Filed: 8/10/2023ACC: 0001301540-23-000004
📋 What this filing means
ROCK POINT ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 92 equity positions with a total reported market value of $304.55M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
92
Positions
$304.55M
Total AUM (reported)
15.54M
Total Shares
Allocation by class
COM$180.07M59.1%
COM NEW$35.36M11.6%
CL A$18.62M6.1%
SPONSORED ADR$8.60M2.8%
SHS CLASS A$7.89M2.6%
CLASS B COM$7.40M2.4%
SHS$7.37M2.4%
Portfolio Concentration
Top 3$44.87M14.7%
4–10$66.74M21.9%
11–25$91.47M30.0%
Rest$101.47M33.3%
Top 3 weight
14.7%
Top 10 weight
36.6%
Voting Authority Distribution
Total shares with voting rights: 15.54M
Sole
Full voting authority
15.16M
shares
% of voting shares97.6%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
378.16K
shares
% of voting shares2.4%
Investment Discretion (by position count)
Sole92
Shared0
Other0
Dominant voting typeSole · 97.6% of voting shares
Institutional Holdings92
Rows:
Kennedy-Wilson Holdings
SOLEShares1.20M
TypeSH
Market value$19.65M
6.45%
Sole
1.17M
Shared
0.00
None
31.05K
Citigroup
SOLEShares296.19K
TypeSH
Market value$13.64M
4.48%
Sole
288.31K
Shared
0.00
None
7.88K
Jefferies Financial Group
SOLEShares349.35K
TypeSH
Market value$11.59M
3.80%
Sole
340.69K
Shared
0.00
None
8.66K
TJX Companies
SOLEShares132.27K
TypeSH
Market value$11.21M
3.68%
Sole
128.76K
Shared
0.00
None
3.51K
Apple Computer
SOLEShares53.26K
TypeSH
Market value$10.33M
3.39%
Sole
51.42K
Shared
0.00
None
1.84K
Sp Plus Corporation
SOLEShares259.03K
TypeSH
Market value$10.13M
3.33%
Sole
250.08K
Shared
0.00
None
8.95K
Evolent Health Inc
SOLEShares330.45K
TypeSH
Market value$10.01M
3.29%
Sole
320.82K
Shared
0.00
None
9.63K
Broadcom Ltd
SOLEShares10.20K
TypeSH
Market value$8.85M
2.91%
Sole
9.90K
Shared
0.00
None
298.00
Sony Group
SOLEShares92.29K
TypeSH
Market value$8.31M
2.73%
Sole
90.32K
Shared
0.00
None
1.97K
Accenture
SOLEShares25.57K
TypeSH
Market value$7.89M
2.59%
Sole
24.88K
Shared
0.00
None
700.00
American International Group
SOLEShares133.28K
TypeSH
Market value$7.67M
2.52%
Sole
130.13K
Shared
0.00
None
3.15K
Paramount Global
SOLEShares464.84K
TypeSH
Market value$7.40M
2.43%
Sole
452.24K
Shared
0.00
None
12.60K
Aptiv Plc
SOLEShares72.15K
TypeSH
Market value$7.37M
2.42%
Sole
70.29K
Shared
0.00
None
1.86K
Willdan Group Inc
SOLEShares365.17K
TypeSH
Market value$7.00M
2.30%
Sole
354.68K
Shared
0.00
None
10.49K
Triumph Group Inc
SOLEShares557.07K
TypeSH
Market value$6.89M
2.26%
Sole
540.14K
Shared
0.00
None
16.93K
First BanCorp PR
SOLEShares542.36K
TypeSH
Market value$6.63M
2.18%
Sole
525.51K
Shared
0.00
None
16.85K
Cisco Systems
SOLEShares116.41K
TypeSH
Market value$6.02M
1.98%
Sole
112.66K
Shared
0.00
None
3.75K
SAP
SOLEShares41.07K
TypeSH
Market value$5.62M
1.84%
Sole
40.09K
Shared
0.00
None
975.00
Delta Air Lines
SOLEShares116.26K
TypeSH
Market value$5.53M
1.81%
Sole
113.45K
Shared
0.00
None
2.81K
Corning
SOLEShares155.86K
TypeSH
Market value$5.46M
1.79%
Sole
152.84K
Shared
0.00
None
3.02K
Granite Construction Inc
SOLEShares137.26K
TypeSH
Market value$5.46M
1.79%
Sole
132.82K
Shared
0.00
None
4.44K
Chubb Corporation
SOLEShares27.49K
TypeSH
Market value$5.29M
1.74%
Sole
26.89K
Shared
0.00
None
595.00
Alexander & Baldwin Inc
SOLEShares283.92K
TypeSH
Market value$5.28M
1.73%
Sole
278.49K
Shared
0.00
None
5.43K
VMware
SOLEShares35.08K
TypeSH
Market value$5.04M
1.66%
Sole
34.14K
Shared
0.00
None
945.00
Algonquin Power & Utilities Corp
SOLEShares583.87K
TypeSH
Market value$4.82M
1.58%
Sole
573.32K
Shared
0.00
None
10.55K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Kennedy-Wilson HoldingsSOLE | COM | 1.20M | SH | $19.65M 6.45% | 1.17M | 0.00 | 31.05K |
CitigroupSOLE | COM NEW | 296.19K | SH | $13.64M 4.48% | 288.31K | 0.00 | 7.88K |
Jefferies Financial GroupSOLE | COM | 349.35K | SH | $11.59M 3.80% | 340.69K | 0.00 | 8.66K |
TJX CompaniesSOLE | COM | 132.27K | SH | $11.21M 3.68% | 128.76K | 0.00 | 3.51K |
Apple ComputerSOLE | COM | 53.26K | SH | $10.33M 3.39% | 51.42K | 0.00 | 1.84K |
Sp Plus CorporationSOLE | COM | 259.03K | SH | $10.13M 3.33% | 250.08K | 0.00 | 8.95K |
Evolent Health IncSOLE | CL A | 330.45K | SH | $10.01M 3.29% | 320.82K | 0.00 | 9.63K |
Broadcom LtdSOLE | COM | 10.20K | SH | $8.85M 2.91% | 9.90K | 0.00 | 298.00 |
Sony GroupSOLE | SPONSORED ADR | 92.29K | SH | $8.31M 2.73% | 90.32K | 0.00 | 1.97K |
AccentureSOLE | SHS Class A | 25.57K | SH | $7.89M 2.59% | 24.88K | 0.00 | 700.00 |
American International GroupSOLE | COM NEW | 133.28K | SH | $7.67M 2.52% | 130.13K | 0.00 | 3.15K |
Paramount GlobalSOLE | CLASS B COM | 464.84K | SH | $7.40M 2.43% | 452.24K | 0.00 | 12.60K |
Aptiv PlcSOLE | SHS | 72.15K | SH | $7.37M 2.42% | 70.29K | 0.00 | 1.86K |
Willdan Group IncSOLE | COM | 365.17K | SH | $7.00M 2.30% | 354.68K | 0.00 | 10.49K |
Triumph Group IncSOLE | COM | 557.07K | SH | $6.89M 2.26% | 540.14K | 0.00 | 16.93K |
First BanCorp PRSOLE | COM NEW | 542.36K | SH | $6.63M 2.18% | 525.51K | 0.00 | 16.85K |
Cisco SystemsSOLE | COM | 116.41K | SH | $6.02M 1.98% | 112.66K | 0.00 | 3.75K |
SAPSOLE | SPON ADR | 41.07K | SH | $5.62M 1.84% | 40.09K | 0.00 | 975.00 |
Delta Air LinesSOLE | COM NEW | 116.26K | SH | $5.53M 1.81% | 113.45K | 0.00 | 2.81K |
CorningSOLE | COM | 155.86K | SH | $5.46M 1.79% | 152.84K | 0.00 | 3.02K |
Granite Construction IncSOLE | COM | 137.26K | SH | $5.46M 1.79% | 132.82K | 0.00 | 4.44K |
Chubb CorporationSOLE | COM | 27.49K | SH | $5.29M 1.74% | 26.89K | 0.00 | 595.00 |
Alexander & Baldwin IncSOLE | COM | 283.92K | SH | $5.28M 1.73% | 278.49K | 0.00 | 5.43K |
VMwareSOLE | CL A COM | 35.08K | SH | $5.04M 1.66% | 34.14K | 0.00 | 945.00 |
Algonquin Power & Utilities CorpSOLE | COM | 583.87K | SH | $4.82M 1.58% | 573.32K | 0.00 | 10.55K |
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