
SOLEShares130.63K
TypeSH
Market value$11.61M
4.02%
Sole
127.12K
Shared
0.00
None
3.51K
Evolent Health Inc
SOLEShares375.27K
TypeSH
Market value$10.22M
3.54%
Sole
364.90K
Shared
0.00
None
10.38K
Sp Plus Corporation
SOLEShares265.66K
TypeSH
Market value$9.59M
3.32%
Sole
256.86K
Shared
0.00
None
8.80K
Apple Computer
SOLEShares55.66K
TypeSH
Market value$9.53M
3.30%
Sole
53.82K
Shared
0.00
None
1.84K
Broadcom Ltd
SOLEShares10.11K
TypeSH
Market value$8.39M
2.91%
Sole
9.81K
Shared
0.00
None
298.00
American International Group
SOLEShares133.08K
TypeSH
Market value$8.06M
2.79%
Sole
129.92K
Shared
0.00
None
3.15K
Sony Group
SOLEShares96.71K
TypeSH
Market value$7.97M
2.76%
Sole
94.62K
Shared
0.00
None
2.09K
Accenture
SOLEShares25.50K
TypeSH
Market value$7.83M
2.71%
Sole
24.80K
Shared
0.00
None
700.00
Paramount Global
SOLEShares572.62K
TypeSH
Market value$7.39M
2.56%
Sole
557.52K
Shared
0.00
None
15.10K
Aptiv Plc
SOLEShares73.88K
TypeSH
Market value$7.28M
2.52%
Sole
72.01K
Shared
0.00
None
1.86K
Willdan Group Inc
SOLEShares325.01K
TypeSH
Market value$6.64M
2.30%
Sole
315.25K
Shared
0.00
None
9.77K
First BanCorp PR
SOLEShares475.81K
TypeSH
Market value$6.40M
2.22%
Sole
460.73K
Shared
0.00
None
15.08K
W. P. Carey
SOLEShares117.22K
TypeSH
Market value$6.34M
2.19%
Sole
115.03K
Shared
0.00
None
2.19K
Cisco Systems
SOLEShares115.54K
TypeSH
Market value$6.21M
2.15%
Sole
111.79K
Shared
0.00
None
3.75K
Chubb Corporation
SOLEShares27.36K
TypeSH
Market value$5.70M
1.97%
Sole
26.77K
Shared
0.00
None
595.00
Triumph Group Inc
SOLEShares737.80K
TypeSH
Market value$5.65M
1.96%
Sole
715.59K
Shared
0.00
None
22.20K
Granite Construction Inc
SOLEShares138.43K
TypeSH
Market value$5.26M
1.82%
Sole
133.99K
Shared
0.00
None
4.44K
Sylvamo Corp
SOLEShares115.62K
TypeSH
Market value$5.08M
1.76%
Sole
112.13K
Shared
0.00
None
3.50K
Ameresco
SOLEShares129.11K
TypeSH
Market value$4.98M
1.72%
Sole
125.80K
Shared
0.00
None
3.31K
Corning
SOLEShares160.57K
TypeSH
Market value$4.89M
1.69%
Sole
157.55K
Shared
0.00
None
3.02K
Shares37.33K
TypeSH
Market value$4.88M
1.69%
Sole
36.50K
Shared
0.00
None
830.00
Hersha Hospitality Trust
SOLEShares487.31K
TypeSH
Market value$4.80M
1.66%
Sole
472.17K
Shared
0.00
None
15.15K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Kennedy-Wilson HoldingsSOLE | COM | 1.23M | SH | $18.14M 6.28% | 1.20M | 0.00 | 31.05K |
Jefferies Financial GroupSOLE | COM | 351.92K | SH | $12.89M 4.46% | 343.36K | 0.00 | 8.56K |
CitigroupSOLE | COM NEW | 308.42K | SH | $12.69M 4.39% | 300.54K | 0.00 | 7.88K |
TJX CompaniesSOLE | COM | 130.63K | SH | $11.61M 4.02% | 127.12K | 0.00 | 3.51K |
Evolent Health IncSOLE | CL A | 375.27K | SH | $10.22M 3.54% | 364.90K | 0.00 | 10.38K |
Sp Plus CorporationSOLE | COM | 265.66K | SH | $9.59M 3.32% | 256.86K | 0.00 | 8.80K |
Apple ComputerSOLE | COM | 55.66K | SH | $9.53M 3.30% | 53.82K | 0.00 | 1.84K |
Broadcom LtdSOLE | COM | 10.11K | SH | $8.39M 2.91% | 9.81K | 0.00 | 298.00 |
American International GroupSOLE | COM NEW | 133.08K | SH | $8.06M 2.79% | 129.92K | 0.00 | 3.15K |
Sony GroupSOLE | SPONSORED ADR | 96.71K | SH | $7.97M 2.76% | 94.62K | 0.00 | 2.09K |
AccentureSOLE | SHS Class A | 25.50K | SH | $7.83M 2.71% | 24.80K | 0.00 | 700.00 |
Paramount GlobalSOLE | CLASS B COM | 572.62K | SH | $7.39M 2.56% | 557.52K | 0.00 | 15.10K |
Aptiv PlcSOLE | SHS | 73.88K | SH | $7.28M 2.52% | 72.01K | 0.00 | 1.86K |
Willdan Group IncSOLE | COM | 325.01K | SH | $6.64M 2.30% | 315.25K | 0.00 | 9.77K |
First BanCorp PRSOLE | COM NEW | 475.81K | SH | $6.40M 2.22% | 460.73K | 0.00 | 15.08K |
W. P. CareySOLE | COM | 117.22K | SH | $6.34M 2.19% | 115.03K | 0.00 | 2.19K |
Cisco SystemsSOLE | COM | 115.54K | SH | $6.21M 2.15% | 111.79K | 0.00 | 3.75K |
Chubb CorporationSOLE | COM | 27.36K | SH | $5.70M 1.97% | 26.77K | 0.00 | 595.00 |
Triumph Group IncSOLE | COM | 737.80K | SH | $5.65M 1.96% | 715.59K | 0.00 | 22.20K |
Granite Construction IncSOLE | COM | 138.43K | SH | $5.26M 1.82% | 133.99K | 0.00 | 4.44K |
Sylvamo CorpSOLE | COMMON STOCK | 115.62K | SH | $5.08M 1.76% | 112.13K | 0.00 | 3.50K |
AmerescoSOLE | CL A | 129.11K | SH | $4.98M 1.72% | 125.80K | 0.00 | 3.31K |
CorningSOLE | COM | 160.57K | SH | $4.89M 1.69% | 157.55K | 0.00 | 3.02K |
GoogleSOLE | CAP STK CL A | 37.33K | SH | $4.88M 1.69% | 36.50K | 0.00 | 830.00 |
Hersha Hospitality TrustSOLE | PR SHS BEN INT | 487.31K | SH | $4.80M 1.66% | 472.17K | 0.00 | 15.15K |
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